COMMON STOCK PURCHASE WARRANT CATASYS, INC.Smith David E • February 7th, 2018 • Services-misc health & allied services, nec • New York
Company FiledFebruary 7th, 2018 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, SHAMUS, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Catasys, Inc., a Delaware corporation (the “Company”), up to 88,235 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock1/. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 1(b).
JOINT FILING AGREEMENTJoint Filing Agreement • February 23rd, 2015 • Smith David E • Pharmaceutical preparations
Contract Type FiledFebruary 23rd, 2015 Company IndustryThis Joint Filing Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original instrument, but all of such counterparts together shall constitute but one agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • February 27th, 2015 • Smith David E • Pharmaceutical preparations
Contract Type FiledFebruary 27th, 2015 Company IndustryThis Joint Filing Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original instrument, but all of such counterparts together shall constitute but one agreement.