AMENDMENT TO PARTICIPANT AGREEMENTSParticipant Agreements • November 6th, 2020 • Invesco DB Commodity Index Tracking Fund • Commodity contracts brokers & dealers
This Amendment dated September 30, 2020 amends Attachment A to the currently effective Participant Agreements and any amendments thereto (collectively, the “Agreements”), entered into by and among Invesco Capital Management LLC (formerly, Invesco PowerShares Capital Management LLC) (“Invesco”), each Authorized Participant identified in Schedule A to this Amendment, and one or more of the following entities:
AMENDED AND RESTATED DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • May 19th, 2020 • Invesco DB Commodity Index Tracking Fund • Commodity contracts brokers & dealers • Delaware
AMENDED AND RESTATED DISTRIBUTION SERVICES AGREEMENT dated and effective as of May 18, 2020 (this “Agreement”) among Invesco DB Commodity Index Tracking Fund, formerly known as PowerShares DB Commodity Index Tracking Fund, a Delaware statutory trust (the “Fund”), Invesco Distributors, Inc., a Delaware corporation and a registered broker-dealer under the Securities Exchange Act of 1934 (the “Distributor”), and Invesco Capital Management LLC, formerly known as Invesco PowerShares Capital Management LLC, a Delaware limited liability company (the “Managing Owner”). Capitalized terms used but not defined in this Agreement shall have the meaning ascribed thereto in the Fund’s Prospectus included in its Registration Statement on Form S-1 (Registration No. 333-233475), as it may be amended from time-to-time.
COMMODITY FUTURES CUSTOMER AGREEMENTCommodity Futures Customer Agreement • February 26th, 2015 • PowerShares DB Commodity Index Tracking Fund • Commodity contracts brokers & dealers • New York
This Commodity Futures Customer Agreement (“Agreement”) between Morgan Stanley & Co. LLC (“Morgan Stanley”) and the undersigned customer named below (“Customer”), acting by and through the advisor designated by Customer to control trading in the Account (as defined below) (the “Advisor”), which Advisor, if applicable, is acting hereunder solely as agent for such Customer and not in a principal capacity, shall govern the purchase and sale by Morgan Stanley of commodity futures contracts, options thereon, foreign futures and options thereon and interests therein (in each case, as defined under Applicable Law, as defined below), and including, without limitation, exchange-for-physical, exchange-for-swap, exchange-for-risk, exchange-for-options or exchange-for-related-positions transactions, block trades, over-the-counter (“OTC”) derivative instruments, including cleared OTC derivatives and cleared swaps, approved under Applicable Law for trading or clearing on a designated contract market
FUTURES AND OPTIONS AGREEMENT FOR INSTITUTIONAL CUSTOMERSPowerShares DB Commodity Index Tracking Fund • February 28th, 2011 • Commodity contracts brokers & dealers • New York
In consideration of the acceptance by Deutsche Bank Securities Inc. (which, together with its affiliates (“Affiliates”) is referred to as “DBSI” unless otherwise specified herein) of one or more accounts for the undersigned (“Customer”) (all accounts of the Customer with DBSI being collectively referred to as the “Account”), Customer agrees that this Agreement shall govern all dealings between Customer and DBSI relating to transactions that DBSI may execute, clear and/or carry on Customer’s behalf for the purchase or sale of futures contracts (“Futures Contracts”) or options thereon (“Option Contracts”; Futures Contracts and Option Contracts collectively being “Contracts”).
SUMMARYInvesco Db Commodity Index Tracking Fund Participant Agreement • November 6th, 2020 • Invesco DB Commodity Index Tracking Fund • Commodity contracts brokers & dealers • New York
This Attachment A to the Participant Agreement (the “Participant Agreement”) supplements the Participant Agreement, the Prospectus and the Trust Agreement (as defined below) with respect to the procedures (the “Procedures”) to be used in processing (1) a creation order for the creation of one or more Baskets (as defined below) (“Creation Order”) of Shares of Invesco DB Commodity Index Tracking Fund (the “Trust”) and a (2) redemption order for the redemption of one or more Baskets (as defined below) (“Redemption Order”) of Shares of the Trust. Shares may be created or redeemed only in blocks of 200,000 Shares (each such block, a “Basket”) for the Trust.
AMENDMENT NO. 2 TO THE FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB COMMODITY INDEX TRACKING FUNDInvesco DB Commodity Index Tracking Fund • June 4th, 2018 • Commodity contracts brokers & dealers • Delaware
This Amendment No. 2 (“Amendment No. 2”) to the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015, as amended on June 20, 2016 (the “Declaration of Trust”) of PowerShares DB Commodity Index Tracking Fund (the “Fund”) by and among the undersigned, on its own behalf and as Managing Owner (the “Managing Owner”) of the Fund and as Attorney-in-Fact for all of the Limited Owners of the Fund, and Wilmington Trust Company, as Trustee.
CUSTODY AGREEMENT by and between INVESCO DB FUNDS and THE BANK OF NEW YORK MELLONCustody Agreement • October 1st, 2019 • Invesco DB Commodity Index Tracking Fund • Commodity contracts brokers & dealers • New York
CUSTODY AGREEMENT, dated as of October 1, 2019, between each Invesco DB Funds Trust referenced on Schedule I attached hereto, as may be amended by the parties (each a “Trust” and collectively, the “Trust”), on behalf of each Fund as defined below, and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
AMENDMENT NO. 1 TO THE FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB COMMODITY INDEX TRACKING FUNDPowerShares DB Commodity Index Tracking Fund • June 20th, 2016 • Commodity contracts brokers & dealers
This Amendment No. 1 (“Amendment No. 1”) to the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015 (the “Declaration of Trust”) of PowerShares DB Commodity Index Tracking Fund (the “Fund”) by and among the undersigned, on its own behalf and as Managing Owner (the “Managing Owner”) of the Fund and as Attorney-in-Fact for all of the Limited Owners of the Fund, and Wilmington Trust Company, as Trustee.
