March 27, 2009 [Officer Name] c/o SBT Bancorp, Inc. 760 Hopmeadow Street P.O. Box 248 Simsbury, CT 06070-0248 Dear [Officer], As you know, SBT Bancorp, Inc. (the "Company," as further defined below) has entered into a Letter Agreement, dated March 27,...Participation Agreement • March 30th, 2009 • SBT Bancorp, Inc. • State commercial banks
March 27, 2009Securities Purchase Agreement • March 30th, 2009 • SBT Bancorp, Inc. • State commercial banks • New York
AMENDMENT TO THE CHANGE OF CONTROL AGREEMENT BETWEEN ANTHONY F. BISCEGLIO AND SIMSBURY BANK & TRUST COMPANY, INC.Change of Control Agreement • March 31st, 2009 • SBT Bancorp, Inc. • State commercial banks
AMENDMENT TO THE EMPLOYMENT AGREEMENT BETWEEN MARTIN J. GEITZ AND SIMSBURY BANK & TRUST COMPANY, INC.Employment Agreement • March 31st, 2009 • SBT Bancorp, Inc. • State commercial banks
400,000 Shares SBT BANCORP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2015 • SBT Bancorp, Inc. • State commercial banks • New York
ContractSecurities Purchase Agreement • August 12th, 2011 • SBT Bancorp, Inc. • State commercial banks • New York
THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of the Effective Date set forth above (the “Signing Date”) between the Secretary of the Treasury (“Treasury”) and the Company named above (the “Company”), an entity existing under the laws of the Jurisdiction of Organization stated above in the Organizational Form stated above. The Company has elected to participate in Treasury’s Small Business Lending Fund program (“SBLF”). This Agreement contains the terms and conditions on which the Company intends to issue preferred stock to Treasury, which Treasury will purchase using SBLF funds.
EXHIBIT 10.2 AMENDED EMPLOYMENT AGREEMENT THIS AGREEMENT is made and entered into, effective as of the __15th____ day of _November_, 2005 by and between The Simsbury Bank & Trust Company ("Bank") and Charles D. Forgie ("Executive"). W I T N E S S E T...Employment Agreement • March 31st, 2006 • SBT Bancorp, Inc. • Asset-backed securities • Connecticut
CHANGE IN CONTROL SEVERANCE AGREEMENT THE SIMSBURY BANK & TRUST COMPANY, INC.Change in Control Severance Agreement • March 26th, 2015 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This Agreement is made and entered into, effective as of the 26th day of November, 2014, by and between The Simsbury Bank & Trust Company, Inc., a state bank and trust company with its principal office and place of business at 981 Hopmeadow Street, Simsbury, Connecticut 06070 (“Bank”) and Joan A. Beresford, a resident of [intentionally omitted], (“Executive”).
Exhibit 99.2 SBT BANCORP, INC. Incentive Stock Option Agreement Under 1998 Stock Plan (as Amended) SBT Bancorp, Inc. (the "Company"), hereby grants as of the ____ day of _____, 200___, to ______________ (the "Optionee"), an incentive stock option to...Incentive Stock Option Agreement • September 21st, 2006 • SBT Bancorp, Inc. • Asset-backed securities • Connecticut
Exhibit 99.3 SBT BANCORP, INC. Non-Qualified Stock Option Agreement Under 1998 Stock Plan SBT Bancorp, Inc., a Connecticut corporation (the "Company"), hereby grants as of the _____th day of ________, ______, to ____________________ (the "Optionee"),...Non-Qualified Stock Option Agreement • September 21st, 2006 • SBT Bancorp, Inc. • Asset-backed securities • Connecticut
Subordinated Loan AgreementSubordinated Loan Agreement • October 16th, 2015 • SBT Bancorp, Inc. • State commercial banks • New York
This Subordinated Loan Agreement (this “Agreement”) is dated as of September 30, 2015 (the “Agreement Date”), and is made by and between SBT Bancorp, Inc., a Connecticut corporation (“Borrower”), and Community Funding CLO, Ltd., a Cayman Islands exempted company incorporated with limited liability (“Initial Lender”).
Exhibit 10.8 CHANGE IN CONTROL SEVERANCE AGREEMENT SIMSBURY BANK AND TRUST COMPANY This Agreement is made and entered into, effective as of the 30th day of December, 2008, by and between Simsbury Bank & Trust Company, a state bank and trust company...Change in Control Severance Agreement • March 31st, 2009 • SBT Bancorp, Inc. • State commercial banks • Connecticut
THE SIMSBURY BANK & TRUST COMPANY, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • March 12th, 2014 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (this “Agreement”) is adopted this 11th day of March, 2014, by and between THE SIMSBURY BANK & TRUST COMPANY, INC. a state-chartered commercial bank located in Simsbury, Connecticut (the “Bank”), and RICHARD J. SUDOL (the “Executive”).
THE SIMSBURY BANK & TRUST COMPANY, INC. SPLIT DOLLAR LIFE INSURANCE AGREEMENTSplit Dollar Life Insurance Agreement • April 29th, 2014 • SBT Bancorp, Inc. • State commercial banks • Connecticut
THIS SPLIT DOLLAR LIFE INSURANCE AGREEMENT (the “Agreement”) is adopted this 29th day of April, 2014, by and between THE SIMSBURY BANK & TRUST COMPANY, INC., a state-chartered commercial bank located in Simsbury, Connecticut (the “Bank”) and Richard J. Sudol (the “Employee”).
Exhibit 10.3 CHANGE IN CONTROL SEVERANCE AGREEMENT SIMSBURY BANK AND TRUST COMPANY This Agreement is made and entered into, effective as of the 2nd day of November, 2010, by and between Simsbury Bank & Trust Company, a state bank and trust company...Change in Control Severance Agreement • November 12th, 2010 • SBT Bancorp, Inc. • State commercial banks • Connecticut
UNITED STATES DEPARTMENT OF THE TREASURYSecurities Purchase Agreement • August 16th, 2011 • SBT Bancorp, Inc. • State commercial banks
Reference is made to that certain Letter Agreement incorporating the Securities Purchase Agreement – Standard Terms (the “Securities Purchase Agreement”), dated as of the date set forth on Schedule A hereto, between the United States Department of the Treasury (the “Investor”) and the company set forth on Schedule A hereto (the “Company”). Capitalized terms used but not defined herein shall have the meanings assigned to them in the Securities Purchase Agreement. Pursuant to the Securities Purchase Agreement, at the Closing, the Company issued to the Investor the number of shares of the series of its preferred stock set forth on Schedule A hereto (the “Preferred Shares”) and a warrant to purchase the number of shares of the series of its preferred stock set forth on Schedule A hereto (such shares, the “Warrant Shares”), which was exercised by the Investor at Closing.
THE SIMSBURY BANK & TRUST COMPANY, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • January 18th, 2017 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (this "Agreement") is adopted this 18th day of January, 2017, by and between THE SIMSBURY BANK & TRUST COMPANY, INC. a state-chartered commercial bank located in Simsbury, Connecticut (the "Bank"), and RICHARD J. SUDOL (the "Executive").
TRANSITION AGREEMENTTransition Agreement • May 1st, 2013 • SBT Bancorp, Inc. • State commercial banks • Connecticut
WHEREAS, this Transition Agreement (hereinafter “Agreement”) is made by and between Anthony F. Bisceglio, 418 Olde Stage Road, Glastonbury, Connecticut 06033 (hereinafter “Mr. Bisceglio”) and The Simsbury Bank & Trust Company and any and all of its business affiliates, parent(s), subsidiaries, divisions, predecessors, insurers, successors and assigns (including without limitation SBT Bancorp, Inc. and SBT Investment Services, Inc.) (hereinafter referred to collectively as “Simsbury Bank”); and
THE SIMSBURY BANK & TRUST COMPANY SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • November 30th, 2012 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (this “Agreement”) is adopted this 29th day of November, 2012, by and between THE SIMSBURY BANK & TRUST COMPANY a state-chartered commercial bank located in Simsbury, Connecticut (the “Bank”), and MICHAEL T. SHEAHAN (the “Executive”).
THE SIMSBURY BANK & TRUST COMPANY ENDORSEMENT SPLIT DOLLAR INSURANCE AGREEMENTEndorsement Split Dollar Insurance Agreement • October 22nd, 2010 • SBT Bancorp, Inc. • State commercial banks • Connecticut
THIS ENDORSEMENT SPLIT DOLLAR INSURANCE AGREEMENT (this “Agreement”) is adopted this 20th day of October, 2010, by and between THE SIMSBURY BANK & TRUST COMPANY a state-chartered commercial bank located in SIMSBURY, CONNECTICUT (the “Bank”), and MARTIN J. GEITZ (the “Executive”).
SBT BANCORP, INC. SBT Bancorp, Inc. 2011 Stock Award and Option PlanIncentive Stock Option Agreement • August 15th, 2011 • SBT Bancorp, Inc. • State commercial banks
This Agreement, is made as of the grant date indicated in Section 3 below, and between SBT Bancorp, Inc. (the “Company”), and the undersigned individual (the “Optionee”), pursuant to the SBT Bancorp, Inc. 2011 Stock Award and Option Plan (the “Plan”). (Terms not defined herein shall have the same meaning as in the Plan.)
SBT Bancorp, Inc. 2011 Stock Award and Option PlanNon-Qualified Stock Option Agreement • August 15th, 2011 • SBT Bancorp, Inc. • State commercial banks
This Agreement, is made as of the grant date indicated in Section 3 below, and between SBT Bancorp, Inc. (the “Company”), and the undersigned individual (the “Optionee”), pursuant to the SBT Bancorp, Inc. 2011 Stock Award and Option Plan (the “Plan”). (Terms not defined herein shall have the same meaning as in the Plan.)
CONFIDENTIAL SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • March 28th, 2014 • SBT Bancorp, Inc. • State commercial banks • Connecticut
THIS AGREEMENT, made and entered into this 23rd day of April, 2001 (hereinafter the “Effective Date”), by the Simsbury Bank & Trust Co., (hereinafter referred to as the “Bank”), a bank organized and existing under the laws of Connecticut, and Anthony F. Bisceglio (hereinafter referred to as the “Employee”).
SBT BANCORP, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • August 15th, 2011 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This Restricted Stock Agreement (this “Agreement”) is made as of this ____ day of _______, 2011, by and between SBT Bancorp, Inc. (the “Company”), a Connecticut corporation, and ___________________________ (“Award Recipient”) pursuant to the SBT Bancorp, Inc. 2011 Stock Award and Option Plan.
CONFIDENTIAL EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 2014 • SBT Bancorp, Inc. • State commercial banks • Connecticut
This Employment Agreement (the “Agreement”) is dated as of September 1 , 2004 between Simsbury Bank and Trust Company, Inc. (the “Bank”), a Connecticut bank and trust company, with its principal executive offices located at 981 Hopmeadow Street, Simsbury, CT 06070, and Martin J. Geitz (the “Executive”), residing at [Address].
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • March 7th, 2006 • SBT Bancorp, Inc.
This Agreement and Plan of Reorganization (“Reorganization Agreement”) dated as of February 15, 2006, is made and entered into by and among The Simsbury Bank & Trust Company, Inc. (“Bank”), a Connecticut state bank and trust company, SBT Interim Bank (“Interim Bank”), an interim bank organized under Connecticut law, and SBT Bancorp, Inc., (“SBT Bancorp”), a Connecticut corporation, as follows:
