Operating Expenses Limitation Agreement Sample Contracts
INVESTMENT MANAGERS SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 25th, 2019 • Investment Managers Series Trust II • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Kennedy Capital Management, Inc. (the “Advisor”).
Standard Contracts
WITNESSETH:Operating Expenses Limitation Agreement • September 27th, 2007 • TDAX Funds, Inc. • Maryland
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT THE TEBERG FUNDOperating Expenses Limitation Agreement • November 22nd, 2023 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of The Teberg Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Absolute Capital Management, LLC (the “Advisor”).
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 26th, 2013 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of July 31, 2013 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, Segall Bryant & Hamill (the “Advisor”).
INVESTMENT MANAGERS SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 10th, 2022 • Investment Managers Series Trust II • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2022, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Arena Capital Advisors LLC (the “Advisor”).
TCG FINANCIAL SERIES TRUST VIII OPERATING EXPENSES LIMITATION AGREEMENT TCG PREMIER MONEY MARKET FUNDOperating Expenses Limitation Agreement • October 14th, 2016 • TCG Financial Series Trust VIII • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 14th day of October, 2016, by and between TCG Financial Series Trust VIII (the “Trust”), on behalf of the TCG Premier Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
TCG FINANCIAL SERIES TRUST VIII OPERATING EXPENSES LIMITATION AGREEMENT TCG US GOVERNMENT PREMIER MONEY MARKET FUNDOperating Expenses Limitation Agreement • July 2nd, 2014 • TCG Financial Series Trust VIII • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST VIII (the “Trust”), on behalf of the TCG US GOVERNMENT PREMIER MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 30th, 2014 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 19th day of November 2014, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (the “Fund”), and TorrayResolute, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT MANAGERS SERIES TRUST II FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 12th, 2016 • Investment Managers Series Trust II • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is dated as of ______________, 2016, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Vivaldi Asset Management, LLC (the “Advisor”).
INVESTMENT MANAGERS SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 7th, 2010 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2010 by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (the “Fund”), a series of the Trust, and the Advisor of the Fund, FIDUCIARY ASSET MANAGEMENT, LLC (the “Advisor”).
PROFESSIONALLY MANAGED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 27th, 2014 • Professionally Managed Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of April, 2013, by and between Professionally Managed Portfolios, a Massachusetts business trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A, which may be amended from time to time (each a “Fund”), and the Advisor of each Fund, Becker Capital Management, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • March 3rd, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2010, as revised March 23, 2011, August 18, 2011, March 28, 2012, May 1, 2012 and November 14, 2012, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Altegris Managed Futures Strategy Fund, Altegris Macro Strategy Fund, Altegris Futures Evolution Strategy Fund, and Altegris Equity Long Short Fund (the “Funds”) a series of the Trust, and the adviser of the Funds, Altegris Advisors, LLC (the “Adviser”).
SIX CIRCLES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 29th, 2024 • Six Circles Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the close of business on April 30, 2024, by and between Six Circles Trust, a Delaware statutory trust (the “Trust”), with respect to each of the funds listed on Schedule A (each, a “Fund”, and collectively, the “Funds”), and J.P. Morgan Private Investments Inc. (the “JPMPI”).
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 26th, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 28th day of February 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Muhlenkamp & Company, Inc., a Pennsylvania corporation (the “Adviser”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 29th, 2020 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of MERCATOR INTERNATIONAL OPPORTUNITY FUND, (the “Fund”) a series of the Trust and the Advisor of such Fund, MERCATOR INVESTMENT MANAGEMENT, LLC (the “Advisor”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT RAREVIEW CAPITAL LLCOperating Expenses Limitation Agreement • May 28th, 2024 • Collaborative Investment Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Rareview Total Return Bond ETF (the “Fund”) a series of the Trust and the Advisor, Rareview Capital LLC (the “Advisor”).
TOTAL FUND SOLUTION OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • March 21st, 2022 • Total Fund Solution • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of __, 2022 by and between TOTAL FUND SOLUTION, a Delaware statutory trust (the “Trust”), on behalf of each series listed in Appendix A, which may be amended from time to time (each a “Fund”, and together the “Fund”), and the investment adviser of the Fund(s), Cromwell Investment Advisors, LLC (the “Adviser”).
TCG FINANCIAL SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENT TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUNDOperating Expenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust II • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST II (the “Trust”), on behalf of the TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
Gabelli NextShares Trust GABELLI EQUITY INCOME NEXTSHARES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 17th, 2016 • Gabelli Nextshares Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the [ ] day of [ ], 2016, by and between Gabelli NextShares Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Gabelli Equity Income NextShares (the “Fund”), and the investment adviser, Gabelli Funds, LLC (the “Adviser”).
RANGER FUNDS INVESTMENT TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT Ranger Investment Management, L.P.Operating Expenses Limitation Agreement • November 30th, 2020 • Ranger Funds Investment Trust • Delaware
WHEREAS, the Adviser renders advice and services to each Fund pursuant to the terms and provisions of a Management Agreement between the Trust and the Adviser dated as of the 14th day of September, 2011, as amended March 5, 2018 (the “Management Agreement”); and
TCG FINANCIAL SERIES TRUST VI OPERATING EXPENSES LIMITATION AGREEMENT TCG PRIMARY LIQUIDITY MONEY MARKET FUNDOperating Expenses Limitation Agreement • October 14th, 2016 • TCG Financial Series Trust VI • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 14th day of October, 2016, by and between TCG Financial Series Trust VI (the “Trust”), on behalf of the TCG Primary Liquidity Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
TRUST FOR ADVISED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • August 15th, 2014 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the __ day of _________, 2014 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and the investment adviser of the Fund, 1919 Investment Counsel LLC (the “Adviser”).
SERIES PORTFOLIOS TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 27th, 2017 • Series Portfolios Trust • Delaware
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of January 19, 2017 by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series listed in Appendix A as attached hereto (which may have multiple classes (each a “Class”), and may be amended from time to time), each a series of the Trust (each a “Fund”), and the investment adviser of the Fund, Weiss Multi-Strategy Advisers LLC(the “Adviser”).
TRUST FOR ADVISED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 23rd, 2014 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of September, 2014 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and the investment adviser of the Fund, Infinity Q Capital Management, LLC (the “Adviser”).
TRUST FOR ADVISED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 14th, 2020 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the __th day of ____________, 2020 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and the investment adviser of the Fund, First Republic Investment Management, Inc. (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • December 30th, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 31st day of March 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Tortoise Capital Advisors, L.L.C., a Delaware Limited Liability Company (the “Adviser”).
INVESTMENT MANAGERS SERIES TRUST FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 26th, 2019 • Investment Managers Series Trust • Delaware
THIS FIFTH AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) dated as of August 24, 2018, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each, a “Fund”), and the investment advisor of the Funds, Advisors Asset Management, Inc. (the “Advisor”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 23rd, 2019 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the ___ day of __________ 2019, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and AC One Asset Management, LLC, a Delaware Limited Liability Company (the “Adviser”).
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 25th, 2024 • Third Avenue Variable Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is made as of April 30, 2024, by and between Third Avenue Variable Series Trust (the “Trust”), on behalf of the Third Avenue Value Portfolio (the “Portfolio”), and Third Avenue Management LLC, the Portfolio’s investment adviser (the “Adviser”).
MANAGED PORTFOLIO SERIES OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • January 26th, 2015 • Managed Portfolio Series • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 20th day of January 2015, by and between Managed Portfolio Series, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (the “Fund”), and Bushido Capital Partners, LLC, a Delaware Limited Liability Company (the “Adviser”).
PROFESSIONALLY MANAGED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 29th, 2020 • Professionally Managed Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is effective as of the 31st day of July, 2020, by and between Professionally Managed Portfolios, a Massachusetts business trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A which may be amended from time to time (the “Fund”), and the Advisor of the Fund, Hodges Capital Management, Inc. (the “Advisor”).
Gabelli innovations Trust Gabelli RBI fund OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • March 21st, 2019 • Gabelli Innovations Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is by and between Gabelli Innovations Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Gabelli RBI Fund (the “Fund”), and the investment adviser, Gabelli Funds, LLC (the “Adviser”). This Agreement shall be effective as of the day the Fund commences its investment operations (the “Launch Date”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 1st, 2016 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 11th day of October, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Highmore Group Advisors, LLC, a Delaware limited liability company (the “Adviser”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT DEER PARK TOTAL RETURN CREDIT FUNDOperating Expenses Limitation Agreement • March 10th, 2017 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of June, 2015, as revised March 1, 2017, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Deer Park Total Return Credit Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AGREEMENT CHARIOT ABSOLUTE RETURN CURRENCY PORTFOLIOOperating Expenses Limitation Agreement • March 3rd, 2010 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of December, 2008, as revised on June 30, 2009 by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of CHARIOT ABSOLUTE RETURN CURRENCY PORTFOLIO (the “Fund”) a series of the Trust, and the advisor of the Fund, Chariot Advisors, LLC (the “Advisor”).
