COMMON STOCK PURCHASE WARRANT THE CORETEC GROUP INC.Coretec Group Inc. • March 3rd, 2021 • Communications equipment, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from The Coretec Group Inc., an Oklahoma corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of March 2, 2021, between The Coretec Group Inc., an Oklahoma corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT 3DICON CORPORATION3dicon Corp • July 3rd, 2012 • Communications equipment, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time or times on or after the date hereof (the “Exercisability Date”), but not after 11:59 p.m., New York City time, on ______, 201[ ] (the “Termination Date”), to subscribe for and purchase from 3DIcon Corporation, an Oklahoma Corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock.
Date of Issuance: 8/15/14 10% CONVERTIBLE DEBENTURE DUE 8/15/153dicon Corp • November 14th, 2014 • Communications equipment, nec
THIS DEBENTURE is a duly authorized and issued 10% Convertible Debenture of 3DIcon Corporation having a principal place of business at 6804 South Canton Avenue Suite 150 Tulsa, OK 74136 ("Company"), due 8/15/15 (the "Debenture").
Contract3dicon Corp • November 26th, 2007 • Communications equipment, nec • California
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND IS BEING OFFERED AND SOLD PURSUANT TO AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS. THIS SECURITY MAY NOT BE SOLD OR TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OR SUCH OTHER LAWS.
SETTLEMENT AGREEMENT AND STIPULATIONSettlement Agreement and Stipulation • July 31st, 2013 • 3dicon Corp • Communications equipment, nec • Florida
THIS SETTLEMENT AGREEMENT and Stipulation dated as of July 17, 2013 by and between 3DIcon Corporation (“3D” or the “Company”), a corporation formed under the laws of the State of Oklahoma, and IBC Funds, LLC (“IBC”), a Nevada Limited Liability Company.
PRE-FUNDED COMMON STOCK PURCHASE WARRANT THE CORETEC GROUP INC.Coretec Group Inc. • March 3rd, 2021 • Communications equipment, nec
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth herein (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from The Coretec Group Inc., an Oklahoma corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 3rd, 2021 • Coretec Group Inc. • Communications equipment, nec
This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 2, 2021, by and between The Coretec Group Inc., an Oklahoma corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 26th, 2007 • 3dicon Corp • Communications equipment, nec • California
Registration Rights Agreement dated as of November 21, 2007 (this “Agreement”) by and between 3DIcon Corporation, an Oklahoma corporation, with principal executive offices located at 7507 Sandusky Ave., Tulsa, Oklahoma 74136 (the “Company”), and Golden Gate Investors, Inc. (the “Holder”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 7th, 2013 • 3dicon Corp • Communications equipment, nec • Georgia
AGREEMENT, dated as of October 1, 2013, between 3DICON Corporation (“Company”), and GCA Strategic Investment Fund Limited (“Purchaser”).
SECURITIES SETTLEMENT AGREEMENTSecurities Settlement Agreement • November 14th, 2014 • 3dicon Corp • Communications equipment, nec • Florida
THIS AGREEMENT (“Agreement”) is by and between Redwood Management, LLC (“CLAIMANT” or "Redwood") and the undersigned 3Dicon Corporation ("COMPANY" or "DEBTOR") and is entered into as of the effective date below, all with reference to the following facts, which the parties agree are true and correct:
SHARE EXCHANGE AGREEMENTShare Exchange Agreement • June 1st, 2016 • 3dicon Corp • Communications equipment, nec • New York
This Share Exchange Agreement (the “Agreement”), is made and entered into as of May 31, 2016, by and among 3DIcon Corporation, an Oklahoma corporation (“Parent”), Coretec Industries, LLC, a North Dakota limited liability company (the “Company”), and the members of the Company (each a “Member” and collectively the “Members”). Certain other capitalized terms used in this Agreement are defined in Exhibit A, attached hereto.
Contract3dicon Corp • October 18th, 2007 • Communications equipment, nec • New York
THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO 3DICON CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED.
CREDIT AGREEMENT by and between The Coretec Group Inc. and Diversified Alpha Fund of Navigator Global Fund Manager Platform SPC Dated as of October 4, 2019Credit Agreement • October 15th, 2019 • Coretec Group Inc. • Communications equipment, nec • Minnesota
THIS CREDIT AGREEMENT (this “Agreement”) is made effective as of this 4th day of October, 2019, by and between The Coretec Group Inc., an Oklahoma corporation (“Borrower”), and Diversified Alpha Fund of Navigator Global Fund Manager Platform SPC, a Grand Cayman entity, located at c/o Mainstream Fund Services Ltd., 3rd Floor, Citrus Grove, Goring Avenue, P.O. Box 10364, Grand Cayman (“Lender”).
SECURITIES PURCHASE AGREEMENT AND CONVERTIBLE NOTESecurities Purchase Agreement and Convertible Note • July 26th, 2013 • 3dicon Corp • Communications equipment, nec • New York
THIS IS AMENDMENT (the “Amendment") being executed and delivered by and between 3DICON Corporation, an Oklahoma corporation ("3DI"), and CP US Income Group LLC ("CPUS"), and dated as of July 22, 2013 (the “Amendment Date”) in order to amend that certain Securities Purchase Agreement and Convertible Bridge Note dated as of August 24, 2012 .
3DICON CORPORATION SUBSCRIPTION AGREEMENTSubscription Agreement • July 3rd, 2012 • 3dicon Corp • Communications equipment, nec • New York
The undersigned in this Subscription Agreement hereby acknowledges receipt of the prospectus, dated __________________, 2012, of 3DIcon, an Oklahoma Corporation, (the “Prospectus” and the “Company”), and irrevocably subscribes for __________ shares (the “Shares”) of the Company’s common stock, par value $0.0002 per share (the “Common Stock”) and warrants (the “Warrants”) to purchase __________ shares of Common Stock for an aggregate purchase price of $____________.
AGREEMENT by and between The Coretec Group Inc. Suite 1200, 333 Jackson Plaza Ann Arbor, Michigan 48103 and Matthew Hoffman Saline, MI 48176 Cell: +1 734.277.0668 matthewhoffman5@gmail.comAgreement • March 12th, 2021 • Coretec Group Inc. • Communications equipment, nec
The Coretec Group Inc. (“Coretec”) (hereinafter referred to as the “Company”) is pleased to offer Matthew Hoffman a position as Chief Financial Officer (CFO) (hereinafter “Consultant”) this agreement (hereinafter “Agreement”) on the terms and conditions set forth herein effective as of the 18th day of May 2020 (hereinafter the “Effective Date”). Company and Consultant may be referred to herein, whether singular or plural, as “Party” or “Parties” as may be applicable.
EMPLOYMENT AGREEMENTEmployment Agreement • October 17th, 2008 • 3dicon Corp • Communications equipment, nec
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is executed in Tulsa, Oklahoma to be effective as of the 29th day of April, 2007, by 3DIcon Corporation, an Oklahoma corporation, (“3DIcon”), with its principal place of business located in Tulsa, Oklahoma, and Vivek Bhaman, a resident of California (“Employee”).
Amendment No. 2 to the Share Exchange AgreementShare Exchange Agreement • August 5th, 2024 • Coretec Group Inc. • Communications equipment, nec
This Amendment No. 2 to the Share Exchange Agreement, dated as of July 31, 2024 (the “Second Amendment Agreement”), between The Coretec Group, Inc., an Oklahoma corporation (“Parent”), Core Optics, LLC, a Virginia limited liability company (the “Company”), Core Optics Co., Ltd., a Republic of Korea corporation (“Operating Subsidiary”) and Core SS LLC, a Virginia limited liability company (the “Member” and together with the Parent, Company and the Operating Subsidiary, the “Parties,” and each, a “Party”).
SPONSORED RESEARCH AGREEMENT FY06-ORA3-06 MODIFICATION NO. 2Sponsored Research Agreement • December 15th, 2006 • 3dicon Corp
For Valuable Consideration, the receipt and sufficiency of which are acknowledged by the parties, the Sponsored Research Agreement (hereinafter referred to as "SRA Agreement") dated July 15, 2005, between the Board of Regents of the University of Oklahoma, an education agency of the State of Oklahoma, (hereinafter referred to as "University") and 3DICON Corporation, an Oklahoma corporation with principal offices at P O Box 470941, Tulsa, Oklahoma 74147-0941, (hereinafter referred to as "Sponsor"), as amended by Modification No 1, is hereby further amended as follows:
THE CORETEC GROUP, INC. NON-QUALIFIEDSTOCK OPTION AWARD AGREEMENTNon-Qualifiedstock Option Award Agreement • October 1st, 2021 • Coretec Group Inc. • Communications equipment, nec • Oklahoma
This NON-QUALIFIED STOCK OPTION AWARD AGREEMENT ("Agreement") is made and entered into as of the date set forth below, by and between The Coretec Group, Inc., an Oklahoma corporation (the "Company"), and the officer, director, employee or consultant of the Company named in Section 1(b). ("Optionee"):
WARRANT PURCHASE AGREEMENTWarrant Purchase Agreement • June 18th, 2024 • Coretec Group Inc. • Communications equipment, nec • New York
This WARRANT PURCHASE AGREEMENT (this “Agreement”), dated as of June 18, 2024, is made and entered into between The Coretec Group Inc., State of Oklahoma corporation (the “Company”), and Armistice Capital Master Fund Ltd. (“Seller”).
Dear Sirs, Letter of Variation We refer to the Credit Agreement dated 4th October 2019 betweenCoretec Group Inc. • November 22nd, 2021 • Communications equipment, nec
We are writing to inform you that with effect from 1st October 2021 your request to modify the terms and conditions of the repayment has been accepted.
Agreement by and between: The Coretec Group, Inc. Ann Arbor, MI 48103 and Matthew Kappers Concordia Financial Group, LLC Cincinnati, Ohio 45208Coretec Group Inc. • June 21st, 2021 • Communications equipment, nec
The Coretec Group, Inc. (hereinafter referred to as the "Company") is pleased to offer Matthew Kappers (hereinafter "CEO") a position as Chief Executive Officer (CEO) and Member of the Board of Directors (Member) detailed in this agreement (hereinafter "Agreement") on the terms and conditions set forth herein effective as of the 15th day of June 2021 (hereinafter the "Effective Date"). Company and CEO may be referred to herein, whether singular or plural, as "Party" or "Parties" as may be applicable.
THE CORETEC GROUP, INC. NON-QUALIFIEDSTOCK OPTION AWARD AGREEMENTOption Award Agreement • November 1st, 2023 • Coretec Group Inc. • Communications equipment, nec • Oklahoma
This NON-QUALIFIED STOCK OPTION AWARD AGREEMENT ("Agreement") is made and entered into as of the date set forth below, by and between The Coretec Group, Inc., an Oklahoma corporation (the "Company"), and the officer, director, employee or consultant of the Company named in Section 1(b). ("Optionee"):
SPONSORED RESEARCH AGREEMENT FY06-ORA3-06Sponsored Research Agreement • December 15th, 2006 • 3dicon Corp • Oklahoma
THIS AGREEMENT is entered into by and between the Board of Regents of the University of Oklahoma, an educational agency of the State of Oklahoma (hereinafter referred to as "University") and 3DICON Corporation, an Oklahoma corporation with principal offices at P O Box 470941, Tulsa, OK 74147-0941 (hereinafter referred to as "Sponsor").
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 15th, 2006 • 3dicon Corp • California
Securities Purchase Agreement dated as of November 3, 2006 (this “Agreement”) by and between 3DIcon Corporation, an Oklahoma corporation, with principal executive offices located at 7507 Sandusky Ave., Tulsa, Oklahoma 74136 (the “Company”), and Golden Gate Investors, Inc., a California corporation (“Holder”).
SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT and CONVERTIBLE NOTESecurities Purchase Agreement and Convertible Note • August 5th, 2013 • 3dicon Corp • Communications equipment, nec • Georgia
THIS SECOND AMENDMENT (the “Amendment") is being executed and delivered by and between 3DICON Corporation, an Oklahoma corporation ("3DI"), and Victor F. Keen, (the "Purchaser"), and dated as of May 15, 2013 (the “Amendment Date”) in order to amend that certain Securities Purchase Agreement and Convertible Bridge Note by and between 3DI and Purchaser dated as of September 10, 2012.
COMBINED AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT AND DEBENTURESecurities Purchase Agreement • December 15th, 2006 • 3dicon Corp
This Amendment No. 1 to the Securities Purchase Agreement and the First Debenture, as defined below, (this “Amendment”) is entered to be effective as of the 15th day of December, 2006, by 3DIcon Corporation, an Oklahoma corporation, with principal executive offices located at 7507 Sandusky Ave., Tulsa, Oklahoma 74136 (the “Company”), and Golden Gate Investors, Inc., a California corporation (“Holder”).
RE: Agreement for Settlement of Note and Accrued Interest by Exchange for Common Stock Mr. Febbraro and Mr. Brown:Letter Agreement • August 22nd, 2024 • Coretec Group Inc. • Communications equipment, nec • New York
Reference is made to that certain Promissory Note issued by the Coretec Group Inc. (“CRTG” or the “Company”) to Carlton James Diversified Alpha Fund SP, a segregated portfolio of Navigator Global Fund Manager Platform SPC (“Lender”) dated October 4, 2019 (the “Note”), issued pursuant to that certain Credit Agreement dated October 4, 2019, and the subsequent letter of variation signed on 4th October 2020 by and between the Company and the Lender (“Credit Agreement”). Further reference is made to that certain Share Exchange Agreement dated March 1, 2024, by and between the Company, Core Optics, LLC, Core Optics Co., Ltd., and Core SS LLC, as amended by the Amendment to the Share Exchange Agreement dated June 27, 2024 (together the “Transaction Documents” and the transaction contemplated thereunder the “Transaction”.) CRTG and the Lender are sometimes referred to individually as a “party” and collectively as the “parties” in this Letter Agreement. The purpose of this letter agreement (“Le
Supply ContractSupply Contract • June 30th, 2020 • Coretec Group Inc. • Communications equipment, nec
SETTLEMENT AGREEMENT AND GENERAL RELEASESettlement Agreement and General Release • July 2nd, 2018 • Coretec Group Inc. • Communications equipment, nec • North Dakota
This Settlement Agreement and General Release ("Agreement") is made and entered into this 29th day of June 2018 by and Coretec Industries LLC, its holding company The Coretec Group, Inc. (collectively, "Coretec") and NDSU Research Foundation, ("NDSURF").
SHARE EXCHANGE AGREEMENTShare Exchange Agreement • March 6th, 2024 • Coretec Group Inc. • Communications equipment, nec • New York
This Share Exchange Agreement (the “Agreement”), is made and entered into as of March 1, 2024 by and among The Coretec Group, Inc., an Oklahoma corporation (“Parent”), Core Optics, LLC, a Virginia limited liability company (the “Company”), Core Optics Co., Ltd., a Republic of Korea corporation (“Operating Subsidiary”) and Core SS LLC, a Virginia limited liability company (the “Member”). Certain other capitalized terms used in this Agreement are defined in Exhibit A, attached hereto.
AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 31st, 2012 • 3dicon Corp • Communications equipment, nec • Georgia
THIS IS AMENDMENT (the “Amendment") being executed and delivered by and between 3DICON Corporation, an Oklahoma corporation ("3DI"), and GCA Strategic Investment Fund Limited, a Bermuda corporation ("GCASIF"), and dated as of December 21, 2012 (the “Amendment Date”) in order to amend that certain Securities Purchase Agreement and Convertible Bridge Note by and between 3DI and GCASIF dated as of August 24, 2012 .
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 24th, 2016 • 3dicon Corp • Communications equipment, nec • New York
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into as of December [●], 2015 (the “Effective Date”) between 3DIcon Corporation, an Oklahoma corporation (the “Company”), and __________________________ (the “Subscriber”).
