WITNESSETH:Investment Advisory Agreement • November 1st, 2004 • Madison Harbor Balanced Strategies Inc • New York
Exhibit 99.k.1 ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 19th day of October, 2004, by and between Madison Harbor Balanced Strategies, Inc. (the "Fund"), a Maryland corporation, and SEI Investments Global Funds Services (the...Administration Agreement • November 1st, 2004 • Madison Harbor Balanced Strategies Inc • Delaware
WITNESSETH:Custodian Services Agreement • November 1st, 2004 • Madison Harbor Balanced Strategies Inc
CONNING ASSET MANAGEMENT LOGO] FORM OF ASSET MANAGEMENT AGREEMENT This ASSET MANAGEMENT AGREEMENT (the "Agreement"), dated ________, 2005 by and between Madison Harbor Capital, LLC, a company domiciled in the State of New York, (the "Company") and...Asset Management Agreement • January 28th, 2005 • Madison Harbor Balanced Strategies Inc • New York
WITNESSETHEscrow Agreement • November 1st, 2004 • Madison Harbor Balanced Strategies Inc • Delaware
PLACEMENT AGENCY AGREEMENT MADISON HARBOR BALANCED STRATEGIES, INC.Placement Agency Agreement • November 29th, 2006 • Madison Harbor Balanced Strategies Inc • New York
This Placement Agreement (the “Agreement”) dated as of September 26, 2006, by and among Madison Harbor Balanced Strategies, Inc. (the “Fund”), a Maryland corporation operating (or intending to operate) as a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and Greenbook Investment Management and Greenbook Securities, Inc. (the “Placement Agent”), a California company operating as a broker-dealer and registered as such with the Securities and Exchange Commission (“SEC”) and which is a member of NASD, Inc. (“NASD”).
FORM OF WACHOVIA BANK NATIONAL ASSOCIATION MUTUAL FUND CUSTODY AGREEMENTMadison Harbor Balanced Strategies Inc • January 28th, 2005
SUB-CUSTODY AGREEMENTSub-Custody Agreement • June 16th, 2006 • Madison Harbor Balanced Strategies Inc • Pennsylvania
THIS AGREEMENT is made this 1 day of April, 2006, by and among SEI Private Trust Company, a limited purpose thrift regulated by the Office of Thrift Supervision, (hereinafter referred to as “Custodian”), with its place of business located at One Freedom Valley Drive, Oaks, PA 19456 and Wachovia Bank, National Association (hereinafter referred to as “Sub-Custodian”), with a place of business located at 123 S. Broad Street, Philadelphia, PA 19109.
