Underwriting AgreementUnderwriting Agreement • June 15th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • New York
Glaukos Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ · ] shares of common stock, par value $0.001 per share (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [ · ] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”
GLAUKOS CORPORATION INDEMNIFICATION AGREEMENTIndemnification Agreement • August 5th, 2021 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This Indemnification Agreement (this “ Agreement ”) is dated as of July 1, 2021 and is between Glaukos Corporation, a Delaware corporation (the “ Company ”), and William J. Link, Ph.D. (“ Indemnitee ”).
GLAUKOS CORPORATION LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 23rd, 2014 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into as of June 5, 2013, by and between Comerica Bank (“Bank”) and Glaukos Corporation (“Borrower”).
EXECUTIVE SEVERANCE CHANGE IN CONTROL AGREEMENTChange in Control Agreement • May 5th, 2022 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS EXECUTIVE SEVERANCE AND CHANGE IN CONTROL AGREEMENT (the “Agreement”) is made by and between Glaukos Corporation (the “Company”), and Alex Thurman (“Executive”) as of April 1, 2022.
ContractGLAUKOS Corp • May 12th, 2015 • Surgical & medical instruments & apparatus • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PURSUANT TO RULE 144 OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
GLAUKOS CORPORATION AMENDMENT TO SERIES D WARRANTSSeries D Warrants • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Amendment to Series D Warrants (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the holders of Series D Warrants (as defined below).
FORM OF REVOLVING CREDIT NOTEGLAUKOS Corp • May 12th, 2015 • Surgical & medical instruments & apparatus
This Note is a note under which Revolving Credit Advances (including refundings and conversions), repayments and readvances may be made from time to time, but only in accordance with the terms and conditions of the Credit Agreement. This Note evidences borrowings under, is subject to, is secured in accordance with, and may be accelerated or matured under, the terms of the Credit Agreement, to which reference is hereby made. Capitalized terms used herein, except as defined to the contrary, shall have the meanings given them in the Credit Agreement.
SECOND AMENDMENT AND LEASE CONSOLIDATIONAnd Lease Consolidation • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Second Amendment and Lease Consolidation (the “Second Amendment”) is entered into as of this 30th day of September, 2011, by and between Laguna Cabot Road Business Park, LP (“Landlord”), and Glaukos Corporation (“Tenant”), with reference to the following recitals.
VOTING AGREEMENTVoting Agreement • August 8th, 2019 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This VOTING AGREEMENT, dated as of August 7, 2019 (this "Voting Agreement"), among Glaukos Corporation, a Delaware corporation ("Parent"), and the undersigned stockholder of Avedro, Inc., a Delaware corporation (the "Company"), listed on the signature page hereto (the "Stockholder").
SADDLEBACK BUSINESS PARK, LAGUNA HILLS, CALIF.Lease • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
THIS LEASE is entered into by and between LANDLORD and TENANT, and is dated for reference purposes only as provided in the following Basic LEASE Information. The General Terms of this LEASE, and any exhibits or addenda thereto, are hereby incorporated by this reference and made a material part of this agreement. LANDLORD and TENANT agree as follows:
ASSET PURCHASE AGREEMENTTransition Services Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
proceeding, assist in the preparation of any other Patent Property relating to the Patents and Patent Applications, sign/execute all lawful papers, authorize the filing of and execute and make all rightful oaths and/or declarations in connection with the Patents and Patent Applications, including any patents or patent applications claiming priority thereto, and generally do everything possible to aid the ASSIGNEE, its successors, legal representatives and assigns, to obtain and enforce proper patent protection for the Patents and Patent Applications in all countries.
GLAUKOS CORPORATION INCENTIVE STOCK OPTION AGREEMENTIncentive Stock Option Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS INCENTIVE STOCK OPTION AGREEMENT (the “Agreement”), made as of this «DAY_1B» day of «MONTH_1A», by and between Glaukos Corporation, a Delaware corporation (the “Company”), and «OPTIONEE_2» (the “Option Holder”), is made with reference to the following facts:
GLAUKOS CORPORATION FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the “Agreement”) is made as of January 25, 2011, by and among GLAUKOS CORPORATION, a Delaware corporation (the “Company”), each of the persons listed on the attached Schedule A who become signatories to this Agreement (collectively, the “Investors”), Fjordinvest, LLC, FG Group LLC, Orasis, LLC, Hosheng Tu (collectively, the “Founders”), Lighthouse Capital Partners IV, L.P. and Lighthouse Capital Partners V, L.P.
GLAUKOS CORPORATION AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED VOTING AGREEMENTVoting Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Amendment No. 1 to Third Amended and Restated Voting Agreement (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the signatories hereto.
AMENDED AND RESTATED SECURITY AGREEMENTJoinder Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS AMENDED AND RESTATED SECURITY AGREEMENT (the “Agreement”) dated as of February 23, 2015, is entered into by and among the Borrower (as defined below), such other entities which from time to time become parties hereto (collectively, including the Borrower, the “Debtors” and each individually a “Debtor”) and Comerica Bank (“Comerica”), as Administrative Agent for and on behalf of the Lenders (as defined below) (in such capacity, the “Agent”). The addresses for the Debtors and the Agent, as of the date hereof, are set forth on the signature pages attached hereto.
GLAUKOS CORPORATION THIRD AMENDED AND RESTATED VOTING AGREEMENTVoting Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
THIS THIRD AMENDED AND RESTATED VOTING AGREEMENT (the “Agreement”) is made as of this 22nd day of January, 2013 by and among Glaukos Corporation, a Delaware corporation (the “Company”), Fjordinvest, LLC, FG Group LLC, Orasis, LLC and Hosheng Tu (collectively, the “Stockholders”), and the holders of shares of Preferred Stock (as defined below) listed on Exhibit A (collectively, the “Investors” and individually, the “Investor”).
AGREEMENT AND PLAN OF MERGER by and among GLAUKOS CORPORATION, ATLANTIC MERGER SUB, INC. and AVEDRO, INC. Dated as of August 7, 2019Agreement and Plan of Merger • August 8th, 2019 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This AGREEMENT AND PLAN OF MERGER, dated as of August 7, 2019 (this "Agreement"), by and among Glaukos Corporation, a Delaware corporation ("Parent"), Atlantic Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and Avedro, Inc., a Delaware corporation (the "Company").
GLAUKOS CORPORATION STOCK OPTION AGREEMENTStock Option Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS STOCK OPTION AGREEMENT (the “Agreement”), made as of this «DAY_1B» day of «MONTH_1A», by and between Glaukos Corporation, a Delaware corporation (the “Company”), and «OPTIONEE_2» (the “Option Holder”), is made with reference to the following facts:
GLAUKOS CORPORATION AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTRights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This AMENDMENT NO. 1 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT (the “Amendment”) is made as of January 22, 2013, by and among GLAUKOS CORPORATION, a Delaware corporation (the “Company”), each of the Investors (as defined in the Existing Agreement, as that term is defined below), Fjordinvest, LLC, FG Group LLC, Orasis, LLC, Hosheng Tu (collectively, the “Founders”), Lighthouse Capital Partners IV, L.P. and Lighthouse Capital Partners V, L.P. (collectively, “Lighthouse”).
GLAUKOS CORPORATION AMENDMENT NO. 2 TO FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENTRights Agreement • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Amendment No. 2 to Fourth Amended and Restated Investors’ Rights Agreement (this “Amendment”), dated as of July 10, 2014, is made by and among Glaukos Corporation, a Delaware corporation (the “Company”), and the signatories hereto.
FORM OF TERM LOAN NOTEGLAUKOS Corp • May 12th, 2015 • Surgical & medical instruments & apparatus
This Note evidences Term Loan Advances made under, is subject to, may be accelerated and may be prepaid in accordance with, the terms of the Credit Agreement, to which reference is hereby made.
GLAUKOS CORPORATION AMENDED AND RESTATED REVOLVING CREDIT AND TERM LOAN AGREEMENT DATED AS OF FEBRUARY 23, 2015 COMERICA BANK AS ADMINISTRATIVE AGENT, SOLE LEAD ARRANGER AND SOLE BOOKRUNNERGlaukos Corporation • May 12th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Michigan
OFFICE BUILDING LEASEOffice Building Lease • February 28th, 2019 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS OFFICE BUILDING LEASE ("Lease") is made as of November 14, 2018, by and between CIP 2014/SG ALISO OWNER LLC, a Delaware limited liability company (“Landlord"), and GLAUKOS CORPORATION, a Delaware corporation ("Tenant").
THIRD AMENDMENT TO LEASELease • March 15th, 2016 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Third Amendment to Lease (“Third Amendment”) is dated for reference purposes the 23rd day of November, 2015, and is entered into by and between Laguna Cabot Road Business Park, LP (“Landlord”), and Glaukos Corporation (“Tenant”), with reference to the following recitals.
THIRD AMENDMENT TO LEASELease • February 23rd, 2024 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Third Amendment To Lease (“Third Amendment”) is dated as of January 25, 2024 and is entered into by and between 229 Avenida, LLC, a California limited liability company (“Lessor”), and Glaukos Corporation, a Delaware corporation (“Lessee”).
AMENDED AND RESTATED PATENT LICENSE AGREEMENTPatent License Agreement • June 30th, 2015 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
THIS AMENDED AND RESTATED PATENT LICENSE AGREEMENT (“Amended and Restated Agreement”) is entered into and effective as of this 30th day of June, 2015 (the “Restatement Date”), by and between GLAUKOS CORPORATION, a Delaware corporation, having a place of business at 26051 Merit Circle, Suite 103, Laguna Hills, California 92653 (“GLAUKOS”), and DOSE MEDICAL CORPORATION, a Delaware corporation, having a place of business at 26051 Merit Circle, Suite 103, Laguna Hills, California 92653 (“DOSE”).
FIRST AMENDMENT TO LEASELease • August 10th, 2020 • GLAUKOS Corp • Surgical & medical instruments & apparatus
THIS FIRST AMENDMENT TO LEASE ("First Amendment") is made and entered into as of the 21st day of December 2018 by and between 229 Avenida Fabricante, LLC, a California limited liability company ("Lessor") and Glaukos Corporation (“Lessee”).
FIRST AMENDMENT TO OFFICE BUILDING LEASEOffice Building Lease • August 10th, 2020 • GLAUKOS Corp • Surgical & medical instruments & apparatus
THIS FIRST AMENDMENT TO OFFICE BUILDING LEASE ("Amendment") is made as of this 12th day of December, 2018, by and between CIP 2014/SG ALISO OWNER, LLC, a Delaware limited liability company ("Landlord"), and GLAUKOS CORPORATION, a Delaware corporation ("Tenant").
ContractSecurity Agreement • July 23rd, 2014 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
This Security Agreement and the exercise of the rights granted hereunder are subject to and governed by the terms of a Subordination Agreement dated as of November 1, 2013 by and among the Secured Party named below, Glaukos Corporation and Comerica Bank, the provisions of which are incorporated herein by this reference and made a part hereof.
AGREEMENT AND PLAN OF MERGER by and among DOSE MEDICAL CORPORATION, a Delaware corporation, GLAUKOS CORPORATION, a Delaware corporation, GKOS Merger sub, inc. a Delaware corporation, and FORTIS ADVISORS LLC in its capacity as the Stockholders’...Agreement and Plan of Merger • June 19th, 2019 • GLAUKOS Corp • Surgical & medical instruments & apparatus • Delaware
This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of June 19, 2019 (the “Agreement Date”), by and among DOSE Medical Corporation, a Delaware corporation (the “Company”), Glaukos Corporation, a Delaware corporation (“Purchaser”), GKOS Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Purchaser (“Merger Sub”), and Fortis Advisors LLC, a Delaware limited liability company, solely in its capacity as the representative of the Participating Holders (the “Stockholders’ Representative”). Each of the Company, Purchaser, Merger Sub and the Stockholders’ Representative being a “Party,” and collectively, the “Parties.”
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • July 23rd, 2014 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
This Asset Purchase Agreement, dated as of July 10, 2014, is made by and between DOSE Medical Corporation, a Delaware corporation (“Seller”), and Glaukos Corporation, a Delaware corporation (“Purchaser”), with reference to the following facts:
SECOND AMENDMENT TO OFFICE BUILDING LEASEOffice Building Lease • August 10th, 2020 • GLAUKOS Corp • Surgical & medical instruments & apparatus
THIS SECOND AMENDMENT TO OFFICE BUILDING LEASE (“Amendment”) is made as of this 20th day of May, 2020, by and between CIP 2014 SG ALISO OWNER LLC, a Delaware limited liability company (“Landlord”), and GLAUKOS CORPORATION, a Delaware corporation (“Tenant”).
AMENDED AND RESTATED PATENT LICENSE AGREEMENTPatent License Agreement • April 12th, 2017 • GLAUKOS Corp • Surgical & medical instruments & apparatus
THIS FIRST AMENDMENT OF AMENDED AND RESTATED PATENT LICENSE AGREEMENT (the “First Amendment”) is entered into and effective as of this 12th day of April, 2017 (the "First Amendment Date") by and between GLAUKOS CORPORATION, a Delaware corporation ("GLAUKOS") and DOSE MEDICAL CORPORATION, a Delaware corporation ("DOSE").
IOP SYSTEM PURCHASE AGREEMENTIop System Purchase Agreement • April 12th, 2017 • GLAUKOS Corp • Surgical & medical instruments & apparatus • California
This IOP SYSTEM PURCHASE AGREEMENT (this “Agreement”) is entered into, as of April 12, 2017 (the “Effective Date), by and between DOSE Medical Corporation, a Delaware corporation (“Seller”), and Glaukos Corporation, a Delaware corporation (“Buyer”). Each of Seller and Buyer being a “Party,” and collectively, the “Parties”).
SECOND AMENDMENT TO LEASELease • August 10th, 2020 • GLAUKOS Corp • Surgical & medical instruments & apparatus
This Second Amendment To Lease ("Second Amendment") is dated as of July 2, 2020 and is entered into by and between 229 Avenida Fabricante, LLC, a California limited liability company ("Lessor"), and Glaukos Corporation, a Delaware corporation (“Lessee”).
