ETF DISTRIBUTION AGREEMENTDistribution Agreement • April 5th, 2010 • U.S. One Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 26 day of March, 2010, by and between U.S. One Trust, a Delaware Trust (the “Trust”) having its principal place of business at 9190 Double Diamond Parkway, Reno, NV 89521, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
CUSTODY AGREEMENTCustody Agreement • February 2nd, 2011 • U.S. One Trust • New York
AGREEMENT, dated as of April 7, 2010 between U.S. One Trust, a Delaware statutory trust, having its principal office and place of business at 919() Double Diamond Pkwy, Reno, NV 89521 (the “Trust”), and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • April 5th, 2010 • U.S. One Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Index Receipt Agent”) as index receipt agent for U.S. One Trust (the “Trust”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • February 2nd, 2011 • U.S. One Trust • New York
AGREEMENT made as of April 7, 2010 by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
MASTER CUSTODIAN CONTRACTMaster Custodian Contract • May 13th, 2011 • Russell Exchange Traded Funds Trust • Massachusetts
This Master Custodian Contract (the “Contract”) is made as of April 15, 2011, by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Contract in accordance with Section 18 below shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, hereinafter called the “Custodian”.
AUTHORIZED PARTICIPANT AGREEMENT FOR EACH TRUST LISTED ON SCHEDULE AAuthorized Participant Agreement • April 29th, 2011 • Russell Exchange Traded Funds Trust • Massachusetts
This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (NSCC# )(the “Authorized Participant” or “Participant”) and is subject to acceptance by State Street Bank and Trust Company (“Transfer Agent”). The Transfer Agent serves as the transfer agent for each trust listed on Schedule A (each, a “Trust”) and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest (sometimes referred to as “Shares”), of each
RUSSELL EXCHANGE TRADED FUNDS TRUST ACQUIRING FUND AGREEMENTAcquiring Fund Agreement • March 8th, 2012 • Russell Exchange Traded Funds Trust
This Acquiring Fund Agreement (the “Agreement”) is made as of the date set forth below between the Russell Exchange Traded Funds Trust (the “Trust”) and (the “Acquiring Fund”).
RUSSELL EXCHANGE TRADED FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • December 9th, 2011 • Russell Exchange Traded Funds Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 1st day of November 2011, by and between the Russell Exchange Traded Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 1301 Second Avenue, 18th Floor, Seattle, Washington 98101, and ALPS Distributors, Inc., a Colorado corporation company (the “Distributor”) having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado.
SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of RUSSELL EXCHANGE TRADED FUNDS TRUST a Delaware Statutory Trust Principal Place of Business: 1301 Second Avenue 18th Floor Seattle, WA 98101Agreement and Declaration of Trust • July 29th, 2014 • Russell Exchange Traded Funds Trust • Delaware
WHEREAS, this SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth,
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 5th, 2010 • U.S. One Trust • New York
AGREEMENT made as of the ______ day of ________,_____, by and between each Trust (hereinafter the “Trust”) listed on Appendix I hereto and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
ADVISORY AGREEMENTAdvisory Agreement • April 5th, 2010 • U.S. One Trust • Delaware
ADVISORY AGREEMENT made as of this 26th day of March, 2010 by and between U.S. ONE TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and U.S. ONE, INC., (the “Adviser”), a Nevada corporation with its principal place of business at 9190 Double Diamond Parkway, Reno, Nevada 89521.
AMENDED AND RESTATED BY-LAWS OF RUSSELL EXCHANGE TRADED FUNDS TRUSTBy-Laws • March 8th, 2012 • Russell Exchange Traded Funds Trust
AMENDED AND RESTATED MANAGEMENT AGREEMENT RUSSELL EXCHANGE TRADED FUNDS TRUSTManagement Agreement • April 27th, 2012 • Russell Exchange Traded Funds Trust • Washington
AMENDED AND RESTATED MANAGEMENT AGREEMENT made this 10th day of May, 2011 (the “Agreement”) between Russell Investment Management Company, a Washington corporation (“Manager”) and Russell Exchange Traded Funds Trust, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust (each series is hereinafter referred to as a “Fund”) as set forth more fully in its Agreement and Declaration of Trust, its By-Laws and its Registration Statements under the Investment Company Act of 1940 (“1940 Act”) and the Securities Act of 1933, all as heretofore amended and supplemented, amends and restates the Investment Advisory Agreement made as of the 23rd day of February 2011;
LETTER AGREEMENTDistribution Agreement • March 8th, 2012 • Russell Exchange Traded Funds Trust
November 3, 2011 Mr. Mark E. Swanson Treasurer Russell Exchange Traded Funds TrustAdvisory Fee Waiver • July 27th, 2012 • Russell Exchange Traded Funds Trust
AMENDMENT NO. 1 TO TRANSFER AGENCEY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 20th, 2011 • Russell Exchange Traded Funds Trust
This Amendment to the Transfer Agency and Service Agreement is made as of August 31, 2011 by and between Russell Exchange Traded Funds Trust (the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”).
LETTER AGREEMENTSupervision and Operational Agreement • December 9th, 2011 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTManagement Agreement • October 28th, 2011 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTDistribution Agreement • July 26th, 2013 • Russell Exchange Traded Funds Trust
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 2nd, 2011 • U.S. One Trust
AGREEMENT made as of the 7th day of APRIL, 2010, by and between each Trust (hereinafter the “Trust”) listed on Appendix I hereto and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • April 5th, 2010 • U.S. One Trust • Delaware
AGREEMENT made as of March 26, 2010 by and between U.S. One Trust, with its principal office and place of business at 9190 Double Diamond Parkway, Reno, NV 89521 (the “Trust”), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
ADMINISTRATIVE AGREEMENT RUSSELL EXCHANGE TRADED FUNDS TRUSTAdministrative Agreement • May 13th, 2011 • Russell Exchange Traded Funds Trust • Washington
ADMINISTRATIVE AGREEMENT made this 15th day of April, 2011 (the “Agreement”), between Russell Exchange Traded Funds Trust, a Delaware statutory trust hereinafter called the “Trust” and Russell Fund Services Company, a Washington corporation hereinafter called the “Administrator.”
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 13th, 2011 • Russell Exchange Traded Funds Trust • Massachusetts
AGREEMENT made as of the 15TH day of April, 2011, by and between Russell Exchange Traded Funds Trust (hereinafter the “Trust”) on behalf of each Series of the Trust (each, a “Fund”) listed on Appendix I hereto (as such Appendix be amended from time to time), and State Street Bank and Trust Company having its principal office and place of business at One Lincoln Street, Boston, MA 02111 (the “TA”).
LETTER AGREEMENTManagement Agreement • March 8th, 2012 • Russell Exchange Traded Funds Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2011 • Russell Exchange Traded Funds Trust • Washington
INVESTMENT ADVISORY AGREEMENT made this 23 day of February, 2011 (the “Agreement”) between Russell Investment Management Company, a Washington corporation (“Adviser”) and U.S. One Trust, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust (each series is hereinafter referred to as a “Fund”) as set forth more fully in its Agreement and Declaration of Trust, its By-Laws and its Registration Statements under the Investment Company Act of 1940 (“1940 Act”) and the Securities Act of 1933, all as heretofore amended and supplemented;
August 1, 2014 Mr. Mark E. Swanson Treasurer Russell Exchange Traded Funds TrustAdvisory Fee Waiver • July 29th, 2014 • Russell Exchange Traded Funds Trust
SUPERVISION AND OPERATIONAL AGREEMENT RUSSELL EXCHANGE TRADED FUNDS TRUSTSupervision and Operational Agreement • December 9th, 2011 • Russell Exchange Traded Funds Trust • Washington
SUPERVISION AND OPERATIONAL AGREEMENT made this 10th day of May 2011 (the “Agreement”), between Russell Exchange Traded Funds Trust (“Trust”), a Delaware statutory trust, and Russell Investment Management Company, a Washington corporation (“RIMCo”).
LETTER AGREEMENTTransfer Agency and Service Agreement • March 8th, 2012 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTAdministrative Agreement • March 8th, 2012 • Russell Exchange Traded Funds Trust
AMENDMENT NO. 1 TO MASTER CUSTODIAN CONTRACTMaster Custodian Contract • October 20th, 2011 • Russell Exchange Traded Funds Trust
This Amendment to the Master Custodian Contract is made as of August 31, 2011 by and between Russell Exchange Traded Funds Trust (the “Fund”) and State Street Bank and Trust Company (the “Custodian”).
LETTER AGREEMENTSupervision and Operational Agreement • July 26th, 2013 • Russell Exchange Traded Funds Trust
October 28, 2011 Mr. Mark E. Swanson Treasurer Russell Exchange Traded Funds TrustAdvisory Fee Waiver • July 27th, 2012 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTManagement Agreement • July 26th, 2013 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTAdministrative Agreement • September 28th, 2011 • Russell Exchange Traded Funds Trust
LETTER AGREEMENTMaster Custodian Contract • March 8th, 2012 • Russell Exchange Traded Funds Trust
