UNDERWRITING AGREEMENT by and between LUMAX ACQUISITION CORP. and DAWSON JAMES SECURITIES, INC. DATED: January [ ], 2008Underwriting Agreement • January 29th, 2008 • Lumax Acquisition Corp. • Blank checks • Florida
The undersigned, Lumax Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Dawson James Securities, Inc. (“DJ”) and with the other underwriters named on Schedule I hereto for which DJ is acting as Representative (the “Representative” and, together with the other underwriters, the “Underwriter”) as follows:
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 4th, 2007 • Lumax Acquisition Corp. • Blank checks • Florida
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the day of ___, 2007, by and among Lumax Acquisition Corp., a Delaware corporation (the “Company”) and Capital Growth Financial, LLC (the “IPO Underwriter”).
WARRANT AGREEMENTWarrant Agreement • July 13th, 2007 • Lumax Acquisition Corp. • New York
This Agreement made as of , 2007 between Lumax Acquisition Corp., a Delaware corporation, with offices at 509 Madison Avenue, Suite 1510, New York, New York 10022 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 17 Battery Place, New York, New York 10004 (“Warrant Agent”).
UNDERWRITING AGREEMENT among LUMAX ACQUISITION CORP. and CAPITAL GROWTH FINANCIAL, LLC DATED: , 2007Underwriting Agreement • September 4th, 2007 • Lumax Acquisition Corp. • Blank checks • Florida
The undersigned, Lumax Acquisition Corp., a Delaware corporation (“Company”), hereby confirms its agreement with Capital Growth Financial, LLC (“CGF”) and with the other underwriters named on Schedule I hereto for which CGF is acting as Representative (the “Representative” and, together with the other underwriters, the “Underwriter”) as follows:
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • July 13th, 2007 • Lumax Acquisition Corp. • New York
This Agreement is made as of , 2007 by and between Lumax Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”).
STOCK ESCROW AGREEMENTStock Escrow Agreement • July 13th, 2007 • Lumax Acquisition Corp. • New York
STOCK ESCROW AGREEMENT, dated as of , 2007 (“Agreement”), by and among Lumax Acquisition Corp., a Delaware corporation (the “Company”), Hartman Investments, LLC and David S. Montoya (collectively “Initial Stockholders”) and Continental Stock Transfer & Trust Company, a New York corporation (“Escrow Agent”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 4th, 2007 • Lumax Acquisition Corp. • Blank checks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of the ___day of ___, 2007, by and among Lumax Acquisition Corp., a Delaware corporation (the “Company”); and each of Scott W. Hartman, David S. Montoya and Lumax Investment Management, LLC (each, an “Investor” and collectively, the “Investors”).
Lumax Acquisition Corp.Lumax Acquisition Corp. • September 4th, 2007 • Blank checks
This letter will confirm our agreement that, commencing on the effective date (the “Effective Date”) of the registration statement for the initial public offering (“IPO”) of the securities of Lumax Acquisition Corp. (the “Company”) and continuing until the consummation by the Company of a business combination (as described in the Company’s IPO prospectus), SeaView Capital Advisors, LLC or its affiliates shall make available to the Company certain limited administrative, technology and secretarial services, as well as the use of certain limited office space, as may be required by the Company from time to time, situated at 509 Madison Avenue, Suite 1510, New York, New York 10022 (or any successor location).
