FORM OF AUTHORIZED PARTICIPANT AGREEMENT TORTOISE CAPITAL SERIES TRUSTAuthorized Participant Agreement • October 15th, 2024 • Tortoise Capital Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LCL (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [_________________________] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Tortoise Capital Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
Federated Hermes ETF Trust AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 27th, 2024 • Federated Hermes ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between [State Street Bank and Trust Company] (the “Participant”) and Federated Securities Corp. (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”), as may be amended from time to time. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • February 29th, 2024 • Abrdn Palladium ETF Trust • Commodity contracts brokers & dealers • New York
THIRD AMENDED AND RESTATED STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) agreed to as of [DATE] by and between The Bank of New York Mellon, a New York banking corporation (the “Trustee”), and abrdn ETFs Sponsor LLC, a Delaware limited liability company (the “Sponsor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PRECIDIAN ETFs TRUSTAuthorized Participant Agreement • September 20th, 2024 • Precidian ETFs Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Precidian ETFs Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
EX-4.2 4 d482189dex42.htm FORM OF AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 5th, 2020 • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [ ] among (i) [ ], a [ ] organized under the laws of [ ] (the “Authorized Participant”), (ii) BlackRock Institutional Trust Company, N.A., a national banking association acting in its capacity as trustee (in such capacity, the “Trustee”) of the iShares® Dow Jones-UBS Roll Select Commodity Index Trust (the “Trust”), a trust organized under Delaware law pursuant to the provisions of the Amended and Restated Trust Agreement, dated as of [ ], 2013 (as the same may be amended from time to time, the “Trust Agreement”), and (iii) iShares® Delaware Trust Sponsor LLC, a Delaware limited liability company, in its capacity as sponsor of the Trust (in such capacity, the “Sponsor”).
EX-99.(E)(2) 7 dex99e2.htm FORM OF AUTHORIZED PARTICIPANT AGREEMENT Exhibit (e)(2) FLEXSHARESSM TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 5th, 2020 • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. (the “Index Receipt Agent”) as index receipt agent for FlexShares Trust (the “Trust”).
AUTHORIZED PARTICIPANT AGREEMENT FOR TDAX FUNDS, INC.Authorized Participant Agreement • September 27th, 2007 • TDAX Funds, Inc. • New York
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 21st, 2023 • Vanguard Valley Forge Funds • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Vanguard Marketing Corporation (the "Distributor") and __________________
FORM OF AUTHORIZED PARTICIPANT AGREEMENT HORIZON FUNDSAuthorized Participant Agreement • November 1st, 2024 • Horizon Funds • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Horizon Funds (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 2(a), 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
AUTHORIZED PARTICIPANT AGREEMENT PIMCO ETF Trust PIMCO Equity SeriesAuthorized Participant Agreement • October 28th, 2024 • PIMCO Equity Series • New York
This Authorized Participant Agreement (the “Agreement”) is entered into between PIMCO Investments LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant, and the Transfer Agent acknowledge and agree that PIMCO ETF Trust and PIMCO Equity Series (each a “Trust” and collectively, the “Trusts”) and each exchange-traded series thereof (each, a “Fund,” and collectively, the “Funds”) shall each be a third-party beneficiary of this Agreement and shall each receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • June 28th, 2024 • Fidelity Covington Trust • Massachusetts
This Authorized Participant Agreement (the “Agreement”) is entered into between Fidelity Distributors Company LLC (the “Distributor”) and [________________________________________] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant and the Transfer Agent acknowledge and agree that Fidelity Covington Trust, Fidelity Merrimack Street Trust, Fidelity Commonwealth Trust and Fidelity Greenwood Street Trust, (collectively the “Trusts”) and each series thereof structured as an exchange-traded fund (each, a “Fund,” and collectively, the “Funds”) shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
AUTHORIZED PARTICIPANT AGREEMENT FOR PUTNAM ETF TRUSTAuthorized Participant Agreement • August 27th, 2024 • Putnam ETF Trust • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between Franklin Distributors, LLC (the “Distributor”) and ________________ (the “Authorized Participant” or the “AP”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for Putnam ETF Trust (the “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, without par value (sometimes referred to as “Shares”), of e
FORM OF UNITED STATES NATURAL GAS FUND, LP AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 31st, 2016 • United States Natural Gas Fund, LP • Commodity contracts brokers & dealers • New York
This United States Natural Gas Fund, LP Authorized Participant Agreement (the “Agreement”), dated as of [ DATE], 2016, is entered into by and among United States Natural Gas Fund, LP (the “Fund”), United States Commodity Funds LLC, a Delaware limited liability company and the general partner of the Fund (the “General Partner”), on behalf of itself and as General Partner of United States Natural Gas Fund, LP, and [Insert name of Authorized Participant and type of company (Corporation, LLC, Inc., LLP)], a [state of incorporation/formation] (the “Authorized Participant”).
EX-99.(H)(2) 6 d837615dex99h2.htm FORM OF AUTHORIZED PARTICIPANT AGREEMENT EX-99.(h)(2) AUTHORIZED PARTICIPANT AGREEMENT FOR GOLDMAN SACHS ETF TRUSTAuthorized Participant Agreement • May 5th, 2020 • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Goldman Sachs ETF Trust (the “Trust”) and is a Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, no par value (sometimes referred to as “Shar
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 22nd, 2021 • Capitol Series Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of ________ __, 2021, is between Northern Lights Distributors, LLC (“Distributor”) and [Participant], (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent (“Index Receipt Agent”) for Capitol Series Trust (the “Trust”).
THE CUSHING ETF TRUST AUTHORIZED PARTICIPANT AGREEMENT QUASAR DISTRIBUTORS, LLC MILWAUKEE, WI 53202Authorized Participant Agreement • October 16th, 2018 • Cushing ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant” and, together with the Distributor, the “Parties”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”) as index receipt agent for The Cushing ETF Trust (the “Trust”).
AUTHORIZED PARTICIPANT AGREEMENT FOR abrdn ETFsAuthorized Participant Agreement • April 28th, 2023 • Abrdn ETFs • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the abrdn ETFs (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of Creation Units (as defined below) of each fund issued by the Trust (each a “Fund” and collectively, the “Funds”) named on Annex I to this Agreement, as may be updated from time to time to add or remove Fund
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 18th, 2015 • Managed Emerging Markets Trust • Investors, nec • New York
EX-4.2 3 dex42.htm FORM OF AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 5th, 2020 • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [ ], 2006 among (i) [ ],a [ ] [organized] under the laws of [ ] (the “Authorized Participant”), (ii) The Bank of New York, a New York Banking corporation acting in its capacity as trustee (in such capacity, the “Trustee”) of the iShares Silver Trust (the “Trust”), a trust created under New York law pursuant to the provisions of the Depositary Trust Agreement (the “Trust Agreement”) dated [ ], 2006 between the Trustee and Barclays Global Investors International Inc., in its capacity as sponsor of the Trust (in such capacity, the “Sponsor”), and (iii) the Sponsor.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 16th, 2023 • Quaker Investment Trust • Pennsylvania
_____________________This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________, 2022 (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with SEI Investments Distribution Co.’s affiliates, the “Distributor”), principal underwriter of ________________(the “Trust”), and is subject to acceptance by the Trust and _________________, as transfer agent (the “Transfer Agent” or “Index Receipt Agent”) to each investment portfolio of the Trust (each, a “Series”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • September 16th, 2024 • BNY Mellon ETF Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between BNY Mellon Securities Corporation (the “Distributor”), principal underwriter of the BNY Mellon ETF Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), and____________________________(the “Participant”), and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”). The Transfer Agent serves as the transfer agent of the Trust and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (the “SEC”) (together with such Fu
LOCALSHARES INVESTMENT TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 22nd, 2013 • LocalShares Investment Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this ___ day of __________ 20__ (the “Effective Date”), by and between _____________________ (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of LocalShares Investment Trust (the “Trust”), and is subject to acceptance by _______________ (the “Transfer Agent”) in its capacity as transfer agent of the Trust. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in SECTION 14 of this Agreement.
Exhibit No. EX-99.e.2 REVENUESHARES ETF TRUST AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the "Agreement") is entered into by and between Foreside Fund Services, LLC (the "Distributor") and [ ] (the "Participant") and is...Authorized Participant Agreement • February 14th, 2008 • RevenueShares ETF Trust • Delaware
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PARNASSUS INCOME FUNDSAuthorized Participant Agreement • September 27th, 2024 • Parnassus Income Funds • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Parnassus Funds Distributor, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Parnassus Income Funds Trust, (to be renamed Parnassus ETF Trust) (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein
AUTHORIZED PARTICIPANT AGREEMENT FOR DBX ETF TRUSTAuthorized Participant Agreement • July 23rd, 2024 • DBX Etf Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and __________________________________ (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York Mellon (“ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the DBX ETF Trust (the “Company”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Company shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Company acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, par value $0.00 per
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 28th, 2011 • Etfs Palladium Trust • Commodity contracts brokers & dealers • New York
FIRST AMENDED AND RESTATED STANDARD TERMS FOR AUTHORIZED PARTICIPANT AGREEMENTS (the “Standard Terms”) agreed to as of September 27, 2010 by and between The Bank of New York Mellon, a New York banking corporation (the “Trustee”), and ETF Securities USA LLC, a Delaware limited liability company (the “Sponsor”).
EA SERIES TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • October 1st, 2024 • EA Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC, as transfer agent (the “Transfer Agent”). EA Series Trust (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • August 14th, 2024 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and _________________ (the “Authorized Participant” or the “AP”) (National Securities Clearing Corporation (“NSCC”) Number _____), and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Investment Managers Series Trust II (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as “Shares”), of each of the separate investment p
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 30th, 2024 • Grayscale Ethereum Trust (ETH) • Commodity contracts brokers & dealers • New York
The undersigned does hereby certify that the persons listed above have been duly authorized to act as Authorized Representatives pursuant to the Authorized Participant Agreement.
FORM OF 21SHARES CORE ETHEREUM ETF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 31st, 2024 • 21Shares Core Ethereum ETF • Commodity contracts brokers & dealers • New York
This Authorized Participant Agreement (the “Agreement”), dated as of __________________, 2024, is entered into by and among 21Shares Core Ethereum ETF (the “Trust”), 21Shares US LLC, a Delaware limited liability company and the sponsor of the Trust (the “Sponsor”), as sponsor of the Trust, and_____, a [Delaware corporation] (the “Authorized Participant”), and is subject to acceptance by The Bank of New York Mellon (“BNY Mellon” or “Transfer Agent”).
EX-99.(E)(2) 7 d513469dex99e2.htm FORM OF AUTHORIZED PARTICIPANT AGREEMENT. Exhibit (e)(2) AUTHORIZED PARTICIPANT AGREEMENT FOR ALPS ETF TRUSTAuthorized Participant Agreement • May 5th, 2020 • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by The Bank of New York (“BNY ETF Administrator” or the “Transfer Agent”). The Transfer Agent serves as the transfer agent for ALPS ETF Trust (the “Trust”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, all without par value (sometimes referred to as
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ELEVATION SERIES TRUSTAuthorized Participant Agreement • September 30th, 2022 • Elevation Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Paralel Distributors LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), as transfer agent/index receipt agent for Elevation Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”) listed on Attachment B. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR FRANKLIN ETHEREUM TRUSTAuthorized Participant Agreement • May 31st, 2024 • Franklin Ethereum Trust • Commodity contracts brokers & dealers • New York
This Authorized Participant Agreement (this “Agreement”) is entered into by and between Franklin Holdings, LLC, as sponsor (the “Sponsor”) of Franklin Ethereum Trust (the “Trust”), and each series of the Trust listed on Annex I to this Agreement (each, a “Fund” and, collectively, the “Funds”), ________________ (the “Authorized Participant” or the “AP”), and The Bank of New York Mellon (the “Administrator” or “Transfer Agent”), as administrator and transfer agent of the Trust and each Fund. The Sponsor, the Authorized Participant and the Administrator acknowledge and agree that the Trust shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT CALAMOS ETF TRUSTAuthorized Participant Agreement • January 10th, 2024 • Calamos ETF Trust
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Calamos Financial Services LLC (the “Distributor”) and [_________] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), and is further subject to acknowledgement and agreement by Calamos ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Section 4(d) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIIAuthorized Participant Agreement • October 31st, 2024 • Investment Managers Series Trust III • New York
This authorized participant agreement (this “Agreement”) is entered into by UMB Distribution Services, LLC (the “Distributor”), [Name of Participant] (the “Participant”), and subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent”), and Investment Managers Series Trust III (the “Trust” and, together with the Distributor, and the Participant, the “Parties”), a series trust offering a number of portfolios of securities (collectively, the “Funds”). Capitalized terms used but not defined herein are defined in the current prospectus for each Fund and included in the Trust’s Registration Statement on Form N-1A, as it may be amended or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
