TRIVASCULAR TECHNOLOGIES, INC. [ ] Shares of Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • April 3rd, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 3rd, 2014 Company Industry JurisdictionTriVascular Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ] shares of common stock, par value $0.01 per share (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional [ ] shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
INDEMNIFICATION AGREEMENTIndemnification Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of , 20 between TriVascular Technologies, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement amends, restates and supersedes any prior agreement with respect to the subject matter hereof between the Company and the Indemnitee.
TRIVASCULAR TECHNOLOGIES, INC. Up to $25,000,000 of Shares of Common Stock (par value $0.01 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • May 29th, 2015 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 29th, 2015 Company Industry JurisdictionTriVascular Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
ContractWarrant Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR ANY STATE SECURITIES LAWS. NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT (i) EFFECTIVE REGISTRATION STATEMENTS RELATED THERETO, (ii) AN OPINION OF COUNSEL OR OTHER EVIDENCE, REASONABLY SATISFACTORY TO THE COMPANY, THAT SUCH REGISTRATIONS ARE NOT REQUIRED, (iii) RECEIPT OF NO-ACTION LETTERS FROM THE APPROPRIATE GOVERNMENTAL AUTHORITIES, OR (iv) OTHERWISE COMPLYING WITH THE PROVISIONS OF SECTION 8 OF THIS WARRANT.
TERM LOAN AGREEMENT dated as of October 12, 2012 between TV2 HOLDING COMPANY and TRIVASCULAR, INC. as Borrowers, The SUBSIDIARY GUARANTORS from Time to Time Party Hereto, and Capital Royalty Partners II L.P. and Parallel Investment Opportunities...Term Loan Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTERM LOAN AGREEMENT, dated as of October 12, 2012 (this “Agreement”), among TV2 HOLDING COMPANY, a Delaware corporation (“Holdings”), TriVascular, Inc., a California corporation (“TriVascular” and, together with Holdings, the “Borrowers”), the SUBSIDIARY GUARANTORS from time to time party hereto and the Lenders from time to time party hereto.
TRIVASCULAR TECHNOLOGIES, INC. FORM OF EARLY EXERCISE STOCK PURCHASE AGREEMENTEarly Exercise Stock Purchase Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionWHEREAS, Purchaser holds a stock option dated , 20 to purchase shares of common stock (“Common Stock”) of the Company (the “Option”) pursuant to the Company’s 2008 Equity Incentive Plan (the “Plan”); and
AGREEMENT AND PLAN OF MERGER by and among ENDOLOGIX, INC., TETON MERGER SUB, INC., and TRIVASCULAR TECHNOLOGIES, INC. Dated as of October 26, 2015Merger Agreement • October 26th, 2015 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledOctober 26th, 2015 Company Industry JurisdictionThis AGREEMENT AND PLAN OF MERGER, dated as of October 26, 2015 (this “Agreement”), is by and among Endologix, Inc., a Delaware corporation (“Parent”), Teton Merger Sub, Inc., a Delaware corporation and direct wholly-owned subsidiary of Parent (“Merger Sub”), and TriVascular Technologies, Inc., a Delaware corporation (the “Company”). Parent, Merger Sub and the Company are each sometimes referred to herein as a “Party” and collectively as the “Parties.”
CONSENT, ASSIGNMENT, FIRST AMENDMENT TO LEASE AND NON-DISTURBANCE AGREEMENTLease Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledMarch 10th, 2014 Company IndustryTHIS CONSENT, ASSIGNMENT, FIRST AMENDMENT TO LEASE AND NON-DISTURBANCE AGREEMENT (“Amendment”) is made effective this 28th day of March, 2008, between CARMEL RIVER, LLC, a Delaware limited liability company, CARLSEN INVESTMENTS, LLC, a California limited liability company, and RIEGER INVESTMENTS, LLC, a Delaware limited liability company (collectively, “Landlord”), BOSTON SCIENTIFIC SANTA ROSA CORP., (formerly known as Trivascular, Inc.), a California corporation (“TV”), and BOSTON SCIENTIFIC CORPORATION, a Delaware corporation (“BSC”).
LEASE AGREEMENT (Multi-Tenant Facility)Lease Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMarch 10th, 2014 Company Industry Jurisdiction
ContractWarrant Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, OR TRANSFERRED EXCEPT IN COMPLIANCE THEREWITH.
FOURTH AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT dated as of NOVEMBER 1, 2013 among TV2 HOLDING COMPANY and CERTAIN STOCKHOLDERS OF THE COMPANY AND OTHER PERSONS NAMED HEREINStockholders Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS FOURTH AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT (this “Agreement”) dated as of November 1, 2013 by and among (i) TV2 Holding Company, a Delaware corporation (the “Company”), (ii) MPM BioVentures IV-QP, L.P., MPM BioVentures IV GmbH & Co. Beteiligungs KG and MPM Asset Management Investors BV4 LLC (collectively, “MPM”), New Enterprise Associates 12, Limited Partnership, NEA Ventures 2008, Limited Partnership, (collectively, “NEA”), Delphi Ventures VII, L.P., Delphi BioInvestments VII, L.P., Delphi Ventures VIII, L.P. and Delphi BioInvestments VIII, L.P. (collectively, “Delphi”), Thomas Weisel Healthcare Venture Partners, LP, Kearny Venture Partners, LP and Kearny Venture Partners Entrepreneurs Fund, L.P. (collectively, “TWK”), Pinnacle Ventures Equity Fund II, L.P., Pinnacle Ventures Equity Fund II-O, L.P., Pinnacle Ventures II-A, L.P., Pinnacle Ventures II-B, L.P., Pinnacle Ventures II-C, L.P., Pinnacle Ventures II-R, L.P., Pinnacle Ventures Debt Fund III-A, L.P., Pinnacle Vent
ContractWarrant Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, OR TRANSFERRED EXCEPT IN COMPLIANCE THEREWITH.
NONEXCLUSIVE LICENSE AGREEMENT AND COVENANT NOT TO SUENonexclusive License Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionThis Nonexclusive License Agreement and Covenant Not to Sue (the Agreement) is made as of March 28, 2008 (the Effective Date) by and between (i) Boston Scientific Scimed, Inc. a Minnesota corporation, and Endovascular Technologies, Inc. and Delaware corporation (collectively, Licensor), and (ii) a California corporation that will be known as Trivascular 2, Inc. (after a name change to occur shortly after the Effective Date), is currently known as Boston Scientific Santa Rosa Corp. and was previously known as TriVascular, Inc. (Licensee).
KNOW-HOW ASSIGNMENT AGREEMENTKnow-How Assignment Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledMarch 10th, 2014 Company IndustryTHIS KNOW-HOW ASSIGNMENT AGREEMENT (“Agreement”) is made and entered into as of March 28, 2008 (the “Effective Date”), by and between (i) a California corporation that will be known as Trivascular 2, Inc. (after a name change to occur shortly after the Effective Date), is currently known as Boston Scientific Santa Rosa Corp. and was previously known as TriVascular, Inc. (“TV2”), and (ii) Boston Scientific Scimed, Inc., a Minnesota corporation (“Boston”). TV2 and Boston are each referred to herein individually as a “Party,” and collectively as the “Parties.”
SECOND AMENDMENT TO LEASELease Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledMarch 10th, 2014 Company IndustryTHIS SECOND AMENDMENT TO LEASE (this “Amendment”) is dated as of December _, 2011 (the “Effective Date”) by and between Sonoma Airport Properties LLC, a California limited liability company (“Landlord”), TriVascular, Inc., a California corporation (“TV”) and Boston Scientific Corporation, a Delaware corporation (“BSC” or “Tenant”).
SECOND AMENDED AND RESTATED TERM LOAN AGREEMENT dated as of August 3, 2015 between TRIVASCULAR TECHNOLOGIES, INC. and TRIVASCULAR, INC. as Borrowers, The SUBSIDIARY GUARANTORS from Time to Time Party Hereto, and The LENDERS from Time to Time Party...Term Loan Agreement • August 4th, 2015 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledAugust 4th, 2015 Company Industry JurisdictionSECOND AMENDED AND RESTATED TERM LOAN AGREEMENT, dated as of August 3, 2015, among TRIVASCULAR TECHNOLOGIES, INC. (formerly TV2 HOLDING COMPANY), a Delaware corporation (“Holdings”), TriVascular, Inc., a California corporation (“TriVascular” and, together with Holdings, the “Borrowers”), the SUBSIDIARY GUARANTORS from time to time party hereto, the Control Agent and the Lenders from time to time party hereto.
VOTING AGREEMENTVoting Agreement • October 26th, 2015 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledOctober 26th, 2015 Company Industry JurisdictionThis VOTING AGREEMENT (this “Agreement”), dated as of October 26, 2015, is entered into by and among Endologix, Inc. a Delaware corporation (“Parent”), Teton Merger Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Merger Sub”), and (the “Stockholder”). All terms used but not otherwise defined in this Agreement shall have the respective meanings ascribed to such terms in the Merger Agreement (as defined below).
EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionThis Exclusive License Agreement (the Agreement) is made as of March 28, 2008 (the Effective Date) by and between (i) a California corporation that will be known as Trivascular 2, Inc. (after a name change to occur shortly after the Effective Date), is currently known as Boston Scientific Santa Rosa Corp. and was previously known as TriVascular, Inc. (Licensor), and (ii) Boston Scientific Scimed, Inc., a Minnesota corporation (together with its Affiliates, Licensee).
FORM OF REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 4th, 2015 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledAugust 4th, 2015 Company IndustryThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August __, 2015, is by and among TriVascular Technologies, Inc., a Delaware corporation, (the “Company”), and Capital Royalty Partners II L.P., Parallel Investment Opportunities Partners II L.P., Capital Royalty Partners II – Parallel Fund “A” L.P., Capital Royalty Partners II (Cayman) L.P., and Capital Royalty Partners II – Parallel Fund “B” (Cayman) L.P. (each, a “Buyer,” and collectively, the “Buyers”).
LOAN AGREEMENTLoan Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • California
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionTHIS LOAN AGREEMENT (this “Agreement”), dated as of January 1, 2014, is made among TriVascular Technologies, Inc., a Delaware corporation (“Holdings”), TriVascular, Inc., a California corporation (the “Company,” and together with Holdings, the “Borrowers”), Century Medical, Inc., a Japan corporation (the “Lender”), and the Subsidiary Guarantors from time to time party hereto.
AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • July 3rd, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledJuly 3rd, 2014 Company IndustryThis Amendment No. 1 to the Amended and Restated Employment Agreement (“Amendment”), effective as of the 30th day of June, 2014 (the “Effective Date”), is entered into by and between Christopher G. Chavez, an individual and resident of Texas (the “Executive”), TriVascular, Inc., a California corporation (the “Company”) and, to the extent applicable, TriVascular Technologies, Inc., a Delaware corporation (“TRIV”).
Form of Non-Employee Vesting Acceleration Addendum TriVascular Technologies, Inc. (formerly known as TV2 Holding Company)Non-Employee Vesting Acceleration Addendum • April 3rd, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledApril 3rd, 2014 Company IndustryThis Option Agreement Addendum (“Addendum”) is entered into by and between (“You”) and TV2 Holding Company (“TV2 Holding”). This Addendum alters the terms and conditions of the stock option to purchase shares of TV2 Holding common stock granted to you on , 20 under the TV2 Holding’s 2008 Equity Incentive Plan (your “Initial Option”) in order to provide for acceleration of vesting in the event of a Change of Control (as defined below).
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • March 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus • Texas
Contract Type FiledMarch 10th, 2014 Company Industry JurisdictionThis Amended and Restated Employment Agreement (“Agreement”), effective as of the 26th day of February, 2014 (the “Effective Date”), is entered into by and between Christopher G. Chavez, an individual and resident of Texas (the “Executive”) and TriVascular, Inc., a California corporation (the “Company”).
FIRST AMENDMENT TO LOAN AGREEMENTLoan Agreement • November 10th, 2014 • TriVascular Technologies, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledNovember 10th, 2014 Company IndustryTHIS FIRST AMENDMENT TO LOAN AGREEMENT (this “Amendment”), dated as of November 4, 2014, is by and among TriVascular Technologies, Inc., a Delaware corporation (“Holdings”), TriVascular, Inc., a California corporation (the “Company”, and together with Holdings, the “Borrowers”), Century Medical, Inc., a Japan corporation (the “Lender”), and the Subsidiary Guarantors party hereto.