CUSTODY AGREEMENTCustody Agreement • November 21st, 2013 • IndexIQ Active ETF Trust • New York
AGREEMENT, dated as of November 18, 2013 between IndexIQ Active ETF Trust, a Delaware statutory trust, having its principal office and place of business at 800 Westchester Avenue, Suite N611, Rye Brook, NY 10573 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 21st, 2013 • IndexIQ Active ETF Trust • Colorado
THIS AGREEMENT is made as of November 27, 2012, between IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • August 22nd, 2012 • IndexIQ Active ETF Trust • Colorado
THIS AGREEMENT is made as of ________ ___, 2012, between IndexIQ Active ETF Trust, a Delaware trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2020 • IndexIQ Active ETF Trust • New York
This Investment Advisory Agreement (this “Agreement”) is made and entered into and is effective as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 22nd, 2012 • IndexIQ Active ETF Trust • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT (this “Agreement”), dated as of the ______ day of ________, 2012, is made by and among each Trust listed on Appendix I hereto (collectively, the “Trust”), on behalf of each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
INDEXIQ ACTIVE ETF TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • August 28th, 2023 • IndexIQ Active ETF Trust
This Subadvisory Agreement, made as of the 19th day of April, 2023 (the “Agreement”), between IndexIQ Advisors LLC a Delaware limited liability company (the “Advisor”) and CBRE Investment Management Listed Real Assets LLC, a Delaware limited liability company (the “Subadvisor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 22nd, 2012 • IndexIQ Active ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributor, Inc. (the “Distributor”) and ___________________________(the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon ("BNYM ETF Administrator" or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the IndexIQ Active ETF Trust (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • November 21st, 2013 • IndexIQ Active ETF Trust • New York
AGREEMENT made as of November 18, 2013, by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNYM”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • August 27th, 2024 • New York Life Investments Active ETF Trust • New York
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of ______________, ____ (the “Effective Date”), is made by and between each investment company (each, an “Acquiring Registrant”), for itself, and on behalf of each of its portfolio series listed on Schedule A (the “Acquiring Funds”), and each investment company (each, an “Acquired Registrant”), for itself, and on behalf of each of its portfolio series listed on Schedule B (the “Acquired Funds”), each severally and not jointly.
AMENDED AND RESTATED INVESTMENT SUBADVISORY AGREEMENT NEW YORK LIFE INVESTMENT MANAGEMENT LLC AND CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLCInvestment Subadvisory Agreement • August 27th, 2024 • New York Life Investments Active ETF Trust
This Subadvisory Agreement, made as of the 19th day of April 2023 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Advisor”) and CBRE Investment Management Listed Real Assets LLC, a Delaware limited liability company (the “Subadvisor”).
AUTHORIZED PARTICIPANT AGREEMENT FOR New York Life Investments Active ETF Trust New York Life Investment ETF TrustAuthorized Participant Agreement • August 27th, 2024 • New York Life Investments Active ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and ________________________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the New York Life Investments Active ETF Trust and the New York Life Investments ETF Trust (each a “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that each Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of each Trust acting on an agency basis in connection with the
AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • August 28th, 2023 • IndexIQ Active ETF Trust • New York
AMENDED AND RESTATED AGREEMENT, dated as of June 14, 2023 between the IndexIQ Active ETF Trust (the “Client”), with respect to each of the funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) and The Bank of New York Mellon (“Bank”).
EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
This Agreement is made and entered into effective as of August 31, 2018, by and between the funds listed on Schedule A (each, a “Fund” and, collectively, the “Funds”), each a series of shares of IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”) and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • May 7th, 2024 • IndexIQ Active ETF Trust
This Amendment (“Amendment”) is an amendment to the Fund Administration and Accounting Agreement between The Bank of New York Mellon (“BNY Mellon”) and each entity listed on Exhibit A to the Agreement (“each a “Fund” and collectively, the “Funds”) dated November 18, 2013, as amended (the “Agreement”).
FORM OF AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 28th, 2020 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated as of August 12, 2020 is by and between each trust listed on Appendix I hereto (each, the “Trust” and collectively, the “Trusts”) and each series of the Trusts listed on Appendix I hereto (as such Appendix I may be amended from time to time) and The Bank of New York Mellon (the “Bank”).
SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • November 21st, 2013 • IndexIQ Active ETF Trust • New York
AGREEMENT, dated as of November 20, 2013 between the IndexIQ Active ETF Trust (the “Client”), with respect to each of the funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) , and The Bank of New York Mellon (“Bank”).
INDEXIQ FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • April 26th, 2023 • IndexIQ Active ETF Trust • New York
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each investment company (each, an “Acquiring Registrant”), for itself, and on behalf of each of its portfolio series listed on Schedule A (the “Acquiring Funds”), and each investment company (each, an “Acquired Registrant”), for itself, and on behalf of each of its portfolio series listed on Schedule B (the “Acquired Funds”), each severally and not jointly.
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2022 • IndexIQ Active ETF Trust
This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), on behalf of its series as set forth on Appendix A (each, a “Fund” and, collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) is entered into pursuant Section 8 of the Agreement and is effective as of June 29, 2022.
AMENDMENT 1Distribution Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • November 21st, 2013 • IndexIQ Active ETF Trust
This Agreement is made and entered into effective as of March 13, 2013, by and between the funds listed on Schedule A (each, a “Fund” and, collectively, the “Funds”), each a series of shares of IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”) and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
Schedule II to Custody Agreement As of December 17, 2019Custody Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
The undersigned hereby certifies that he is an authorized signer of the IndexIQ Active ETF Trust (the "Trust") and that the following funds are included under the Custody Agreement dated November 18, 2013, by and between the Trust and the Bank of New York Mellon.
AMENDMENT TO INVESTMENT ADVISORY AGREEMENT This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the "Trust"), on behalf of the funds listed on...Investment Advisory Agreement • December 22nd, 2017 • IndexIQ Active ETF Trust
This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the "Trust"), on behalf of the funds listed on Appendix A, each a series of shares of the Trust (each, a "Fund" and, collectively, "Funds"), and IndexIQ Advisors LLC, a Delaware limited liability company (the "Advisor") is entered into pursuant Section 8 of the Agreement and is effective as of August 22, 2017.
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 7th, 2024 • IndexIQ Active ETF Trust
This Amendment (“Amendment”) dated April 12, 2024 (“Effective Date”) is by and between each trust listed on Appendix I hereto (each, the “Trust” and collectively, the “Trusts”) and each series of the Trusts listed on Appendix I hereto (as such Appendix I may be amended from time to time) and The Bank of New York Mellon (the “Bank”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated April 7, 2022 (“Effective Date”), is by and between each trust listed on Appendix I hereto (each, the “Trust” and collectively, the “Trusts”) and each series of the Trusts listed on Appendix I hereto (as such Appendix I may be amended from time to time) and The Bank of New York Mellon (the “Bank”).
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • August 29th, 2022 • IndexIQ Active ETF Trust
This Amendment to the Subadvisory Agreement is made as of the 29th day of June, 2022, by and between IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) and MacKay Shields LLC, a Delaware limited liability company (the “Subadvisor”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • May 7th, 2024 • IndexIQ Active ETF Trust
This Amendment (“Amendment”) dated April 12, 2024 (“Effective Date”) is by and between IndexIQ Active ETF Trust (the “Fund”) and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • June 17th, 2021 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated June 18, 2021 (“Effective Date”) is by and between IndexIQ Active ETF Trust (the “Fund”) and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • August 28th, 2023 • IndexIQ Active ETF Trust
This Amendment to the Subadvisory Agreement is made as of the 29th day of September, 2022, by and between IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) and MacKay Shields LLC, a Delaware limited liability company (the “Subadvisor”).
FORM OF AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • June 29th, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated June 29, 2022 (“Effective Date”) is by and between IndexIQ Active ETF Trust (the “Fund”) and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • June 17th, 2021 • IndexIQ Active ETF Trust
THIS AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT, is hereby made as of June 18, 2021, between IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series set forth on Schedule A (each a “Fund” and collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Manager”).
FORM OF AMENDMENT 5Distribution Agreement • June 29th, 2022 • IndexIQ Active ETF Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of June 29, 2022 (the “Effective Date”):
FORM OF AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 29th, 2022 • IndexIQ Active ETF Trust
This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), on behalf of its series as set forth on Appendix A (each, a “Fund” and, collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) is entered into pursuant Section 8 of the Agreement and is effective as of September 29, 2022.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated April 7, 2022 (“Effective Date”) is by and between IndexIQ Active ETF Trust (the “Fund”) and The Bank of New York Mellon (“BNY Mellon”).
AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • August 30th, 2021 • IndexIQ Active ETF Trust
THIS AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT, is hereby made as of August 30, 2021, between IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series set forth on Schedule A (each a “Fund” and collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Manager”).
AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
THIS AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT, is hereby made as of August 27, 2020, between IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series set forth on Schedule A (each a “Fund” and collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Manager”).
