ADMINISTRATION AGREEMENT Agreement made as of May 27, 2005, between CLAYMORE TRUST, a Delaware statutory trust (the "Trust"), and Claymore Advisors, LLC, a Delaware limited liability company (the "Administrator"). WHEREAS, the Trust intends to operate...Administration Agreement • March 31st, 2006 • Claymore Trust • Delaware
INVESTMENT ADVISORY AGREEMENT CLAYMORE/ZACKS MULTI-CAP OPPORTUNITIES FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of September 29, 2005, between Claymore/Zacks Multi-Cap Opportunities Fund (the "Fund"), a series of Claymore...Investment Advisory Agreement • November 21st, 2005 • Claymore Trust • Delaware
INVESTMENT ADVISORY AGREEMENT CLAYMORE/FIDUCIARY STRATEGIC EQUITY FUND THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of May 27, 2005, between Claymore/Fiduciary Strategic Equity Fund (the "Fund"), a series of Claymore Trust, a...Investment Advisory Agreement • March 31st, 2006 • Claymore Trust • Delaware
CUSTODY AGREEMENT Dated ______________, 2013 Between UMB BANK, N.A. and [ADVISER NAME] ON BEHALF OF ITSELF AND SILVERPEPPER COMMODITY HOLDINGSCustody Agreement • September 4th, 2013 • Investment Managers Series Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and [ADVISER NAME], a [FORM OF ENTITY] on behalf of itself and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
CLAYMORE TRUST FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS FIRST AMENDMENT dated as of the 1st day of March, 2006, to the Transfer Agent Servicing Agreement, dated as of July 20, 2005 (the "Agreement"), is entered by and between...Transfer Agent Servicing Agreement • March 31st, 2006 • Claymore Trust
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 30th day of September, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
OFTrust Agreement • March 31st, 2006 • Claymore Trust
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 29th day of September, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND Bahl & Gaynor, Inc.Investment Advisory Agreement • August 28th, 2024 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of July 1, 2024, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Bahl & Gaynor, Inc., an Ohio Sub-Chapter S Corporation (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 13th, 2018 • North Square Investments Trust • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of _________, 2018 by and between North Square Investments Trust, a __________________ (the “Client”) and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”).
SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT is entered into as of the 27th day of May, 2005, between Claymore Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Claymore Securities, Inc. (the...Subscription Agreement • March 31st, 2006 • Claymore Trust
SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND INSIGHT NORTH AMERICA LLCSub-Advisory Agreement • August 28th, 2023 • Investment Managers Series Trust
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of February 1, 2023, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Insight North America LLC, a New York State limited liability company (the “Sub-advisor”).
FORM OF CUSTODIAN AGREEMENTCustodian Agreement • April 27th, 2020 • Investment Managers Series Trust • New York
THIS AGREEMENT, dated as of [____], 2020, between INVESTMENT MANAGERS SERIES TRUST (the Fund, including its separate series listed on Exhibit A, the Portfolios), a Delaware statutory trust and an open-end management investment company registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, the Custodian).
WCM Quality Dividend Growth Fund Distribution AgreementDistribution Agreement • July 27th, 2023 • Investment Managers Series Trust • Massachusetts
AGREEMENT made this ________ by and between the INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), and NATIXIS DISTRIBUTION, LLC, a Delaware limited partnership (the “Distributor”).
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 28th, 2017 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of December 31, 2015, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Liberty Street Advisors, Inc. (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND PALMER SQUARE CAPITAL management, LLCInvestment Advisory Agreement • May 24th, 2019 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of December 31, 2018, between the Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), and Palmer Square Capital Management LLC, a Delaware limited liability corporation (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 26th, 2013 • Investment Managers Series Trust • Delaware
This AGREEMENT is made as of the ____ day of ___ 2013, by and between Palmer Square Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Fountain Capital Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • April 27th, 2020 • Investment Managers Series Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2020, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 235 W. Galena Street, Milwaukee, WI 53212, and «Foreside Entity», a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 26th, 2013 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of July 31, 2013 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, Segall Bryant & Hamill (the “Advisor”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2024 • Investment Managers Series Trust
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of this day of _______, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Provider").
SUBADVISORY AGREEMENT ADDENDUM BETWEEN EURO PACIFIC ASSET MANAGEMENT, LLC AND NEW SHERIDAN ADVISORS, LLCSubadvisory Agreement • February 28th, 2014 • Investment Managers Series Trust • Delaware
AGREEMENT ADDENDUM made as of the 18th of June, 2013, by and between Euro Pacific Asset Management, LLC., a California limited liability corporation with its principal office and place of business in California (the "Adviser") and New Sheridan Advisors, LLC., a Nevada corporation with its principal office and place of business in California (the "Subadviser").
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 18th, 2020 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 20__, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, 361 Capital, LLC (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN 361 GLOBAL Managed Futures Strategy Fund LIMITED ANDInvestment Advisory Agreement • August 18th, 2020 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ____________, is entered into by and between 361 Global Managed Futures Strategy Fund Limited (the “Fund”) (the “Fund”), and 361 Capital, LLC, a Delaware limited liability company (the “Advisor”).
SUB-ADVISORY AGREEMENT BETWEEN NORTH SQUARE INVESTMENTS, LLC ANDSub-Advisory Agreement • December 13th, 2019 • Investment Managers Series Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _________, 20__, is entered into by and between North Square Investments, LLC, a Delaware limited liability company, with its principal office and place of business at 10 S. LaSalle Street, Suite 1925, Chicago, IL 60603 (the “Adviser”), and Red Cedar Investment Management, LLC, a Michigan limited liability company with its principal office and place of business at 333 Bridge Street NW, Suite 601, Grand Rapids, Michigan 49504 (the “Sub-Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • March 1st, 2012 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the 1st day of November, 2011, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Russell Hoss. (the "Purchaser").
Amended and Restated TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 1st, 2009 • Investment Managers Series Trust • Wisconsin
THIS TRANSFER AGENCY AGREEMENT is made as of this 25th day of March, 2009, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (“UMBFS”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 28th, 2020 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 20__, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the WCM International Small Cap Growth Fund (the “Fund”), and __________________________ (the "Purchaser").
FORM OF EXPENSE REIMBURSEMENT AGREEMENT EXPENSE REIMBURSEMENT AGREEMENT (the "Agreement"), dated as of April 1, 2007 by and among Claymore Trust (the "Trust"), on behalf of the Claymore/Fiduciary Large Cap Core Fund series of the Trust (the "Fund"),...Expense Reimbursement Agreement • March 29th, 2007 • Claymore Trust
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • August 26th, 2022 • Investment Managers Series Trust • Massachusetts
THIS AGREEMENT, is made this 21st of December, 2021, by and among Fidelity Rutland Square Trust II (the “Fidelity Trust”), a statutory trust organized under the State of Delaware, on behalf of itself and its current and future series as identified on Schedule A, severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and each trust identified on Schedule B (each, an “Underlying Trust”), on behalf of itself and its respective series identified on Schedule B, severally and not jointly (each, an “Acquired Fund” and collectively the “Acquired Funds” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022 (the “Effective Date”).
FORM OF EXPENSE REIMBURSEMENT AGREEMENT EXPENSE REIMBURSEMENT AGREEMENT (the "Agreement"), dated as of April 1, 2007 by and between Claymore Advisors, LLC, a Delaware limited liability company (the "Advisor") and Claymore Trust (the "Trust"), on...Expense Reimbursement Agreement • March 29th, 2007 • Claymore Trust
DISTRIBUTION AGREEMENTDistribution Agreement • February 1st, 2008 • Investment Managers Series Trust • Wisconsin
THIS AGREEMENT is made as of this 3rd day of December, 2007, by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”) and Grand Distribution Services, LLC, a Wisconsin limited liability company (the “Distributor”).
ReFlow Fund, LLC Participating Fund AgreementParticipating Fund Agreement • April 30th, 2019 • Investment Managers Series Trust • California
AGREEMENT dated as of February 2, 2017, between Investment Managers Series Trust, on behalf of itself or its portfolios listed on Appendix A attached hereto (as it may be amended from time to time), individually and not jointly, (the “Fund”), and ReFlow Fund, LLC, a Delaware limited liability company (“ReFlow”), in consideration of the mutual agreements herein contained and other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows:
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 22nd, 2014 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2014, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Fund, Aristotle Credit Partners, LLC (the “Advisor”).
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 7th, 2010 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2010 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, FIDUCIARY ASSET MANAGEMENT, LLC (the “Advisor”).
SUBSCRIPTION AGREEMENTSubscription Agreement • January 29th, 2014 • Investment Managers Series Trust
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of _______, 2013, between Investment Managers Series Trust, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and ___________________________. (the "Purchaser").
