WORKIVA INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 17, 2023 1.250% Convertible Senior Notes due 2028Indenture • August 17th, 2023 • Workiva Inc • Services-prepackaged software • New York
INDENTURE dated as of August 17, 2023 between WORKIVA INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
] Shares WORKIVA INC. CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2014 • Workiva LLC • Services-prepackaged software • New York
INDEMNIFICATION AGREEMENTIndemnification Agreement • November 17th, 2014 • Workiva LLC • Services-prepackaged software • Delaware
This Indemnification Agreement (“Agreement”), dated as of _______ ___, ____, is by and between Workiva Inc., a Delaware corporation (the “Company”) and _________________ (the “Indemnitee”).
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • October 17th, 2014 • Workiva LLC • Services-prepackaged software • New York
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 22, 2014 (the “Effective Date”) by and among (i) SILICON VALLEY BANK, a California corporation (“Bank”), and (i) WORKIVA LLC, a California limited liability company (“Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
Form of Employment AgreementEmployment Agreement • February 20th, 2024 • Workiva Inc • Services-prepackaged software
Each of the following executive officers has entered into an Employment Agreement with the Registrant in the form attached, with the variations noted below.
Form of Employment AgreementEmployment Agreement • February 22nd, 2018 • Workiva Inc • Services-prepackaged software • Iowa
Each of the following executive officers has entered into an Employment Agreement with the Registrant in the form attached, with the variations noted below.
Workiva Inc.Purchase Agreement • August 17th, 2023 • Workiva Inc • Services-prepackaged software • New York
Workiva Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions set forth in this agreement (this “Agreement”), to issue and sell to the purchasers named in Schedule I hereto (the “Initial Purchasers”), for whom you are acting as representative (the “Representative”), an aggregate of $625,000,000 principal amount of the 1.250% Convertible Senior Notes due 2028 (the “Firm Securities”) and, at the election of the Initial Purchasers, up to an aggregate of $100,000,000 additional aggregate principal amount of such 1.250% Convertible Senior Notes due 2028 (the “Optional Securities”). The Firm Securities and any Optional Securities that the Initial Purchasers elect to purchase pursuant to Section 2 hereof are collectively called the “Securities.” The Securities will be convertible into cash, shares of the Company’s Class A common stock, par value $0.001 per share (such shares, the “Underlying Common Stock” and such common stock, the “Common Stock”), or a c
EMPLOYMENT AGREEMENTEmployment Agreement • February 20th, 2024 • Workiva Inc • Services-prepackaged software • Iowa
This Employment Agreement (the “Agreement”) is made and entered into as of August 12, 2021, by and between Michael Hawkins (the “Executive”) and WORKIVA INC., a Delaware corporation (the “Company”).
CONSENT AND SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 6th, 2018 • Workiva Inc • Services-prepackaged software
This Consent and Sixth Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 2nd day of March, 2018, by and between (i) SILICON VALLEY BANK (“Bank”) and (ii) WORKIVA INC., a Delaware corporation (f/k/a Workiva LLC, “Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”) whose address is 55 West Monroe Street, Suite 3490, Chicago, Illinois 60603.
SEPARATION AGREEMENT AND GENERAL RELEASESeparation Agreement • September 6th, 2022 • Workiva Inc • Services-prepackaged software • Iowa
This Separation Agreement and General Release (“Agreement”) is being entered into by Workiva Inc. and Mithun Banarjee (together, “Parties”). All capitalized terms not defined herein will have the meaning set forth in the Amended and Restated Employment Agreement between the Parties, dated June 8, 2021 and amended February 21, 2022 (“Employment Agreement”).
SEPARATION AGREEMENT AND GENERAL RELEASESeparation Agreement • April 13th, 2020 • Workiva Inc • Services-prepackaged software • Iowa
This Separation Agreement and General Release (‘Agreement”) is being entered into by Workiva Inc. and Scott G. Ryan (together, the “Parties”). All capitalized terms not defined herein will have the meaning set forth in the Employment Agreement between the Parties, dated February 19, 2018 (“Employment Agreement”).
CONSENT AND FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • August 3rd, 2017 • Workiva Inc • Services-prepackaged software
This Consent and Fifth Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 30th day of June, 2017, by and between (i) SILICON VALLEY BANK (“Bank”) and (ii) WORKIVA INC., a Delaware corporation (f/k/a Workiva LLC, “Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”) whose address is 55 West Monroe Street, Suite 3490, Chicago, Illinois 60603.
SEPARATION AGREEMENT AND RELEASESeparation Agreement • June 13th, 2018 • Workiva Inc • Services-prepackaged software • Iowa
This Separation Agreement and Release is being entered into by Workiva Inc. and Matthew M. Rizai (together, “Parties”). All capitalized terms not defined herein will have the meaning set forth in the Employment Agreement between the Parties, dated November 6, 2014.
AGREEMENT AND PLAN OF MERGER BY AND AMONG WORKIVA INC., SAPIENCE MERGER SUB, INC., SUSTAIN.LIFE, INC. AND THE SELLERS REPRESENTATIVE NAMED HEREIN FOR THE MERGER OF SAPIENCE MERGER SUB, INC. WITH AND INTO SUSTAIN.LIFE, INC.Merger Agreement • June 18th, 2024 • Workiva Inc • Services-prepackaged software • Delaware
THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into effective as of June 17, 2024, by and among Workiva Inc., a Delaware corporation (“Buyer”), Sapience Merger Sub, Inc., a Delaware corporation (“Merger Sub”), Sustain.Life, Inc., a Delaware corporation (the “Company”), and Shareholder Representative Services LLC, a Colorado limited liability company solely in its capacity as representative, agent and attorney-in-fact of the Sellers (the “Sellers Representative”). Section 8.3 describes various interpretations and constructions used in this Agreement. Article 9 contains definitions of various capitalized terms used in this Agreement.
THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • May 5th, 2015 • Workiva Inc • Services-prepackaged software
This Third Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 26th day of February, 2015, by and between (i) SILICON VALLEY BANK (“Bank”) and (ii) WORKIVA INC., a Delaware corporation (f/k/a Workiva LLC, “Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”) whose address is 55 West Monroe Street, Suite 3490, Chicago, Illinois 60603.
Copenhagen April 2022 Share Purchase AgreementShare Purchase Agreement • April 1st, 2022 • Workiva Inc • Services-prepackaged software
ContractEmployment Agreement • February 22nd, 2022 • Workiva Inc • Services-prepackaged software
THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Amendment”) is entered into between Workiva Inc. (the “Company”) and Mithun Banarjee (“Executive”).
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 1st, 2014 • Workiva LLC • Services-prepackaged software • New York
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 22, 2014 (the “Effective Date”) by and among (i) SILICON VALLEY BANK, a California corporation (“Bank”), and (i) WORKIVA LLC, a California limited liability company (“Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
TRANSITION AGREEMENTTransition Agreement • February 21st, 2023 • Workiva Inc • Services-prepackaged software • Delaware
This Transition Agreement is being entered into by Workiva Inc. (“Company’) and Martin J. Vanderploeg (“Executive”) (together, “Parties”).
CONSULTING AGREEMENTConsulting Agreement • January 9th, 2023 • Workiva Inc • Services-prepackaged software • Delaware
This Consulting Agreement (“Agreement”) is made and entered into as of January 9, 2023, and effective February 1, 2023 (“Effective Date”), by and between Workiva Inc., a Delaware corporation (the “Company”), and Jeffrey D. Trom (“Consultant” formerly identified as “Executive” in that certain employment agreement entered into by the parties on November 6, 2014). In consideration of the mutual promises and covenants set forth in this Agreement, Company and Consultant agree as follows:
SUBLEASE AGREEMENTSublease Agreement • October 17th, 2014 • Workiva LLC • Services-prepackaged software • Iowa
This SUBLEASE AGREEMENT (hereinafter called “Sublease”) is executed effective as of the 19th day of December, 2011, by and between 2900 University, LLC, an Iowa limited liability company (hereinafter called “Sublessor”) and WebFilings LLC, a California limited liability company (hereinafter called “Sublessee”).
1,287,038 Shares WORKIVA INC. CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT August 13, 2019Underwriting Agreement • August 16th, 2019 • Workiva Inc • Services-prepackaged software • New York
CONSENT AND FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • April 11th, 2016 • Workiva Inc • Services-prepackaged software
This Consent and Fourth Amendment to Loan and Security Agreement (this “Amendment”) is entered into this 5th day of April, 2016, by and between (i) SILICON VALLEY BANK (“Bank”) and (ii) WORKIVA INC., a Delaware corporation (f/k/a Workiva LLC, “Workiva”) and WORKIVA INTERNATIONAL LLC, a Delaware limited liability company (“International”, and together with Workiva, each and together, jointly and severally, “Borrower”) whose address is 55 West Monroe Street, Suite 3490, Chicago, Illinois 60603.
