FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 29th, 2012 • FBR Funds • Wisconsin
THIS AGREEMENT is made and entered into as of the 3rd day of August, 2011, by and between THE FBR FUNDS, a Delaware statutory trust (the “Trust”), on behalf of those investment company portfolios listed on Exhibit A which may be amended from time to time (each, a “Fund” and, together, the “Funds”) in the case of both the Trust and the Funds, individually and not jointly and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 28th, 2009 • FBR Funds • Delaware
This Sub-Advisory Agreement is made as of the ___ day of _______, 2010, by and between FBR Fund Advisers, Inc. (the “Adviser”) and Financial Counselors, Inc. (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 28th, 2009 • FBR Funds • Delaware
AGREEMENT made as of the __ day of ________, 2009, by and between The FBR Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and FBR Fund Advisers, Inc., a Delaware corporation (the “Adviser”).
Exhibit (d)(1) Form of Investment Advisory AgreementInvestment Advisory Agreement • February 4th, 2004 • FBR Funds • Delaware
AGREEMENT made as of the __ day of _____, 2003, by and between The FBR Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and FBR Fund Advisers, Inc., a Delaware corporation (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • October 30th, 2009 • FBR Funds • Delaware
In consideration of the mutual covenants herein contained and other good and valuable consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows.
Date] Legg Mason Partners Money Market Trust New York, NY 10041 The FBR Funds Arlington, VA 22209 Ladies and Gentlemen:Legg Mason Partners Money Market Trust • October 2nd, 2009
This opinion is furnished to you pursuant to paragraph 8.1 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [Date], by and among Legg Mason Partners Money Market Trust, a Maryland business trust (the “Acquiring Entity”), on behalf of Western Asset Government Money Market Fund, a series thereof (the “Acquiring Fund”), and The FBR Funds, a Delaware statutory trust (the “Acquired Entity”), on behalf of FBR Fund for Government Investors, a series thereof (the “Acquired Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates the acquisition of substantially all of the assets of the Acquired Fund by the Acquiring Fund in exchange for the issuance and delivery by the Acquiring Entity, on behalf of the Acquiring Fund, to the Acquired Fund, for distribution, in accordance with paragraph 1.4 of the Agreement along with any other assets then held by the Acquired Fund, pro rata to the Acqui
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2008 • FBR Funds • Delaware
AGREEMENT made as of the 27th day of February, 2004, by and between The FBR Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and FBR Fund Advisers, Inc., a Delaware corporation (the “Adviser”).
SUBADVISORY AGREEMENT between MONEY MANAGEMENT ADVISERS, INC. and ASSET MANAGEMENT, INC.Agreement • February 4th, 2004 • FBR Funds • MarylandThis AGREEMENT made as of the ___ of _________, 2003, by and between Money Management Advisers, Inc a District of Columbia corporation (the “Adviser”), and Asset Management, Inc., a Maryland corporation (the “Subadviser”).
Exhibit (g)(2) Amendment to Custody Agreement between the Registrant and Cardinal BankFBR Funds • February 28th, 2007
Effective February 15, 2007, the following amendment is hereby made to the Custody Agreement dated February 9, 2006 by and between The FBR Funds (the "Trust") and Cardinal Bank (the "Custodian").
ADMINISTRATIVE SERVICES AGREEMENT Between THE FBR FUNDS and FBR Fund Advisers, Inc.Administrative Services Agreement • February 28th, 2008 • FBR Funds • Maryland
ADMINISTRATIVE SERVICES AGREEMENT (“Agreement”) made as of the 1st day of November, 2007, by and between The FBR Funds, a Delaware statutory trust, which may issue one or more shares of beneficial interest (the “Trust”), and FBR Fund Advisers, Inc., a Delaware corporation, having its principal office and place of business at 1001 Nineteenth Street North, Arlington, VA 22209, on behalf of itself and its affiliates (the “Administrator”).
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 11th day of December, 2009, by and between The FBR Funds, a Delaware statutory trust with its principal place of business at 1001...Agreement and Plan of Reorganization • June 29th, 2010 • FBR Funds • Delaware
domestic CUSTODY AGREEMENT BETWEEN Each of the Open-EnD Investment Management companies listed on Schedule 4 (each a “Trust”) AND JPMORGAN CHASE BANK, N.A.Domestic Custody Agreement • February 28th, 2008 • FBR Funds • New York
This Agreement, dated January 2, 2008, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“Bank”), with a place of business at 303 Broadway, Suite 900, Cincinnati, Ohio 45202; and each of the open-end investment management companies listed on Schedule 4 of this Agreement, registered with the U.S. Securities and Exchange Commission under the Investment Company Act of 1940, organized as a Delaware statutory trusts (each a “Trust”), severally and for and on behalf of certain of their respective portfolios listed on Schedule 4 as the same may be amended from time to time (each a “Fund”) , each Trust and their respective Funds with a place of business at 1001 Nineteenth Street North, Arlington, Virginia 22209. Each Trust for which Bank serves as custodian under this Agreement, shall individually be referred to as “Customer”.
Exhibit (e)(2) Form of Amendment to Distribution Agreement between the Registrant and FBR Investment Services, Inc.Distribution Agreement • August 18th, 2005 • FBR Funds
Effective____________________, the following amendment is hereby made to the Distribution Agreement dated February 27, 2004 by and between The FBR Funds (the "Trust") and FBR Investment Services, Inc. (the "Distributor").
Exhibit (h)(1) Agreement for Administrative Services between the Registrant and FBR Fund Advisers, Inc.H) • November 15th, 2005 • FBR Funds • MarylandADMINISTRATIVE SERVICES AGREEMENT ("Agreement") made as of the 1st day of November, 2005, by and between The FBR Funds, a Delaware statutory trust, which may issue one or more shares of beneficial interest (the "Trust"), and FBR Fund Advisers, Inc., a Delaware Corporation, (as the "Administrator").
INVESTMENT ADVISORY AGREEMENT between THE FBR FUNDS and FBR FUND ADVISERS, INC.Investment Advisory Agreement • December 28th, 2009 • FBR Funds
AGREEMENT made as of the __ day of ______, 2009, by and between The FBR Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and FBR Fund Advisers, Inc., a Delaware corporation (the “Adviser”).
Exhibit (h)(2) Amendment to Agreement for Fund Administration between the Registrant and FBR Fund Advisers, Inc.Administrative Services Agreement • February 28th, 2007 • FBR Funds
Effective February 28, 2007, the following amendment is hereby made to the Administrative Services Agreement dated November 1, 2005 by and between FBR Fund Advisers, Inc. (the "Administrator") and The FBR Funds which may issue one or more series of shares of beneficial interest (the "Trust").
Exhibit (d)(6) Interim Sub-Advisory AgreementInterim Agreement • December 30th, 2004 • FBR Funds • Maryland
This INTERIM AGREEMENT made as of the 1st of November, 2004, by and between Money Management Advisers, Inc a Delaware corporation (the "Adviser"), and Asset Management, Inc., a Maryland corporation (the "Subadviser").
Exhibit (e)(1) Form of Distribution AgreementForm of Distribution Agreement • February 4th, 2004 • FBR Funds • Maryland
In consideration of the mutual covenants herein contained and other good and valuable consideration, the receipt of which is hereby acknowledged, the parties hereto agree as follows.
Exhibit (g) Agreement for Custody Services between the Registrant and FBR National Trust Company.FBR National Trust Company • November 15th, 2005 • FBR Funds • Maryland
CUSTODY SERVICES AGREEMENT ("Agreement") made as of the 1st day of November, 2005, by and between The FBR Funds, a Delaware statutory trust, which may issue one or more shares of beneficial interest (the "Trust"), and FBR National Trust Company (the "Custodian"), a Nationally chartered institution that has been granted certain Trust powers under the Office of the Comptroller of Currency, whose place of business is located in Bethesda, Maryland.
Exhibit (d)(2) Form of Amendment to Advisory Agreement between the Registrant and FBR Fund Advisers, Inc.Investment Advisory Agreement • August 18th, 2005 • FBR Funds
Effective__________________, the following amendment is hereby made to the Investment Advisory Agreement dated February 27, 2004 by and between FBR Fund Advisers, Inc. (the "Adviser") and The FBR Funds which may issue one or more series of shares of beneficial interest (the "Trust").
Exhibit (d)(4) Amendment to Sub-Advisory Agreement dated July 28, 2004.FBR Funds • December 30th, 2004
This Amendment is made as of the 28th of July, 2004, by and between FBR Fund Advisers, Inc., a Delaware corporation (the "Adviser"), and Akre Capital Management, LLC, a Delaware limited liability company (the "Subadviser").
Exhibit (e)(2) Selected Dealer AgreementSelected Dealer Agreement • December 30th, 2004 • FBR Funds • Delaware
AGREEMENT made this ____ day of _________________, 2004, between FBR Investment Services, Inc., a corporation organized under the laws of the State of Delaware with its principal place of business 4922 Fairmont Avenue, Bethesda, Maryland 20814 and _______________________________, a member of the National Association of Securities Dealers, Inc. ("Dealer").
ADMINISTRATIVE SERVICES ADDENDUM TO ACCOUNTING SERVICES, TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTAdministrative Services • February 28th, 2008 • FBR Funds
This Addendum to the Accounting Services, Transfer Agency and Shareholder Services Agreement is made as of the 1st day of November, 2007, by and between The FBR Funds (the “Trust”), a Delaware statutory trust, and JPMorgan Chase Bank, N.A. (“JPMorgan) (fka Integrated Investment Services, Inc.), a Delaware corporation.
CUSTODY AGREEMENTCustody Agreement • February 29th, 2012 • FBR Funds • Wisconsin
THIS AGREEMENT is made and entered into as of the 3rd day of August, 2011, by and between THE FBR FUNDS, a Delaware statutory trust (the “Trust”), on behalf of those investment company portfolios listed on Exhibit C which may be amended from time to time (each, a “Fund” and, together, the “Funds”) in the case of both the Trust and the Funds, individually and not jointly, and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 29th, 2012 • FBR Funds • Wisconsin
THIS AGREEMENT is made and entered into as of the 3rd day of August, 2011, by and between THE FBR FUNDS, a Delaware statutory trust (the “Trust”), on behalf of those investment company portfolios listed on Exhibit A which may be amended from time to time (each, a “Fund” and, together, the “Funds”) in the case of both the Trust and the Funds, individually and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Exhibit (d)(2) Amendment to Advisory Agreement between the Registrant and FBR Fund Advisers, Inc.Investment Advisory Agreement • November 15th, 2005 • FBR Funds
Effective__________________, the following amendment is hereby made to the Investment Advisory Agreement dated February 27, 2004 by and between FBR Fund Advisers, Inc. (the "Adviser") and The FBR Funds which may issue one or more series of shares of beneficial interest (the "Trust").
Exhibit (d)(3) Form of Sub-advisory AgreementSub-Advisory Agreement • February 4th, 2004 • FBR Funds • Delaware
This AGREEMENT made as of the _______ day of _______, 2003, by and between FBR Fund Advisers, Inc., a Delaware corporation (the “Adviser”), and Akre Capital Management, LLC, a Delaware limited liability company (“Sub-Adviser”).
Exhibit (g)(2) Amendment to Agreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody ServicesFBR Funds • December 30th, 2004
This Amendment is made as of the 1st of November, 2004, by and between The FBR Funds (the "Trust") and FBR National Trust Company (the "Company").
Exhibit (g) Agreement for Custody Services between the Registrant and Cardinal Bank dated February 9, 2006.Custodian Agreement • February 28th, 2006 • FBR Funds • Virginia
CUSTODY SERVICES AGREEMENT ("Agreement") made as of February 9, 2006, by and between The FBR Funds, a Delaware statutory trust, which may issue one or more shares of beneficial interest (the "Trust"), and Cardinal Bank (the "Custodian"), a state- chartered institution that has been granted certain Trust powers under the State of Virginia, whose place of business is located in McLean, Virginia.
Exhibit (d)(5) Amendment to Sub-Advisory Agreement dated November 1, 2004FBR Funds • December 30th, 2004 • DelawareThis Second Amendment is made as of the 1st of November, 2004, by and between FBR Fund Advisers, Inc., a Delaware corporation (the "Adviser"), and Akre Capital Management, LLC, a Delaware limited liability company (the "Subadviser").
Exhibit (e)(2) Amendment to Distribution Agreement between the Registrant and FBR Investment Services, Inc.Distribution Agreement • February 28th, 2007 • FBR Funds
Effective February 28, 2007, the following amendment is hereby made to the Distribution Agreement dated February 27, 2004 by and between The FBR Funds (the "Trust") and FBR Investment Services, Inc. (the "Distributor").
AGREEMENT AND PLAN OF REORGANIZATION The Board of Trustees (the “Board”) of The FBR Funds, a Delaware statutory trust with its principal place of business at 1001 Nineteenth Street North, Arlington, Virginia (the “Trust”), deems it advisable that FBR...Agreement and Plan of Reorganization • December 30th, 2010 • FBR Funds • Delaware
Exhibit (e)(2) Form of Selected Dealer AgreementSelected Dealer Agreement • February 4th, 2004 • FBR Funds • Delaware
AGREEMENT made this ____ day of_____, 2003, between FBR Investment Services, Inc., a corporation organized under the laws of the State of Delaware with its principal place of business 4922 Fairmont Avenue, Bethesda, Maryland 20814 and __________________________________, a member of the National Association of Securities Dealers, Inc. (“Dealer”).
Exhibit (h)(2) Agreement for Accounting Services, Transfer Agency Services and Shareholder Services between the Registrant and Integrated Fund Services, Inc.Transfer Agency and Shareholder Services Agreement • November 15th, 2005 • FBR Funds • Ohio
AGREEMENT dated as of November 1, 2005, between The FBR Funds (the "Trust"), a Delaware statutory trust, and Integrated Fund Services, Inc. ("Integrated"), an Ohio corporation.
Exhibit (d)(2) Form of Investment Advisory AgreementInvestment Advisory Agreement • February 4th, 2004 • FBR Funds
AGREEMENT made as of the __ day of _____, 2003, by and between The FBR Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the “Trust”), and Money Management Advisers, Inc., a District of Columbia corporation (the “Adviser”).
