INVESTMENT ADVISORY AGREEMENT CLAYMORE EXCHANGE-TRADED FUND TRUST THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of September 28, 2009, between Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the "Trust"), and Claymore...Investment Advisory Agreement • March 3rd, 2010 • Claymore Exchange-Traded Fund Trust • Delaware
ADMINISTRATION AGREEMENT Agreement made as of August 16, 2006, between Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the "Trust"), and Claymore Advisors, LLC, a Delaware limited liability company (the "Administrator"). WHEREAS, the...Administration Agreement • September 15th, 2006 • Claymore Exchange-Traded Fund Trust • Delaware
INVESTMENT ADVISORY AGREEMENT CLAYMORE EXCHANGE-TRADED FUND TRUST THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of August 16, 2006, and as amended as of May 4, 2009, between Claymore Exchange-Traded Fund Trust, a Delaware statutory...Investment Advisory Agreement • May 21st, 2009 • Claymore Exchange-Traded Fund Trust • Delaware
EXPENSE REIMBURSEMENT AGREEMENT EXPENSE REIMBURSEMENT AGREEMENT (the "Agreement"), dated as of August 16, 2006 and amended as of October 16, 2007, by and between Claymore Advisors, LLC, a Delaware limited liability company (the "Advisor") and CLAYMORE...Expense Reimbursement Agreement • December 31st, 2007 • Claymore Exchange-Traded Fund Trust
Claymore Exchange-Traded Fund Trust Amended and Restated Agreement and Declaration of Trust Dated as of May 18, 2016 TABLE OF CONTENTSAgreement and Declaration of Trust • July 29th, 2016 • Claymore Exchange-Traded Fund Trust • Delaware
SUBLICENSE AGREEMENT This Sublicense Agreement (the "AGREEMENT") is entered into as of August 16 2006, by and between Claymore Advisors, LLC, a Delaware limited liability company with offices at 2455 Corporate West Drive, Lisle, IL 60532 (the...Sublicense Agreement • December 12th, 2006 • Claymore Exchange-Traded Fund Trust • Illinois
INVESTMENT ADVISORY AGREEMENT CLAYMORE EXCHANGE-TRADED FUND TRUST THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of May 27, 2008, between Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the "Trust"), and Claymore...Investment Advisory Agreement • December 30th, 2008 • Claymore Exchange-Traded Fund Trust • Delaware
PARTICIPANT AGREEMENT FIXED INCOME FUNDS Claymore Exchange-Traded Fund Trust Claymore Exchange-Traded Fund Trust 2 This Participant Agreement (this Agreement) is entered into between Claymore Securities, Inc. (the Distributor) and,...Participant Agreement • September 1st, 2010 • Claymore Exchange-Traded Fund Trust • New York
Amended and Restated Agreement and Declaration of Trust Dated as of May 18, 2016Agreement and Declaration of Trust • September 28th, 2016 • Claymore Exchange-Traded Fund Trust • Delaware
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of the 18th day of May, 2016, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
ARTICLE I DEFINITIONSCustody Agreement • September 15th, 2006 • Claymore Exchange-Traded Fund Trust • New York
SUB-ADVISORY AGREEMENT AGREEMENT, dated as of _________, 2008 by and between Claymore Advisors, LLC (the "Investment Adviser"), a Delaware limited liability company having its principal office and place of business at 2455 Corporate West Drive, Lisle,...Sub-Advisory Agreement • February 7th, 2008 • Claymore Exchange-Traded Fund Trust • New York
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 21st, 2017 • PowerShares Exchange-Traded Self-Indexed Fund Trust • Illinois
Investment Advisory Agreement (“Agreement”) made as of [ ] between POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST, a Delaware statutory trust (“Trust”), and INVESCO POWERSHARES CAPITAL MANAGEMENT LLC (“Invesco PowerShares Capital Management” or the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
SUBLICENSE AGREEMENTSublicense Agreement • December 28th, 2016 • Claymore Exchange-Traded Fund Trust • Delaware
This Sublicense Agreement (the “Agreement”) is made as of October 24, 2016, by and between Guggenheim Funds Investment Advisors, LLC, a limited liability company with offices at 227 W. Monroe Street, Chicago, IL 60606 (“Guggenheim”) and Claymore Exchange-Traded Fund Trust, a Delaware statutory trust, with offices at 227 W. Monroe Street, Chicago, IL 60606 (the “Trust” and together with Guggenheim, the “Parties”).
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the ______ day of ________, 2006, by and between the Claymore Exchange-Traded Fund Trust, a Delaware statutory trust, having its principal office and place of business at 2455 Corporate West...Agency and Service Agreement • September 15th, 2006 • Claymore Exchange-Traded Fund Trust • New York
SUBLICENSE AGREEMENTSublicense Agreement • September 28th, 2016 • Claymore Exchange-Traded Fund Trust • New York
This Sublicense Agreement (the “Agreement”) is entered into as of May 10, 2010, by and between Claymore Advisors, LLC, a Delaware limited liability company with offices at 2455 Corporate West Drive, Lisle, IL 60532 (the “Adviser”), and Claymore Exchange-Traded Fund Trust (the “Licensee”).
INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT (the "Agreement") dated as of March 1, 2010, among Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the "Trust"), Claymore Advisors, LLC, a Delaware limited...Investment Sub-Advisory Agreement • March 3rd, 2010 • Claymore Exchange-Traded Fund Trust • Delaware
JOINT INSUREDS AGREEMENTJoint Insureds Agreement • June 29th, 2007 • Claymore Exchange-Traded Fund Trust
THIS AGREEMENT is made effective as of the 23 day of March, 2007, by and between CLAYMORE TRUST, a Delaware statutory trust, on behalf of each of its series now or hereafter existing, CLAYMORE EXCHANGE-TRADED FUND TRUST, a Delaware statutory trust, on behalf of each of its series now or hereafter existing (the “ETF Trust”) and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (the “ETF2 Trust”), on behalf of each of its series now or hereafter existing (the respective series of Claymore Trust, ETF Trust and ETF2 Trust are collectively referred to herein as the “Funds” or singularly as a “Fund” and Claymore Trust, the ETF Trust, the ETF2 Trust are collectively referred to herein as the “Trusts” or singularly as a “Trust”).
AMENDMENT TO THE EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • October 21st, 2016 • Claymore Exchange-Traded Fund Trust
This Amendment, dated as of August 17, 2016 (the “Amendment”), to the Expense Reimbursement Agreement, dated as of August 16, 2006 (the “Agreement”) by and between Guggenheim Funds Investment Advisors, LLC (formerly known as Claymore Advisors, LLC) (the “Advisor”) and Claymore Exchange-Traded Fund Trust (the “Trust”).
AMENDMENT TO FUND ADMINISTRATION AGREEMENTFund Administration Agreement • October 21st, 2016 • Claymore Exchange-Traded Fund Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 27th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and each of Claymore Exchange-Traded Funds Trust and Claymore Exchange-Traded Funds Trust 2 (each a “Trust” and collectively, the “Trusts”).
JOINT INSUREDS AGREEMENTJoint Insureds Agreement • November 23rd, 2007 • Claymore Exchange-Traded Fund Trust
THIS AGREEMENT is made effective as of the 7 day of November, 2007, by and between CLAYMORE TRUST, a Delaware statutory trust, on behalf of each of its series now or hereafter existing, CLAYMORE EXCHANGE-TRADED FUND TRUST, a Delaware statutory trust, on behalf of each of its series now or hereafter existing (the “ETF Trust”) and CLAYMORE EXCHANGE-TRADED FUND TRUST 2 (the “ETF2 Trust”), on behalf of each of its series now or hereafter existing (the respective series of Claymore Trust, ETF Trust and ETF2 Trust are collectively referred to herein as the “Funds” or singularly as a “Fund” and Claymore Trust, the ETF Trust, the ETF2 Trust are collectively referred to herein as the “Trusts” or singularly as a “Trust”).
FUND ACCOUNTING AGREEMENT AGREEMENT made as of this _____ day of __________, 200_ by and between ______________________, a statutory trust organized and existing under the laws of the State of Delaware having its principal place of business at...Fund Accounting Agreement • December 12th, 2006 • Claymore Exchange-Traded Fund Trust • New York
CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF CLAYMORE EXCHANGE-TRADED FUND TRUSTAgreement and Declaration • December 29th, 2015 • Claymore Exchange-Traded Fund Trust
WHEREAS, this amendment to the Amended and Restated Agreement and Declaration of Trust, dated August 15, 2006 (the “Declaration of Trust”), of Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the “Trust”), has been approved by at least 80% of the Trustees of the Trust and by a Majority Shareholder Vote (as defined in the Declaration of Trust), in accordance with Section 12.3(b) thereof:
COMPLIANCE SUPPORT SERVICES ADDENDUM TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • July 15th, 2013 • Claymore Exchange-Traded Fund Trust
This Compliance Support Services Addendum by and between each trust listed on Exhibit 2 attached hereto (the “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”), effective as of the date of the relevant Fund Accounting Agreement entered into by and between the same parties.
EXCESS EXPENSE AGREEMENTExcess Expense Agreement • November 21st, 2017 • PowerShares Exchange-Traded Self-Indexed Fund Trust
Excess Expense Agreement dated as of [ ] between POWERSHARES EXCHANGE-TRADED SELF-INDEXED FUND TRUST, a Delaware statutory trust (the “Trust”) and INVESCO POWERSHARES CAPITAL MANAGEMENT LLC (the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2016 • Claymore Exchange-Traded Fund Trust • New York
DISTRIBUTION AGREEMENT (the “Agreement”) made as of August 16, 2006, by and between Claymore Securities, Inc., a Kansas corporation (the “Distributor”), and Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the “Trust”) organized under the laws of the State of Delaware, and The Bank of New York as custodian of the Trust (the “Custodian” and “Transfer Agent”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 21st, 2017 • PowerShares Exchange-Traded Self-Indexed Fund Trust • Illinois
Investment Advisory Agreement made as of [ ] between POWERSHARES SELF-INDEXED EXCHANGE-TRADED FUND TRUST, a Delaware statutory trust (“Trust”), and INVESCO POWERSHARES CAPITAL MANAGEMENT LLC (“PowerShares Capital Management”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FUND ADMINISTRATION AGREEMENTFund Administration Agreement • July 15th, 2013 • Claymore Exchange-Traded Fund Trust • Delaware
AGREEMENT made as of this 14th day of May, 2013, by and between each open-end registered investment company listed on Schedule A hereto (as amended from time to time), (each individually referred to below as a “Trust”) and Rydex Fund Services, LLC (“RFS” or the “Administrator”), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 29th, 2014 • Claymore Exchange-Traded Fund Trust • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of December 1, 2014, among Claymore Exchange-Traded Fund Trust, a Delaware statutory trust (the “Trust”), Guggenheim Funds Investment Advisors, LLC, a Delaware limited liability company (the “Investment Adviser”), and Guggenheim Partners Investment Management, LLC, a Delaware limited liability company (the “Investment Sub-Adviser”).
