CUSTODY AGREEMENTCustody Agreement • October 21st, 2009 • Frank Funds • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of October 15, 2009, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and Frank Funds Trust, a business trust formed under the laws of the State of Ohio (“Trust”).
ADMINISTRATION AGREEMENTAdministration Agreement • October 31st, 2022 • Frank Funds • Ohio
You have been selected to act as the administrator of the Camelot Event Driven Fund (the “Fund”), a series of the Trust, and to provide certain other services, as more fully set forth below, and you are willing to act as such administrator and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective as of July 1, 2022.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • October 27th, 2017 • Frank Funds • Ohio
THIS AGREEMENT is made as of March 13, 2013, between Frank Value Fund (the “Trust” and/or Investment Company ”IC”, or “Fund”), a _____Ohio________ business Trust, Frank Capital Partners, LLC the Registered Investment Advisor (the “RIA”) a _New Jersey________ Corporation, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
CUSTODY AGREEMENT BETWEEN US BANK, N.A. ANDCustody Agreement • July 13th, 2004 • Frank Funds • Ohio
This agreement (the "Agreement") is entered into as of the _____ day of June, 2004, by and between FRANK FUNDS, an Ohio business trust (the "Trust") and US Bank, National Association, (the "Custodian"), a national banking association having its principal office at 425 Walnut Street, Cincinnati, Ohio, 45202.
FRANK FUNDS DISTRIBUTION AGREEMENTDistribution Agreement • September 14th, 2010 • Frank Funds • New York
THIS DISTRIBUTION AGREEMENT (the "Agreement") is made as of the 15th day of September by and among Frank Funds (the "Fund"), an Ohio Business Trust, Frank Capital Partners, LLC (the "Adviser"), a New Jersey Limited Liability Company and Matrix Capital Group (the "Distributor"), a New York corporation.
MANAGEMENT AGREEMENTManagement Agreement • October 31st, 2022 • Frank Funds • Ohio
The Trust has been organized to engage in the business of an investment company. The Trust currently offers three series of shares to investors, the Frank Value Fund and West Hills Core Fund and Camelot Event-Driven Fund. You have been selected to act as the investment adviser of the West Hills Core Fund (the “Fund”) and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
FRANK FUNDS AGREEMENT AND DECLARATION OF TRUST FEBRUARY 12, 2004Trust Agreement • March 16th, 2004 • Frank Funds • Ohio
By-Laws of Frank FundsBy-Laws • March 16th, 2004 • Frank Funds
MANAGEMENT AGREEMENTManagement Agreement • October 31st, 2022 • Frank Funds • Ohio
The Trust has been organized to engage in the business of an investment company. The Trust currently offers three series of shares to investors, the Frank Value Fund (the “Fund”), the West Hills Core Fund, and the Camelot Event-Driven Fund. You have been selected to act as the sole investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
MANAGEMENT AGREEMENTManagement Agreement • July 16th, 2010 • Frank Funds • Ohio
The Trust has been organized to engage in the business of an investment company. You have been selected to act as the sole investment adviser of the Leigh Baldwin Total Return Fund (the “Fund”), as series of the Trust and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
MANAGEMENT AGREEMENTManagement Agreement • September 15th, 2010 • Frank Funds • Ohio
The Trust has been organized to engage in the business of an investment company. The Trust currently offers two series of shares to investors, the Frank Value Fund (the “Fund”) and the Leigh Baldwin Total Return Fund. You have been selected to act as the sole investment adviser of the Fund and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows, effective as of September 15, 2010.
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 29th, 2021 • Frank Funds
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • June 27th, 2018 • Frank Funds
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORS FRANK VALUE FUND A SERIES OF THE FRANK FUNDS LETTER OF INVESTMENT INTENTSubscription Agreement • July 13th, 2004 • Frank Funds
The undersigned (the "Purchaser"), as custodian for Maria N. Frank, hereby subscribes to purchase a beneficial interest ("Interest") of the Frank Value Fund, a series of the Frank Funds, in the amount of $8,142.20 for 814.22 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $8,142.22.
Letter AgreementManagement Agreement • September 15th, 2010 • Frank Funds
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 29th, 2021 • Frank Funds
Letter AgreementManagement Agreement • October 5th, 2020 • Frank Funds
AMENDED AND RESTATED AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 25th, 2018 • Frank Funds • Ohio
THIS AMENDED AND RESTATED AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of March 28, 2018, among QUAKER INVESTMENT TRUST, a Massachusetts business trust, with its principal place of business at 2500 Weston Road, Suite 101, Weston, FL 33331 (“Quaker Investment Trust”), on behalf Quaker Event Arbitrage Fund (“Existing Fund”), a series of Quaker Investment Trust; FRANK FUNDS, an Ohio business trust, with its principal place of business at 781 Crandon Blvd. Unit 602, Key Biscayne, FL 33149 ( “Trust”), on behalf of Camelot Event Driven Fund (“New Fund”), a series of the Trust; and, solely for purposes of paragraph 6, Camelot Event-Driven Advisors, LLC, advisor to the New Fund (“Advisor”) and Camelot Portfolios, LLC, advisor to the Existing Fund (“Camelot”) (each of Quaker Investment Trust and the Trust being sometimes referred to herein as an “Investment Company,” and each of Existing Fund and New Fund is sometimes referred to herein as a “Fund”). Notwithstanding anything to
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 28th, 2024 • Frank Funds
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 28th, 2024 • Frank Funds
Letter AgreementManagement Agreement • October 27th, 2017 • Frank Funds
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 31st, 2022 • Frank Funds
MANAGEMENT AGREEMENTManagement Agreement • October 5th, 2020 • Frank Funds • Ohio
The Trust has been organized to engage in the business of an investment company. The Trust currently offers three series of shares to investors, the Frank Value Fund and West Hill Tactical Core Fund (the “Funds”) and Camelot Event-Driven Fund. You have been selected to act as the investment adviser of the Funds and to provide certain other services, as more fully set forth below, and you are willing to act as such investment adviser and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • October 29th, 2015 • Frank Funds • Ohio
THIS AGREEMENT is made as of March 13, 2013, between Frank Value Fund (the “Trust” and/or Investment Company ”IC”, or “Fund”), a _______Ohio______ business Trust, Frank Capital Partners, LLC the Registered Investment Advisor (the “RIA”) a ____New Jersey_______ Corporation, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • July 31st, 2008 • Frank Funds
THIS AMENDMENT dated this 17th day of June 2008, to the Custody Agreement, dated June 24, 2004 (the "Agreement"), is entered by and between Frank Funds, an Ohio business trust (the "Trust") and U.S. Bank, N.A., a national banking association (the "Custodian").
Amended and Restated Expense Limitation AgreementExpense Limitation Agreement • October 31st, 2022 • Frank Funds
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 31st, 2008 • Frank Funds • New Jersey
THIS AGREEMENT is made and entered into as of June 17, 2008, by and among Leigh Baldwin & Co., LLC, a Delaware limited liability company (the "Company") and Frank Capital Partners LLC, a New Jersey limited liability company (hereinafter referred to as "FCP").
Letter AgreementManagement Agreement • October 30th, 2013 • Frank Funds
Letter AgreementManagement Agreement • October 29th, 2015 • Frank Funds
You have engaged us to act as the sole investment adviser to the Leigh Baldwin Total Return Fund (the “Fund”) pursuant to a Management Agreement dated as of June 17, 2008 (the “Agreement”).
UNDERWRITING AGREEMENTUnderwriting Agreement • July 31st, 2008 • Frank Funds • New York
AGREEMENT made this 17th day of June 2008, by and between Frank Funds, an Ohio business trust, having its principal office and place of business at 6 Stacy Court, Parsippany, NJ 07054 (the “Trust”), and Leigh Baldwin & Company, LLC, a Delaware limited liability company having its principal office and place of business at 112 Albany Street, Cazenovia, NY 13035 (“LBC”).
