Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Agreement is made as of _________ __, 2007 by and between Inter-Atlantic Financial, Inc. (the "Company") and American Stock Transfer & Trust Company (the "Trustee"). WHEREAS, the Company's...Investment Management Trust Agreement • April 18th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Exhibit 10.3 STOCK ESCROW AGREEMENT STOCK ESCROW AGREEMENT, dated as of ____________ __, 2007 ("Agreement"), by and among the parties listed under Existing Stockholders on Exhibit A hereto (each an "Existing Stockholder" and collectively the "Existing...Stock Escrow Agreement • February 14th, 2007 • Inter-Atlantic Financial, Inc. • New York
Exhibit 10.5 INTER-ATLANTIC FINANCIAL, INC. Inter-Atlantic Financial, Inc. 400 Madison Avenue New York, NY 10017 Gentlemen: This letter will confirm our agreement that, commencing on the effective date ("Effective Date") of the registration statement...Service Agreement • February 14th, 2007 • Inter-Atlantic Financial, Inc.
This letter will confirm our agreement that, commencing on the effective date ("Effective Date") of the registration statement for the initial public offering ("IPO") of the securities of Inter-Atlantic Financial, Inc. ("Inter-Atlantic") and continuing until the earlier of the consummation by Inter-Atlantic Financial, Inc. of a "Business Combination" or Inter-Atlantic Financial, Inc.'s liquidation (as described in Inter-Atlantic Financial, Inc.'s IPO prospectus) (the "Termination Date"), Inter-Atlantic Management Services LLC shall make available to Inter-Atlantic Financial, Inc. certain office space, utilities, administrative, technology and secretarial services as may be required by Inter-Atlantic Financial, Inc. from time to time. In exchange therefor, Inter-Atlantic Financial, Inc. shall pay Inter-Atlantic Management Services LLC up to $7,500 per month on the Effective Date and continuing monthly thereafter until the Termination Date.
Exhibit 10.3 SECURITIES ESCROW AGREEMENT SECURITIES ESCROW AGREEMENT, dated as of ____________ __, 2007 ("Agreement"), by and among the parties listed under Existing Stockholders on Exhibit A hereto (each an "Existing Stockholder" and collectively the...Securities Escrow Agreement • April 18th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT is made as of [____________] [____], 2007, between Inter-Atlantic Financial, Inc., a Delaware corporation, with offices at 400 Madison Avenue, New York, NY 10017 (the "COMPANY"), and American Stock...Warrant Agreement • February 14th, 2007 • Inter-Atlantic Financial, Inc. • New York
BETWEENUnderwriting Agreement • June 26th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
INTER-ATLANTIC FINANCIAL, INC. SELECTED DEALER AGREEMENTSelected Dealer Agreement • August 14th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Morgan Joseph & Co. Inc. (“Morgan Joseph”) is acting as the representative of the underwriters (the “Underwriters”) in a firm commitment, underwritten offering (the “Offering”) to sell 7,500,000 units (the “Units”)1 of Inter-Atlantic Financial, Inc., a Delaware corporation (the “Company”) as described in the prospectus for the Offering (the “Prospectus”). Morgan Joseph is hereby inviting the entity signatory hereto (the “Selected Dealer”), subject to the other terms and conditions set forth herein and in the Prospectus, to act as a selected dealer in connection with the Offering, and by executing this Selected Dealer Agreement (this “Agreement”), Morgan Joseph hereby approves such signatory as a Selected Dealer in connection with the Offering.
WARRANTWarrant Agreement • September 24th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks
THIS CERTIFIES THAT, for value received _________________________________ is the registered holder of a Warrant or Warrants expiring ________, 2011 [FOUR YEARS FROM DATE OF PROSPECTUS] ("Warrant") to purchase one fully paid and non-assessable share of common stock, par value US$.0001 per share ("Shares"), of Inter-Atlantic Financial, Inc., a Delaware corporation (the "Corporation"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Corporation, commencing on the later of (i) its initial business combination with, through a merger, capital stock exchange, asset acquisition, stock purchase or other similar business combination, one or more operating businesses (as such business combination is more fully described in the Company's Registration Statement, No. 333-140690, filed on Form S-1 with the Securities and Exchange Commission, as amended, for the registration of the Company's securities or (ii) ______________, 2008, s
Exhibit 10.7 INTER-ATLANTIC FINANCIAL, INC. FOUNDER WARRANT PURCHASE AGREEMENT THIS FOUNDER WARRANT PURCHASE AGREEMENT (the "Agreement") is made as of _____________ __, 2007 between Inter-Atlantic Financial, Inc., a Delaware company (the "Company"),...Founder Warrant Purchase Agreement • June 26th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT is made as of [____________] [____], 2007, between Inter-Atlantic Financial, Inc., a Delaware corporation, with offices at 400 Madison Avenue, New York, NY 10017 (the "COMPANY"), and American Stock...Warrant Agreement • September 24th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is entered into as of the __ day of _________, 2007, by and among Inter-Atlantic Financial, Inc. (the "COMPANY") and the undersigned parties listed under...Registration Rights Agreement • May 22nd, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
525,000 UNITS OFPurchase Option Agreement • September 24th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • New York
Exhibit 10.14 REVOLVING LINE OF CREDIT AGREEMENT This Revolving Line of Credit Agreement (this "Agreement") is made as of ________, 2007 by and between Inter- Atlantic Financial, Inc., a Delaware corporation ("Borrower"), and Inter- Atlantic Group...Revolving Line of Credit Agreement • July 30th, 2007 • Inter-Atlantic Financial, Inc. • Blank checks • Delaware
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is entered into as of the __ day of _________, 2007, by and among Inter-Atlantic Financial, Inc. (the "COMPANY") and the undersigned parties listed under...Registration Rights Agreement • February 14th, 2007 • Inter-Atlantic Financial, Inc. • New York
STOCK PURCHASE AGREEMENT Dated as of April 23, 2009 between INTER-ATLANTIC FINANCIAL, INC. PATRIOT RISK MANAGEMENT, INC. and THE STOCKHOLDERS OF PATRIOT RISK MANAGEMENT, INC.Stock Purchase Agreement • April 27th, 2009 • Inter-Atlantic Financial, Inc. • Blank checks • New York
STOCK PURCHASE AGREEMENT (“Agreement”), dated as of April 23, 2009, between Inter-Atlantic Financial, Inc., a Delaware corporation (“Purchaser”), Patriot Risk Management, Inc., a Delaware corporation (the “Company”), and the shareholders of the Company who are each a signatory to this Agreement (each, a “Seller,” and collectively, the “Sellers”). Terms used herein and not otherwise defined in this Agreement are defined in Appendix A hereto.
