Lind-Waldock Securities, LLC Sample Contracts

LIMITED LIABILITY COMPANY AGREEMENT OF SUMMIT MANAGEMENT, (NEWCO) LLC a Delaware limited liability company Dated as of May 13, 1999
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

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LIMITED LIABILITY COMPANY AGREEMENT OF REFCO F/X ASSOCIATES, LLC a Delaware limited liability company Dated as of May 13, 1999
Lind-Waldock Securities, LLC • December 10th, 2004 • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

LIMITED LIABILITY COMPANY AGREEMENT OF REFCO REGULATED COMPANIES, LLC a Delaware limited liability company Dated as of May 13, 1999
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

LIMITED LIABILITY COMPANY AGREEMENT OF REFCO MORTGAGE SECURITIES, LLC a Delaware limited liability company Dated as of May 13, 1999
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF REFCO GROUP LTD., LLC A Delaware Limited Liability Company
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

THIS FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Refco Group Ltd., LLC (the "Company"), dated and effective as of August 5, 2004 (this "Agreement"), is entered into by New Refco Group Ltd., LLC, a Delaware limited liability company, as sole member of the Company.

LIMITED LIABILITY COMPANY AGREEMENT OF WESTMINSTER-REFCO MANAGEMENT LLC a Delaware limited liability company Dated as of May 13, 1999
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

LIMITED LIABILITY COMPANY AGREEMENT OF REFCO FINANCIAL, LLC a Delaware limited liability company Dated as of May 13, 1999
Limited Liability Company Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 13th day of May, 1999 by and among the Members listed on Schedule I attached hereto.

LIMITED LIABILITY COMPANY AGREEMENT OF REFCO MANAGED FUTURES, LLC a Delaware limited liability company Dated as of July 1, 2004
Limited Liability Company • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement (this "Agreement") is made and entered into as of the first day of July, 2004 by and among the Members listed on Schedule I attached hereto, as may be amended from time to time.

MANAGEMENT AGREEMENT
Management Agreement • December 10th, 2004 • Lind-Waldock Securities, LLC • Security & commodity brokers, dealers, exchanges & services • New York

This Management Agreement (this “Agreement”) is entered into as of the 5th day of August, by and between New Refco Group Ltd., LLC, a Delaware limited liability company (the “Company”), Refco Group Ltd., LLC, a Delaware limited liability company (“Refco”), and THL Managers V, LLC, a Delaware limited liability company (the “Sponsor”).

LIMITED LIABILITY COMPANY AGREEMENT OF REFCO EDUCATIONAL SERVICES, LLC
Lind-Waldock Securities, LLC • December 10th, 2004 • Security & commodity brokers, dealers, exchanges & services • Delaware

This Limited Liability Company Agreement is made and entered into as of the 10th day of July, 2001 by and among Refco Group Ltd., LLC as a Member and those Persons who may hereafter be admitted to the Company as a Member.

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