First Trust Exchange-Traded Alphadex Fund Sample Contracts
WITNESSETH:Subscription Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund
Standard Contracts
WITNESSETH:Investment Management Agreement • November 25th, 2013 • First Trust Exchange-Traded Alphadex Fund • Illinois
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of May 4, 2007, by and between First Trust Exchange-Traded Alphadex(TM) Fund (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 1001 Warrenville...Transfer Agency and Service Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
AMENDMENT NO. 1 TO THE SUBLICENSE AGREEMENT DATED AS OF APRIL 26, 2007Sublicense Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED ALPHADEX(TM) FUND April 26, 2007 First Trust Portfolios L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • April 27th, 2007 • First Trust Exchange-Traded Alphadex Fund
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 23rd day of July, 2014, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and First...Blanket Bond Insurance Agreement • July 23rd, 2014 • First Trust Exchange-Traded Alphadex Fund
CUSTODY AGREEMENT AGREEMENT, dated as of May 4, 2007 between First Trust Exchange-Traded Alphadex(TM) Fund, a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business...Custody Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND, FIRST TRUST EXCHANGE- TRADED FUND II AND FIRST TRUST EXCHANGE-TRADED ALPHADEX (TM) FUND This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P. (the...Participant Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND October 12, 2010 First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 To Whom It May Concern: This is to confirm that, in consideration of the...Distribution Agreement • November 29th, 2010 • First Trust Exchange-Traded Alphadex Fund
WITNESSETH:Fund Administration and Accounting Agreement • November 19th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
RECITALS:Expense Reimbursement, Fee Waiver and Recovery Agreement • November 27th, 2019 • First Trust Exchange-Traded Alphadex Fund • Illinois
SUBLICENSE AGREEMENTSublicense Agreement • November 25th, 2013 • First Trust Exchange-Traded Alphadex Fund • New York
SUBLICENSE AGREEMENTSublicense Agreement • April 27th, 2007 • First Trust Exchange-Traded Alphadex Fund • New York
W I T N E S S E T H :Board Administration Services Agreement • April 26th, 2007 • First Trust Exchange-Traded Alphadex Fund
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • November 28th, 2022 • First Trust Exchange-Traded Alphadex Fund • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded AlphaDEX® Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of October 12, 2010, as amended on April 18, 2019.
Second Amended and Restated Expense Reimbursement and Fee Waiver AgreementExpense Reimbursement and Fee Waiver Agreement • November 27th, 2024 • First Trust Exchange-Traded Alphadex Fund • Illinois
This Second Amended and Restated Expense Reimbursement and Fee Waiver Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded AlphaDEX® Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of November 1, 2022.
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • November 24th, 2021 • First Trust Exchange-Traded Alphadex Fund • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded AlphaDEX® Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of October 12, 2010, as amended on April 18, 2019.
