DISTRIBUTION AGREEMENT This Distribution Agreement ("Agreement"), effective as of May 1, 2009, is by and between RiverSource Fund Distributors, Inc. ("Distributor"), a Delaware corporation, and RiverSource Variable Series Trust, a Massachusetts...Distribution Agreement • April 29th, 2010 • Riversource Series Trust • Minnesota
FORM OF TRANSFER AGENCY AGREEMENT AMENDED AND RESTATED This Transfer Agency Agreement, effective as of April __, 2006 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer Agent"), a Minnesota corporation, and each of the...Transfer Agency Agreement • April 21st, 2006 • RiverSource Retirement Series Trust • Minnesota
TRANSFER AGENT AGREEMENT AMENDED AND RESTATED This Transfer Agent Agreement, effective as of October 1, 2005, amended and restated June 15, 2009 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer Agent"), a Minnesota...Transfer Agent Agreement • June 25th, 2009 • Riversource Series Trust • Minnesota
ADMINISTRATIVE SERVICES AGREEMENT AMENDED AND RESTATED This Administrative Services Agreement ("Agreement"), effective as of October 1, 2005, amended and restated April 6, 2010, is by and between Ameriprise Financial, Inc. ("Administrator"), a...Administrative Services Agreement • April 29th, 2010 • Riversource Series Trust • Minnesota
FORM OF CUSTODIAN AGREEMENT AMENDED AND RESTATED This Custodian Agreement, first entered into as of April __, 2006 ("Agreement"), is by and between Ameriprise Trust Company, a corporation organized under the laws of the state of Minnesota with its...Custodian Agreement • April 21st, 2006 • RiverSource Retirement Series Trust • Minnesota
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of May 1, 2006, amended and restated April 9, 2009, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability company...Investment Management Services Agreement • April 29th, 2010 • Riversource Series Trust • Minnesota
ARTICLE ITrust Agreement • February 9th, 2006 • RiverSource Retirement Series Trust • Massachusetts
SUBADVISORY AGREEMENTSubadvisory Agreement • December 7th, 2021 • Columbia Funds Series Trust II • Massachusetts
Agreement made as of the 16th day of August, 2021 by and between Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (“Investment Manager”), and Pyrford International Limited, a limited liability company incorporated under the laws of England and Wales with registered number 02096061 (“Subadviser”).
RIVERSOURCE SERIES TRUST AMENDMENT NO. 2 TO THE AGREEMENT AND DECLARATION OF TRUSTAmendment to the Agreement and Declaration of Trust • January 28th, 2009 • Riversource Series Trust
FORM OF DISTRIBUTION AGREEMENT AMENDED AND RESTATED This Distribution Agreement, effective as of April __, 2006 ("Agreement"), is by and between Ameriprise Financial Services, Inc. ("Distributor"), a Delaware corporation, and the Corporations and...Distribution Agreement • April 21st, 2006 • RiverSource Retirement Series Trust • Minnesota
LICENSE AGREEMENT AMENDED AND RESTATED This Agreement, effective May 1, 2006, amended and restated November 12, 2008, by and between Ameriprise Financial, Inc. (hereinafter called "Licensor"), a corporation organized and existing under the laws of the...License Agreement • January 28th, 2009 • Riversource Series Trust
INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • May 30th, 2014 • Columbia Funds Series Trust II • Massachusetts
This Agreement, dated as of April 12, 2012, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and CCSF Offshore Fund, Ltd. (“Subsidiary” or “Fund”), a wholly-owned subsidiary of Columbia Commodity Strategy Fund (“Parent Fund”), a series of Columbia Funds Series Trust II.
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • December 22nd, 2021 • Columbia Funds Series Trust II • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of October 5, 2021 (the “Agreement”), is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6.8, 10.2, 12.2 and 15 of this Agreement only, BMO Asset Management Corp. (“BMO AM”), the investment adviser of each Target Fund and Bank of Montreal (“BMO Parent” and, together with BMO AM, “BMO”), and for purposes of paragraphs 10.2, 12.2 and 15 of this Agreement only, Columbia Management Investment Advisers, LLC (“Columbia Threadneedle”), the investment adviser to each Acquiring Fund.
MANAGEMENT AGREEMENTManagement Agreement • September 28th, 2015 • Columbia Funds Series Trust II • Massachusetts
This Management Agreement (“Agreement”), effective October 1, 2015, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and CCSF Offshore Fund, Ltd. (the “Subsidiary” or “Fund”), a wholly-owned subsidiary of Columbia Commodity Strategy Fund (the “Parent Fund”), a series of Columbia Funds Series Trust II.
TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENTTransfer and Dividend Disbursing Agent Agreement • May 30th, 2017 • Columbia Funds Series Trust II
This agreement (the “Agreement”) is made as of March 1, 2016, by and between the trust or the corporation acting on behalf of their series all as listed on Schedule A hereto (as the same may from time to time be amended to add or delete one or more series of such trusts or corporations) (each such trust and corporation being hereinafter referred to as a “Trust” and each series of a Trust, if any, being hereinafter referred to as a “Fund” with respect to that Trust, but for any Trust that does not have any separate series, then any reference to the “Fund” is a reference to that Trust), and Columbia Management Investment Services Corp., a Minnesota corporation (“CMISC”) and amends and restates the Transfer and Dividend Disbursing Agent Agreement dated September 7, 2010, by and between the Trust on behalf of each Fund and CMISC.
COLUMBIA FUNDS AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 27, 2022 among THE FUNDS LISTED FROM TIME TO TIME ON SCHEDULE I HERETO, VARIOUS BANKS, JPMORGAN CHASE BANK, N.A., as Administrative Agent, JPMORGAN CHASE BANK, N.A., CITIBANK,...Credit Agreement • November 22nd, 2022 • Columbia Funds Series Trust II • New York
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of October 27, 2022 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) among (i) the trusts listed on Schedule I (the “Registrants”), each of which is executing this Agreement on behalf of its respective underlying series set forth beneath such Registrant’s name on Schedule I (each such series, individually, a “Borrower” or “Fund” and, collectively, the “Borrowers” or “Funds”), (ii) the several banks and other financial institutions from time to time parties to this Agreement (the “Lenders”), and (iii) JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent for the Lenders hereunder (in such capacity, the “Administrative Agent”);
DISTRIBUTION AGREEMENTDistribution Agreement • May 27th, 2016 • Columbia Funds Series Trust II • Massachusetts
THIS AGREEMENT is made as of March 1, 2016, by and between each trust (each such trust and corporation being hereinafter referred to as a “Trust” and each series of a Trust, if any, as listed on Schedule I, if any, being hereinafter referred to as a “Fund” with respect to that Trust, but for any Trust that does not have any separate series, then any reference to the “Fund” is a reference to that Trust, as relevant), and Columbia Management Investment Distributors, Inc., a Delaware corporation (the “Distributor”) and amends and restates the Distribution Agreement dated September 7, 2010, by and between the Trust on behalf of each Fund and the Distributor. Absent written notification to the contrary by either the Trust or the Distributor, each new investment portfolio of the Trust established in the future shall automatically become a “Fund” for all purposes hereunder and shares of each new class established in the future shall automatically become “Shares” for all purposes hereunder as
INVESTMENT MANAGEMENT SERVICES AGREEMENT This Agreement dated as of May 1, 2006, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability company and RiverSource Retirement Series Trust (the...Investment Management Services Agreement • September 19th, 2006 • Riversource Retirement Series Trust • Minnesota
WITNESSETH:Plan Administration Services Agreement • April 29th, 2010 • Riversource Series Trust • Minnesota
PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective November 7, 2008, amended and restated April 9, 2009 (together "Plan and Agreement"),...Agreement of Distribution • June 25th, 2009 • Riversource Series Trust • Minnesota
FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATED This Agreement, dated Oct. 1, 2005, as amended and restated November 12, 2008, is between each of the RiverSource investment companies (each a "Registrant"), on behalf of its underlying series funds,...Fee Cap/Fee Waiver Agreement • January 28th, 2009 • Riversource Series Trust
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • December 29th, 2010 • Riversource Series Trust • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of December 20, 2010, is by and among each entity identified in Exhibits A, B and C hereto as an Acquired Company (each an “Acquired Company”), on behalf of each series thereof, as applicable, identified in Exhibits A, B and C hereto as an Acquired Fund (each an “Acquired Fund”), each entity identified in Exhibits A, B and C hereto as an Acquiring Company (the “Acquiring Company”), on behalf of each series thereof identified in Exhibits A, B and C hereto as an Acquiring Fund (each an “Acquiring Fund”), and, for purposes of Sections 6.3 and 9.2 of this Agreement, Columbia Management Investment Advisers, LLC (“Columbia”).
Schedule I As of December 7, 2021Distribution Agreement • December 7th, 2021 • Columbia Funds Series Trust II
COMPENSATION TO DISTRIBUTOR. In connection with the distribution of Shares, Distributor will be entitled to receive (i) payments pursuant to any Distribution Plan and related agreement from time to time in effect between any Fund and Distributor or any particular class of shares of a Fund (“12b-1 Plan”), (ii) any CDSC applicable to the redemption of a Fund’s Shares, determined in the manner set forth in the then current prospectus and Statement of Additional Information of that Fund, and (iii) any applicable front-end sales charges applicable to the sale of Shares, less any applicable dealer discount.
RiverSource Fund Distributors - 12b-1 Plan and Agreement Page 1 PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective November 7, 2008,...Plan of Distribution and Agreement of Distribution • April 29th, 2010 • Riversource Series Trust • Minnesota
TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENT AMENDED AND RESTATEDTransfer and Dividend Disbursing Agent Agreement • March 29th, 2012 • Columbia Funds Series Trust II • Massachusetts
This agreement (the “Agreement”) is made as of September 7, 2010, by and between the trust or the corporation acting on behalf of their series all as listed on Schedule A hereto (as the same may from time to time be amended to add or delete one or more series of such trusts or corporations) (each such trust and corporation being hereinafter referred to as a “Trust” and each series of a Trust, if any, being hereinafter referred to as a “Fund” with respect to that Trust, but for any Trust that does not have any separate series, then any reference to the “Fund” is a reference to that Trust), and Columbia Management Investment Services Corp., a Minnesota corporation (“CMISC”).
TRANSFER AGENT AGREEMENT AMENDED AND RESTATED This Transfer Agent Agreement, effective as of October 1, 2005, amended and restated April 6, 2010 ("Agreement"), is by and between RiverSource Service Corporation ("Transfer Agent"), a Minnesota...Transfer Agent Agreement • April 29th, 2010 • Riversource Series Trust • Minnesota
WITNESSETH:Custody Agreement • June 26th, 2008 • Riversource Series Trust • New York
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. AGREEMENT RELATING TO TRANSACTIONS IN MUTUAL FUND SHARESAgreement Relating to Transactions in Mutual Fund Shares • June 27th, 2023 • Columbia Funds Series Trust II • Massachusetts
We are the exclusive distributor of the shares of the funds of the fund families set forth on Schedule A hereto (collectively, together with any funds that may hereafter become part of such fund families, the “CMID Distributed Funds”). We invite you to participate in the offer and sale of the shares of those CMID Distributed Funds (or classes thereof) as we may determine from time to time (each a “Fund” and collectively the “Funds”) on the terms set forth below.
Funds Classes A C R Columbia Funds Series Trust II Columbia Capital Allocation Aggressive A C R Columbia Capital Allocation Conservative A C R Columbia Capital Allocation Moderate A C R Columbia Commodity Strategy Fund A C R Columbia Disciplined Core...12b-1 Plan and Agreement • September 26th, 2023 • Columbia Funds Series Trust II
For Class A shares, the fee shall be paid to the Distributor in cash within five (5) business days after the last day of each month.
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • July 17th, 2024 • Columbia Funds Series Trust II
This Joint Insurance Agreement (the “Agreement”) is entered into as of June 30, 2024, by and among, individually and not jointly, each of the investment companies (each a “Registrant”) listed on Schedule A, which are Massachusetts business trusts, Delaware statutory trusts or Maryland corporations, each on behalf of its underlying series (if any) ( the term “Fund” is used to refer to either the Registrant or the series, as the context requires).
PLAN ADMINISTRATION SERVICES AGREEMENT AMENDED AND RESTATEDPlan Administration Services Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
PLAN ADMINISTRATION SERVICES AGREEMENT (“Agreement”) dated as of December 1, 2006, amended and restated September 13, 2012, by and among Columbia Management Investment Services Corp. a Minnesota corporation (“CMIS”), and Columbia Funds Series Trust II (“Trust”) on behalf of its separate underlying series listed on Exhibit A and as applicable and effective as of the date listed in Exhibit A, as it may be separately amended from time to time. The terms “Fund” or “Funds” are used to refer to either the Trust or its underlying series, as context requires.
PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTION The Plan of Distribution ("Plan") and the Agreement of Distribution ("Agreement") effective November 7, 2008, amended and restated November 12, 2008 (together "Plan and...Distribution Agreement • January 28th, 2009 • Riversource Series Trust • Minnesota
Exhibit (d) INVESTMENT MANAGEMENT SERVICES AGREEMENT This Agreement dated as of May 1, 2006, amended and restated September 11, 2007, is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited liability company and...Investment Management Services Agreement • June 26th, 2008 • Riversource Series Trust • Minnesota
Exhibit 77M ITEM 77M/77Q1(G) - MERGERS: Columbia Equity Value Fund (the "Acquiring Fund") became the surviving entity in a reorganization (the "Reorganization") with Columbia Large Cap Value Fund, a series of Columbia Funds Series Trust (the "Acquired...Reorganization Agreement • October 29th, 2013 • Columbia Funds Series Trust II
Columbia Equity Value Fund (the "Acquiring Fund") became the surviving entity in a reorganization (the "Reorganization") with Columbia Large Cap Value Fund, a series of Columbia Funds Series Trust (the "Acquired Fund").
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
This Administrative Services Agreement (“Agreement”), dated as of January 1, 2011, is by and between Columbia Management Investment Advisers, LLC (“Administrator”), a Minnesota limited liability company, and the registered investment companies listed in Schedule A (each a “Registrant”), each on behalf of its separate underlying series, as applicable, listed in Schedule A. The terms “Fund” or “Funds” are used to refer to either the Registrant or the underlying series as context requires.
