REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 19th, 2021 • Ancora Advisors, LLC • Retail-eating places
This Registration Rights Agreement (this “Agreement”) is made and entered into as of February 12, 2021, by and among Potbelly Corporation, a Delaware corporation (the “Company”), and the several signatories hereto.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 19th, 2021 • Ancora Advisors, LLC • Retail-eating places • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 9, 2021, between Potbelly Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT POTBELLY CORPORATIONAncora Advisors, LLC • February 19th, 2021 • Retail-eating places
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 13, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 12, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Potbelly Corporation, a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COOPERATION AGREEMENTCooperation Agreement • March 16th, 2021 • Ancora Advisors, LLC • Arrangement of transportation of freight & cargo • Tennessee
This Cooperation Agreement (this “Agreement”), dated as of March 15, 2021, is made by and among Forward Air Corporation, a Tennessee corporation (the “Company”), and the entities and natural persons set forth in the signature pages hereto (collectively, the “Ancora Parties” and individually a “Member” of the Ancora Parties) (the Company and the Ancora Parties together, collectively, the “Parties”).
AMENDED AND RESTATED GROUP AGREEMENTGroup Agreement • February 10th, 2021 • Ancora Advisors, LLC • Arrangement of transportation of freight & cargo • New York
WHEREAS, certain of the undersigned are shareholders, direct or beneficial, of Forward Air Corporation, a Tennessee corporation (the “Company”);
JOINT FILING AGREEMENTJoint Filing Agreement • January 7th, 2022 • Ancora Advisors, LLC • Pumps & pumping equipment
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $1.00 per share, of Ampco-Pittsburgh Corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • February 21st, 2017 • Ancora Advisors, LLC • Services-computer programming, data processing, etc.
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock, $0.01 par value per share, of Edgewater Technology, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AND SOLICITATION AGREEMENTJoint Filing and Solicitation Agreement • December 22nd, 2016 • Ancora Advisors, LLC • Services-computer programming, data processing, etc.
WHEREAS, certain of the undersigned are stockholders, direct or beneficial, Edgewater Technology, Inc., a Delaware corporation (the “Company”);
GROUP AGREEMENTGroup Agreement • December 28th, 2020 • Ancora Advisors, LLC • Arrangement of transportation of freight & cargo • New York
This Agreement (this “Agreement”) is made and entered into as of December 21, 2020, by and among (i) Ancora Catalyst, LP, Ancora Merlin, LP, Ancora Catalyst Institutional, LP, Ancora Merlin Institutional, LP, Ancora Catalyst SPV I LP – Series I, Ancora Catalyst SPV I LP – Series J, Ancora Catalyst SPV I LP – Series K, Ancora Catalyst SPV I LP – Series L, Ancora Catalyst SPV I SPC Ltd. – Segregated Portfolio E, Ancora Advisors, LLC, and Frederick DiSanto (collectively, “Ancora”), (ii) Andrew C. Clarke and (iii) Scott M. Niswonger (together with Ancora and Mr. Clarke, each a “Party”, and collectively, the “Parties” or the “Group”).
JOINT FILING AGREEMENTJoint Filing Agreement • November 17th, 2021 • Ancora Advisors, LLC • Industrial organic chemicals
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of Green Plains Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • August 9th, 2021 • Ancora Advisors, LLC • Industrial organic chemicals
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of Green Plains Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • March 16th, 2021 • Ancora Advisors, LLC • Arrangement of transportation of freight & cargo
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of Forward Air Corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • January 31st, 2023 • Ancora Advisors, LLC • Industrial organic chemicals
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of Green Plains Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • February 7th, 2024 • Ancora Advisors, LLC • Industrial organic chemicals
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of Green Plains Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
