January 30, 2017 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded...Distribution Agreement • January 30th, 2017 • First Trust Exchange-Traded Fund Ii
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of January 12, 2016, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
WITNESSETH:Investment Management Agreement • November 29th, 2011 • First Trust Exchange-Traded Fund Ii • Illinois
FIRST TRUST PORTFOLIOS L.P. 120 E. LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 November 5, 2009 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter amends and restates that certain...Letter Agreement • November 16th, 2009 • First Trust Exchange-Traded Fund Ii
This letter amends and restates that certain letter dated January 28, 2009 and supercedes that certain letter agreement by and among First Trust Portfolios L.P. and the Trust, dated as of June 18, 2008 with respect to the Trust only. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of First Trust Exchange-Traded Fund II (the "Trust"). The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
FORM OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of May 28, 2019, is made by and among First Trust Exchange-Traded Fund II, on behalf of its series, First Trust Indxx NextG ETF (f/k/a First Trust Nasdaq Smartphone...Sublicense Agreement • May 29th, 2019 • First Trust Exchange-Traded Fund Ii
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND II October 12, 2010 First Trust Portfolios L.P. 120 East Liberty Drive, Suite Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • January 28th, 2011 • First Trust Exchange-Traded Fund Ii
EXECUTION COPY TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of August 27, 2007, by and between First Trust Exchange-Traded Fund II (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 1001...Transfer Agency and Service Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
WITNESSETH:Subscription Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii
WITNESSETH:Custody Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
FORM OF PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND, FIRST TRUST EXCHANGE-TRADED FUND II AND FIRST TRUST EXCHANGE-TRADED ALPHADEX (TM) FUND This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P....Participant Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
WITNESSETH:Investment Management Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
WITNESSETH:Fund Administration and Accounting Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
RECITALS:Expense Reimbursement, Fee Waiver and Recovery Agreement • January 28th, 2011 • First Trust Exchange-Traded Fund Ii • Illinois
Investment Management AgreementInvestment Management Agreement • February 28th, 2023 • First Trust Exchange-Traded Fund Ii
Investment Management Agreement made this 2nd day of March, 2023, by and between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
FORM OF PARTICIPANT AGREEMENTParticipant Agreement • August 23rd, 2007 • First Trust Exchange-Traded Fund Ii • New York
January 20, 2012 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded...Distribution Agreement • January 27th, 2012 • First Trust Exchange-Traded Fund Ii
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of July 5, 2011 with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
W I T N E S S E T H :Sub-Ipv Calculation Agreement • November 20th, 2007 • First Trust Exchange-Traded Fund Ii • Illinois
May 28, 2019 First Trust Exchange-Traded Fund II 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II...Distribution Agreement • May 29th, 2019 • First Trust Exchange-Traded Fund Ii
This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund II (the "Trust"), dated as of October 31, 2018, with respect to the Trust. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND II August 30, 2007 First Trust Portfolios L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 28th, 2022 • First Trust Exchange-Traded Fund Ii • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of December 6, 2010, as amended on April 18, 2019.
SUB-IOPV CALCULATION AGREEMENT This Sub-IOPV Calculation Agreement (this "Sub- IOPV Calculation Agreement"), dated as of October __, 2008, is made by and among First Trust ISE Global Engineering and Construction Index Fund (the "Fund") and First Trust...Sub-Iopv Calculation Agreement • October 9th, 2008 • First Trust Exchange-Traded Fund Ii • Illinois
WITNESSETH:Investment Management Agreement • October 10th, 2014 • First Trust Exchange-Traded Fund Ii • Illinois
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois...Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser) registered under the Investment Advisers Act of 1940, as amended (the Advisers Act). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open-end management investment company; WHEREAS, the Trust is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Trust has offered shares in the series set forth on Schedule attached hereto each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Trust has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to th
AMENDMENT TO SCHEDULE OF DATA SERVICES The Schedule of Data Services with an effective date of October 27, 2009 (the "Schedule") between Interactive Data Pricing and Reference Data, Inc. ("Vendor") having a place of business at 32 Crosby Drive,...Schedule of Data Services • February 18th, 2011 • First Trust Exchange-Traded Fund Ii • Bedford
SUBLICENSE AGREEMENTSublicense Agreement • October 27th, 2023 • First Trust Exchange-Traded Fund Ii
This Sublicense Agreement (the “Sublicense Agreement”), dated as of June 30, 2023, is made by and among First Trust Emerging Markets Human Flourishing ETF (the “Sublicensee”) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of October 31, 2018, is made by and among the First Trust Dow Jones International Internet ETF (the "Sublicensee" or "Product"), a series of First Trust...Sublicense Agreement • October 31st, 2018 • First Trust Exchange-Traded Fund Ii
SUB-LICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187 and who is a Licensee of The NASDAQ OMX...Sub-License Agreement • July 1st, 2015 • First Trust Exchange-Traded Fund Ii
SUB-LICENSE AGREEMENT This agreement ("Agreement"), is made by and between First Trust Advisors L.P. ("Licensee"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187, and who is a Licensee of The NASDAQ OMX...Sub-License Agreement • May 4th, 2011 • First Trust Exchange-Traded Fund Ii
Second Amended Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • January 27th, 2023 • First Trust Exchange-Traded Fund Ii • Illinois
This Second Amended and Restated Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of November 1, 2022.
EIGHTH AMENDMENT TO LICENSE AGREEMENTLicense Agreement • April 13th, 2022 • First Trust Exchange-Traded Fund Ii
This Eighth Amendment to the License Agreement (hereinafter, “Eighth Amendment”) is made as of this 7th day of December , 2021 (the “Eighth Amendment Commencement Date”), by and between Indxx, LLC (“Licensor”), having an office at 470 Park Avenue South, Floor 8 South, New York, New York 10016, and First Trust Advisors L.P., an Illinois limited partnership (“First Trust” or “Licensee”), having an office at 120 East Liberty Drive, Wheaton, Illinois 60187, and hereby amends and supplements that certain License Agreement by and between Licensor and Licensee dated June 22, 2015 (as previously amended, “License Agreement”), by adding the attached Schedule VIII.
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois...Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser). WHEREAS, the Company is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open end management investment company; WHEREAS, the Company is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Company has offered shares in the series set forth on Schedule A attached hereto (each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Company has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to the Company with respect to each Fund pursuant to an Investment Manageme
RECITALSIpv Calculation Agreement • August 30th, 2007 • First Trust Exchange-Traded Fund Ii • New York
SUBLICENSE AGREEMENTSublicense Agreement • September 30th, 2022 • First Trust Exchange-Traded Fund Ii
This Sublicense Agreement (the “Sublicense Agreement”), dated as of September 27, 2022, is made by and among First Trust Exchange-Traded Fund II, a Massachusetts business trust, on behalf of its series of First Trust Alerian Disruptive Technology Real Estate ETF (formerly known as First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (the “Sublicensee”)) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
SUB-LICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187, and who is a Licensee of The NASDAQ OMX...Sub-License Agreement • February 18th, 2011 • First Trust Exchange-Traded Fund Ii
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of October 1, 2018, is made by and among the First Trust IPOX Europe Equity Opportunities ETF (the "Sublicensee" or "Product"), a series of First Trust...Sublicense Agreement • October 1st, 2018 • First Trust Exchange-Traded Fund Ii
