FORM OF CUSTODY AGREEMENT dated as of , 2013 by and between CAPITALA FINANCE CORP. (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)Custody Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
Contract Type FiledSeptember 9th, 2013 Company JurisdictionThis CUSTODY AGREEMENT (this “Agreement”) is dated as of June , 2013, and is by and between CAPITALA FINANCE CORP. (and any successor or permitted assign, the “Company”), a corporation organized under the laws of the State of [ ], having its principal place of business at 4201 Congress St., Suite 360, Charlotte, NC 28209, and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at 214 North Tryon Street, 26th Floor, Charlotte, NC 28202.
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
Contract Type FiledSeptember 9th, 2013 Company JurisdictionThis Agreement (“Agreement”) is made as of [ ], 2013 by and between CAPITALA FINANCE CORP., a Maryland corporation (the “Company”), and CAPITALA ADVISORS CORP., a North Carolina corporation (the “Administrator”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • Maryland
Contract Type FiledSeptember 9th, 2013 Company JurisdictionTHIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of , 2013, by and between Capitala Finance Corp., a Maryland corporation (the “Company”), and the undersigned (“Indemnitee”).
FORM OF TRADEMARK LICENSE AGREEMENTTrademark License Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
Contract Type FiledSeptember 9th, 2013 Company JurisdictionThis TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of June [ ], 2013 (the “Effective Date”) by and between CAPITALA INVESTMENT ADVISORS, LLC, a Delaware limited liability company (the “Licensor”), and CAPITALA FINANCE CORP., a Maryland corporation (the “Company”) (each a “party,” and collectively, the “parties”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN CAPITALA FINANCE CORP. AND CAPITALA INVESTMENT ADVISORS, LLCInvestment Advisory Agreement • September 9th, 2013 • Capitalsouth Partners Fund Ii Lp • New York
Contract Type FiledSeptember 9th, 2013 Company JurisdictionThis Investment Advisory and Management Agreement (this “Agreement”) is made this [ ] day of [ ], 2013, by and between CAPITALA FINANCE CORP., a Maryland corporation (“Company”), and CAPITALA INVESTMENT ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).