WITNESSETH:Investment Management Agreement • November 25th, 2013 • First Trust Exchange-Traded Alphadex Fund • Illinois
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 23rd day of July, 2014, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and First...Blanket Bond Insurance Agreement • July 23rd, 2014 • First Trust Exchange-Traded Alphadex Fund
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of May 4, 2007, by and between First Trust Exchange-Traded Alphadex(TM) Fund (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 1001 Warrenville...Participant Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
WITNESSETH:Form of Subscription Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND October 12, 2010 First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 To Whom It May Concern: This is to confirm that, in consideration of the...Distribution Agreement • November 29th, 2010 • First Trust Exchange-Traded Alphadex Fund
RECITALS:Waiver and Recovery Agreement • November 27th, 2019 • First Trust Exchange-Traded Alphadex Fund • Illinois
SUBLICENSE AGREEMENTSublicense Agreement • November 25th, 2013 • First Trust Exchange-Traded Alphadex Fund • New York
SUBLICENSE AGREEMENTSublicense Agreement • April 27th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
CUSTODY AGREEMENT AGREEMENT, dated as of May 4, 2007 between First Trust Exchange-Traded Alphadex(TM) Fund, a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business...Custody Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND, a Massachusetts business trust (the "Company"), and FIRST TRUST ADVISORS L.P., an...Interim Investment Management Agreement • March 30th, 2011 • First Trust Exchange-Traded Alphadex Fund • Illinois
WITNESSETH:Administration and Accounting Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
W I T N E S S E T H :Board Administration Services Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED ALPHADEX(TM) FUND April 26, 2007 First Trust Portfolios L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • April 27th, 2007 • First Trust Exchange-Traded Alphadex Fund
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND, FIRST TRUST EXCHANGE- TRADED FUND II AND FIRST TRUST EXCHANGE-TRADED ALPHADEX (TM) FUND This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P. (the...Participant Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementWaiver and Recovery Agreement • November 28th, 2022 • First Trust Exchange-Traded Alphadex Fund • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded AlphaDEX® Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of October 12, 2010, as amended on April 18, 2019.
AMENDMENT NO. 1 TO THE SUBLICENSE AGREEMENT DATED AS OF APRIL 26, 2007The Sublicense Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementWaiver and Recovery Agreement • November 24th, 2021 • First Trust Exchange-Traded Alphadex Fund • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded AlphaDEX® Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of October 12, 2010, as amended on April 18, 2019.
