EXHIBIT 10.02 ML FUTURESACCESSSM ADVISORY AGREEMENTAdvisory Agreement • December 20th, 2004 • ML Winton FuturesAccess LLC • New York
Contract Type FiledDecember 20th, 2004 Company Jurisdiction
EXHIBIT 3.02 ML WINTON FUTURESACCESS LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT THE UNITS OF LIMITED LIABILITY COMPANY INTEREST CREATED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES ACT, AND MAY NOT BE...Limited Liability Company Operating Agreement • December 20th, 2004 • ML Winton FuturesAccess LLC • New York
Contract Type FiledDecember 20th, 2004 Company Jurisdiction
Exhibit 1.01 THE MERRILL LYNCH FUTURESACCESS(SM) PROGRAM SELLING AGREEMENT Private Placement of Limited Liability Company Units Effective as of October 31, 2004Selling Agreement • December 20th, 2004 • ML Winton FuturesAccess LLC • New York
Contract Type FiledDecember 20th, 2004 Company Jurisdiction
SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENTLimited Liability Company Operating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers • Delaware
Contract Type FiledApril 17th, 2018 Company Industry JurisdictionTHIS SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (“Agreement”) dated as of January 31, 2015 of ML Winton FuturesAccess LLC (this “FuturesAccess Fund”) by and among Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), an indirect wholly-owned subsidiary of Bank of America Corporation, and those persons who shall invest in the units of limited liability company interest (“Units”) created pursuant to this Agreement — Class A, Class C, Class D, Class I, Class M, Class DS, Class DT, Class DI and such other classes as may be established in the future — and shall therefore be admitted as members (such members being hereinafter sometimes referred to collectively as “Investors”; provided, that for purposes of voting, Units held by the Sponsor shall not be considered to be held by an Investor).
ContractOperating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledApril 17th, 2018 Company Industry
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledApril 17th, 2018 Company IndustryTHIS AMENDMENT TO THE SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of January 31, 2015 (as amended from time to time, the “Agreement”) of ML Winton FuturesAccess LLC (this “Amendment”) is made as of December 31, 2017 by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and the Investors. Capitalized terms used herein, but not defined, shall have the same meanings assigned to them in the Agreement.
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • October 4th, 2012 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledOctober 4th, 2012 Company IndustryTHIS AMENDMENT TO THE FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of February 29, 2012 (the “Agreement”) of ML Winton FuturesAccess LLC is made as of September 30, 2012 (the “Amendment”) by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”) and the Investors. Capitalized terms used herein but not defined shall have the same meanings assigned to them in the Agreement.
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledApril 17th, 2018 Company IndustryTHIS AMENDMENT TO THE SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of January 31, 2015 (as amended from time to time, the “Agreement”) of ML Winton FuturesAccess LLC (this “Amendment”) is made as of August 30, 2017 by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and the Investors. Capitalized terms used herein, but not defined, shall have the same meanings assigned to them in the Agreement.
THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENTLimited Liability Company Operating Agreement • March 31st, 2010 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers • Delaware
Contract Type FiledMarch 31st, 2010 Company Industry JurisdictionTHIS THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (“Agreement”) dated November 30, 2009 of ML Winton FuturesAccess LLC (this “FuturesAccess Fund”) by and among Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and those persons who shall invest in the units of limited liability company interest (“Units”) created pursuant to this Agreement — Class A, Class C, Class D, Class I, Class DS, Class DT and such other classes as may be established in the future — and shall therefore be admitted as members (such members being hereinafter sometimes referred to collectively as “Investors”; provided, that for purposes of voting, Units held by the Sponsor shall not be considered to be held by an Investor).
THE MERRILL LYNCH FuturesAccessSM PROGRAM AMENDED AND RESTATED SELLING AGREEMENT Private Placement of Limited Liability Company Units Effective as of July 8, 2011 MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC Sponsor MERRILL LYNCH, PIERCE, FENNER & SMITH...Selling Agreement • July 11th, 2011 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers • New York
Contract Type FiledJuly 11th, 2011 Company Industry Jurisdiction
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • November 13th, 2013 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledNovember 13th, 2013 Company IndustryTHIS AMENDMENT TO THE FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of November 30, 2012 (the “Agreement”) of ML Winton FuturesAccess LLC is made as of September 30, 2013 (this “Amendment”) by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and the Investors. Capitalized terms used herein, but not defined, shall have the same meanings assigned to them in the Agreement.
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledApril 17th, 2018 Company IndustryTHIS AMENDMENT TO THE SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of January 31, 2015 (as amended from time to time, the “Agreement”) of ML Winton FuturesAccess LLC (this “Amendment”) is made as of October 12, 2017 by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and the Investors. Capitalized terms used herein, but not defined, shall have the same meanings assigned to them in the Agreement.
AMENDMENT TO FUTURESACCESSSM ADVISORY AGREEMENTAdvisory Agreement • May 29th, 2015 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledMay 29th, 2015 Company IndustryThis amendment is made as of April 30, 2015 (the "Amendment") among ML WINTON FUTURESACCESSSM LLC, a Delaware limited liability company (the "Onshore Fund"), ML WINTON FUTURESACCESSSM LTD., a Cayman Islands exempted company (the "Offshore Fund"), MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC, a Delaware limited liability company (the "Manager") and WINTON CAPITAL MANAGEMENT LIMITED (the "Trading Advisor") (the Onshore Fund, the Offshore Fund, the Manager and the Trading Advisor are jointly referred to as the "Parties"). Capitalized terms not otherwise defined herein have those meanings set forth in the Agreement (as defined below).
AMENDMENT TO ML FUTURESACCESSSM ADVISORY AGREEMENTAdvisory Agreement • July 26th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledJuly 26th, 2018 Company IndustryThis amendment is made as of July 20, 2018 (the “Amendment”) among ML WINTON FUTURESACCESSSM LLC, a Delaware limited liability company (the “Onshore Fund”), WNTN FUTURESACCESSSM LTD., a Cayman Islands exempted company (the “Offshore Fund”), MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC, a Delaware limited liability company (the “Manager”) and WINTON CAPITAL MANAGEMENT LIMITED (the “Trading Advisor”) (the Onshore Fund, the Offshore Fund, the Manager and the Trading Advisor are jointly referred to as the “Parties”). Capitalized terms not otherwise defined herein have those meanings set forth in the Agreement (as defined below).
AMENDMENT TO THE OPERATING AGREEMENTOperating Agreement • April 17th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledApril 17th, 2018 Company IndustryTHIS AMENDMENT TO THE SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT dated as of January 31, 2015 (as amended from time to time, the “Agreement”) of ML Winton FuturesAccess LLC (this “Amendment”) is made as of April 11, 2018 by Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), and the Investors. Capitalized terms used herein, but not defined, shall have the same meanings assigned to them in the Agreement.
AMENDMENT TO FUTURESACCESSSM ADVISORY AGREEMENTAdvisory Agreement • August 18th, 2014 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledAugust 18th, 2014 Company IndustryThis amendment is made as of August 14, 2014 (the “Amendment”) among ML WINTON FUTURESACCESSSM LLC, a Delaware limited liability company, ML WINTON FUTURESACCESSSM LTD., a Cayman Islands exempted company (the “Onshore Fund” and the “Offshore Fund,” respectively, and collectively, the “Fund”), MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC, a Delaware limited liability company (the “Manager”) and WINTON CAPITAL MANAGEMENT LIMITED (the “Trading Advisor”). Capitalized terms not otherwise defined herein have those meanings set forth in the Agreement.
among MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC and WINTON CAPITAL MANAGEMENT LIMITED Dated as of February 27, 2015Advisory Agreement • March 5th, 2015 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers • New York
Contract Type FiledMarch 5th, 2015 Company Industry Jurisdiction
ML WINTON FUTURESACCESS LLC FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENTLimited Liability Company Operating Agreement • March 6th, 2012 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers • Delaware
Contract Type FiledMarch 6th, 2012 Company Industry JurisdictionTHIS FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (“Agreement”) dated as of February 29, 2012 of ML Winton FuturesAccess LLC (this “FuturesAccess Fund”) by and among Merrill Lynch Alternative Investments LLC, a Delaware limited liability company (the “Sponsor”), an indirect wholly-owned subsidiary of Bank of America Corporation, and those persons who shall invest in the units of limited liability company interest (“Units”) created pursuant to this Agreement — Class A, Class C, Class D, Class I, Class M, Class DS, Class DT and such other classes as may be established in the future — and shall therefore be admitted as members (such members being hereinafter sometimes referred to collectively as“Investors”; provided, that for purposes of voting, Units held by the Sponsor shall not be considered to be held by an Investor).
AMENDMENT TO FUTURESACCESSSM ADVISORY AGREEMENTFuturesaccesssm Advisory Agreement • June 23rd, 2014 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledJune 23rd, 2014 Company IndustryThis amendment is made as of June 17, 2014 (the “Amendment”) among ML WINTON FUTURESACCESSSM LLC, a Delaware limited liability company, ML WINTON FUTURESACCESSSM LTD., a Cayman Islands exempted company (the “Onshore Fund” and the “Offshore Fund,” respectively, and collectively, the “Fund”), MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC, a Delaware limited liability company (the “Manager”) and WINTON CAPITAL MANAGEMENT LIMITED (the “Trading Advisor”). Capitalized terms not otherwise defined herein have those meanings set forth in the Agreement.
Grove House, 27 Hammersmith Grove, London W6 ONE Tel: +44 (0) 20 8576 5800 I Fax +44 (0) 20 7610 5301 winton.comInvestment Advisory Agreement • February 7th, 2018 • ML Winton FuturesAccess LLC • Commodity contracts brokers & dealers
Contract Type FiledFebruary 7th, 2018 Company IndustryWe write to you regarding the investment advisory agreement, investment management agreement or other similar agreement entered into between you and Winton Capital Management Limited (“Winton”), as amended, restated or supplemented from time to time, (the “Agreement”), which sets out the basis on which Winton provides investment advisory services to you.