LOAN AND SECURITY AGREEMENT (ACCOUNTS AND INVENTORY)Loan and Security Agreement • February 2nd, 2007 • Akeena Solar, Inc. • Electric services • California
RECITALSRegistration Rights Agreement • August 14th, 2006 • Fairview Energy Corporation, Inc. • Electric services • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 17th, 2011 • Akeena Solar, Inc. • Heating equipment, except electric & warm air furnaces
This Registration Rights Agreement (this “Agreement”) is made and entered into as of February __, 2011, between Akeena Solar, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
SECURITY AGREEMENT As of December 15, 2006, for value received, the undersigned ("Debtor") pledges, assigns and grants to Comerica Bank ("Bank"), whose address is 333 West Santa Clara Street, San Jose, CA, 95113, Attention: Commercial Loan...Security Agreement • December 28th, 2006 • Akeena Solar, Inc. • Electric services • California
COMMON STOCK PURCHASE WARRANT ANDALAY SOLAR, INC.Security Agreement • March 19th, 2014 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Alpha Capital Anstalt or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Andalay Solar, Inc., a Delaware corporation (the “Company”), up to seven million five hundred thousand (7,500,000) shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 14th, 2007 • Akeena Solar, Inc. • Electric services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 8, 2007, among Akeena Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
AGREEMENT OF MERGER AND PLAN OF REORGANIZATIONMerger Agreement • August 14th, 2006 • Fairview Energy Corporation, Inc. • Electric services • New York
AKEENA SOLAR, INC. REGISTRATION RIGHTS AGREEMENT Table of ContentsRegistration Rights Agreement • August 28th, 2006 • Fairview Energy Corporation, Inc. • Electric services • New York
SERIES M COMMON STOCK PURCHASE WARRANT WESTINGHOUSE SOLAR, INC.Warrant Agreement • September 28th, 2011 • Westinghouse Solar, Inc. • Heating equipment, except electric & warm air furnaces
THIS SERIES M COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March ___, 2012 (the “Initial Exercise Date”) and on or prior to the close of business on the 5 year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Westinghouse Solar, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 28th, 2014 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 25, 2014, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT AKEENA SOLAR, INC.Common Stock Purchase Warrant • October 22nd, 2009 • Akeena Solar, Inc. • Heating equipment, except electric & warm air furnaces
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the three year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Akeena Solar, Inc., a Delaware corporation (the “Company”), up to ______________ shares (the “Warrant Shares”) of Common Stock The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EXHIBIT ASubscription Agreement • August 14th, 2006 • Fairview Energy Corporation, Inc. • Electric services • New York
CLASS A COMMON STOCK PURCHASE WARRANT AKEENA SOLAR, INC.Securities Agreement • March 14th, 2007 • Akeena Solar, Inc. • Electric services • New York
THIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the third anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Akeena Solar, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 11th, 2017 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2017, between Andalay Solar, Inc., a Delaware corporation (the “Company”), and the investor parties hereto (including their successors and permitted assigns, each, a “Purchaser”, and collectively, the “Purchaser” or “Purchasers”, unless the context otherwise requires).
SECURED CONVERTIBLE NOTE DUE OCTOBER 2, 2019Convertible Security Agreement • October 11th, 2017 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
THIS SECURED CONVERTIBLE NOTE is a duly authorized and validly issued Note of Andalay Solar, Inc., a Delaware corporation, (the “Borrower”), having its principal place of business at 2071 Ringwood Avenue, Unit C, San Jose, CA 95131, due October 2, 2019 (the “Note”).
SERIES [E/F/G] COMMON STOCK PURCHASE WARRANT AKEENA SOLAR, INC.Common Stock Purchase Warrant • February 26th, 2009 • Akeena Solar, Inc. • Heating equipment, except electric & warm air furnaces
THIS SERIES [E/F/G] COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after _____1 (the “Initial Exercise Date”) and on or prior to the close of business on the _____2 anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Akeena Solar, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock [Series F ONLY: provided, however, to the extent that any shares of Common Stock are issued pursuant to the Preferred Stock issued to the original Holder, the number of Warrant Shares issuable and not exercised hereunder shall be reduced on a one for one basis to zero for any such issuances of conversions pursuant to the Preferred Stock.] The purchase price of one share of Common Stock under this
EQUITY PURCHASE AGREEMENT BY AND BETWEEN ANDALAY SOLAR, INC. AND SOUTHRIDGE PARTNERS II, LP Dated December 10, 2014Equity Purchase Agreement • December 15th, 2014 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 14th, 2012 • Westinghouse Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 14, 2012, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 8th, 2007 • Akeena Solar, Inc. • Electric services • New York
This Agreement is made pursuant to the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 16th, 2014 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Registration Rights Agreement ("Agreement"), dated December 10, 2014, is made by and between ANDALAY SOLAR, INC. a Delaware corporation ("Company"), and SOUTHRIDGE PARTNERS II LP, a Delaware limited partnership (the "Investor").
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 15th, 2013 • Westinghouse Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 15, 2013, between Westinghouse Solar, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
DALE MATHESON Partnership of: Robert J Burkart, Inc. James F Carr-Hilton, Ltd. [CARR-HILTON LABONTE Alvin F Dale, Ltd. Peter J Donaldson, Inc. R.J. LaBonte, Ltd. ------------------- Robert J Matheson, Inc. Fraser G Ross, Ltd. [CHARTERED ACCOUNTANTS...Consent Letter • April 6th, 2006 • Fairview Energy Corporation, Inc. • Electric services
CLASS B COMMON STOCK PURCHASE WARRANT AKEENA SOLAR, INC.Security Agreement • March 14th, 2007 • Akeena Solar, Inc. • Electric services • New York
THIS CLASS B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the third anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Akeena Solar, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 11th, 2017 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 2, 2017, between R Squared Technologies Inc., a Delaware corporation (the “Company”), and the investor(s) signatory or who become signatory hereto (each, a “Purchaser” and collectively, the “Purchasers”). If there is only one Purchaser, all references herein to “Purchasers” or a “Purchaser” shall be deemed to refer to such Purchaser.
July 17,2006 Mr. Barry Cinnamon President AKEENA SOLAR 605 University Avenue Los Gatos, CA 95032 Dear Barry: This letter confirms the following agreement between our respective companies: 1. AKEENA SOLAR. ("Company") hereby retains Lippert/Heilshorn &...Investor Relations Agreement • August 14th, 2006 • Fairview Energy Corporation, Inc. • Electric services
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 22nd, 2009 • Akeena Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 21, 2009, between Akeena Solar, Inc., a Delaware corporation (the “Company”), and the purchaser identified on the signature page hereto (the “Purchaser”).
CLASS C COMMON STOCK PURCHASE WARRANT AKEENA SOLAR, INC.Security Agreement • June 8th, 2007 • Akeena Solar, Inc. • Electric services • New York
THIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the third anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Akeena Solar, Inc., a Delaware corporation (the “Company”), up to shares (the “Warrant Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT ANDALAY SOLAR, INC.Security Agreement • October 11th, 2017 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Alpha Capital Anstalt, with an address at: Lettstrasse 32, 9490 Vaduz, Liechtenstein, Fax: 011-423-2323196, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from ANDALAY SOLAR, INC., a Delaware corporation (the “Company”), up to 1,000,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITY AGREEMENTSecurity Agreement • October 11th, 2017 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This SECURITY AGREEMENT, dated as of October 2, 2017 (this “Agreement”), is among Andalay Solar, Inc., a Delaware corporation (the “Company”), each Subsidiary of the Company which shall become a party to this Agreement by execution and delivery of the form annexed hereto as Annex A and the Guaranty annexed thereto (each such Subsidiary, a “Guarantor” and together with the Company, the “Debtors” and each individually, a “Debtor”), Chase Financing, Inc., as collateral agent (the “Collateral Agent”) for the benefit of itself and any other persons who are or become holders (collectively, the “Secured Parties”) of the Company’s Secured Convertible Notes (collectively, the “Notes”) issued pursuant to a securities purchase agreement dated the date hereof between the Company and the investors named therein including any investors who subsequently become party thereto (as the same may be amended, modified or supplemented (the “Purchase Agreement”).
RECITALS:Director and Officer Indemnification Agreement • August 14th, 2006 • Fairview Energy Corporation, Inc. • Electric services • Delaware
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 2nd, 2007 • Akeena Solar, Inc. • Electric services • New York
SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of November 1, 2007, by and among Akeena Solar, Inc., a Delaware corporation with headquarters located at 16005 Los Gatos Boulevard, Los Gatos, California 94032 (the “Company”), and the investors listed on the Schedule of Investors attached hereto as Exhibit A (individually, an “Investor” and collectively, the “Investors”).
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • October 2nd, 2013 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Loan and Security Agreement, is entered into as of September 30, 2013, by and among Alpha Capital Anstalt (“Lender”), Andalay Solar, Inc. (“Borrower”), a Delaware corporation, and Collateral Services, LLC (the “Collateral Agent”).
AGREEMENT AND PLAN OF MERGERMerger Agreement • August 7th, 2006 • Fairview Energy Corporation, Inc. • Electric services • Delaware
AGREEMENT AND PLAN OF MERGER, dated as of August 3, 2006 (the “Agreement”), between Fairview Energy Corporation, Inc., a Nevada corporation (the “Corporation”) and Fairview Energy Corporation, Inc., a Delaware corporation (the “Subsidiary”).
ANDALAY SOLAR, INC. EMPLOYMENT AGREEMENTEmployment Agreement • December 11th, 2015 • Andalay Solar, Inc. • Heating equipment, except electric & warm air furnaces • California
This Employment Agreement (the “Agreement”) is entered into as of December 6, 2015 (the “Effective Date”) by and between Andalay Solar, Inc. (the “Company”), and Edward Bernstein (“Executive”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 4th, 2012 • Westinghouse Solar, Inc. • Heating equipment, except electric & warm air furnaces • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of December 30, 2011, between Westinghouse Solar, Inc., a Delaware corporation with offices at 1475 South Bascom Ave., Suite 101, Campbell, CA 95008 (the “Company”), and CBD Energy Limited, an Australian corporation with registered offices at Suite 2 - Level 2, 53 Cross Street Double Bay NSW 2028 (the “Purchaser”).
