COMMON STOCK PURCHASE WARRANT china ceramics co., ltd.Common Stock Purchase Warrant • May 26th, 2020 • China Ceramics Co., LTD • Structural clay products
Contract Type FiledMay 26th, 2020 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after November __, 2020 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on November __, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Ceramics Co., Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT china ceramics co., ltd.Security Agreement • December 20th, 2019 • China Ceramics Co., LTD • Structural clay products
Contract Type FiledDecember 20th, 2019 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after __________1 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ________2 (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Ceramics Co., Ltd., a company formed in the British Virgin Islands (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 26th, 2020 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledMay 26th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May __, 2020, between China Ceramics Co., Ltd., a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
CLASS [A/B] SHARES (COMMON STOCK) PURCHASE WARRANT CHINA CERAMICS CO., LTD.Warrant Agreement • February 8th, 2016 • China Ceramics Co., LTD • Structural clay products
Contract Type FiledFebruary 8th, 2016 Company IndustryTHIS CLASS [A/B] COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the _____1 of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from China Ceramics Co., Ltd., a company formed in the British Virgin Islands (the “Company”), up to ______ shares (“Common Stock”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 5th, 2022 • Antelope Enterprise Holdings LTD • Structural clay products • New York
Contract Type FiledOctober 5th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of September 30, 2022, between Antelope Enterprise Holdings Ltd., a company incorporated under the laws of the British Virgin Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Common Share Purchase Warrant • February 16th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledFebruary 16th, 2021 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after February __, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February __, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 3rd, 2018 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledDecember 3rd, 2018 Company Industry JurisdictionIntroduction. Subject to the terms and conditions herein (this “Agreement”), China Ceramics Co., Ltd., a British Virgin islands corporation (the “Company”), hereby agrees to sell up to an aggregate of 1,000,000 registered securities (the “Securities” or “units”) of the Company, including, but not limited to, shares (the “Shares”) of the Company, par value $0.008 per share (the "Common Stock”), and share purchase warrants to purchase up to an aggregate of 500,000 shares of Common Stock (the “Warrants” and, together with the Shares, the “Securities”) directly to various investors (each, an “Investor” and collectively, the “Investors”) through Dawson James Securities, Inc., as placement agent (the “Placement Agent”). The purchase price to the Investors for each unit is $1.27 and the exercise price to the Investors for each share of common stock issuable upon exercise of the Warrants is $1.27. The Placement Agent may retain other brokers or dealers to act as sub-agents or selected-dealers
Note Purchase AgreementNote Purchase Agreement • July 31st, 2023 • Antelope Enterprise Holdings LTD • Structural clay products • Utah
Contract Type FiledJuly 31st, 2023 Company Industry JurisdictionThis Note Purchase Agreement (this “Agreement”), dated as of July 26, 2023, is entered into by and between Antelope Enterprise Holdings Limited, a British Virgin Islands company (“Company”), and Atlas Sciences, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 4th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledOctober 4th, 2024 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of September ______, 2024, by and among Antelope Enterprise Holdings Ltd., a British Virgin Islands company, (the “Company”), and the purchaser identified on the signature pages hereto (each, including its successors and assigns, the “Purchaser”).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Security Agreement • June 16th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledJune 16th, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 14, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 10, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to Section 3 of the Engagement Agreement, dated as of June 10, 2021, by and between the Company and Dawson James Securities, Inc.
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Securities Agreement • October 5th, 2022 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledOctober 5th, 2022 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 4, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 30, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to Section 3 of the Engagement Agreement, dated as of September 15, 2022, by and between the Company and Dawson James Securities, Inc.
•] SHARES CHINA CERAMICS CO., LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • November 9th, 2010 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledNovember 9th, 2010 Company Industry Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • June 6th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledJune 6th, 2024 Company Industry JurisdictionThis AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of June 5, 2024, by and between Antelope Enterprise Holdings Ltd., incorporated under the laws of the British Virgin Islands (the “Company”), and Man Edmund Hen (the “Employee”). Except with respect to the direct employment of the Employee by the Company, the term “Company” as used herein with respect to all obligations of the Employee hereunder shall be deemed to include the Company and all of its subsidiaries and affiliated entities (collectively, the “Group”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • January 5th, 2023 • Antelope Enterprise Holdings LTD • Structural clay products • New York
Contract Type FiledJanuary 5th, 2023 Company Industry JurisdictionThis Share Purchase Agreement (this “Agreement”) is made and entered into as of December 30, 2022 by and among (i) New Stonehenge Limited, a British Virgin Islands exempt company (the “Purchaser”), (ii) Stand Best Creation Limited, a Hong Kong company (the “Company”), and (iii) Success Winner Limited, a British Virgin Islands exempt company (“SWL” or the “Seller”). The Purchaser, the Company and the Seller are sometimes referred to herein individually as a “Party” and, collectively, as the “Parties”.
COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Common Share Agreement • October 5th, 2022 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledOctober 5th, 2022 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 4, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 4, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
STANDBY EQUITY SUBSCRIPTION AGREEMENTStandby Equity Subscription Agreement • June 28th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionTHIS STANDBY EQUITY SUBSCRIPTION AGREEMENT (this “Agreement”) dated as of March 25, 2024 is made by and between Dafu International Group Ltd., a British Virgin Islands exempted limited company (the “Investor”), and Antelope Enterprise Holdings Limited, a British Virgin Islands exempted limited company (the “Company”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 5th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledAugust 5th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”), dated as of July 31, 2024 (the “Effective Date”), is by and between Antelope Enterprise Holdings Ltd., a company organized under the laws of the British Virgin Islands with its principal office at Room 1802, Block D, Zhonghai International Center, Hi-Tech Zone, Chengdu, Sichuan Province, PRC (the “Company”), and the purchaser identified on the signature pages hereto (the “Purchaser”). Each of the Purchaser and the Company is referred to herein each as a “Party”, and collectively as the “Parties”.
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT ANTELOPE ENTERPRISE HOLDINGS ltd.Security Agreement • August 13th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledAugust 13th, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Dawson James Securities, Inc. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month anniversary of the Issue Date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 16, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to 58,824 Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to Section 3 of the Engagement Agreement, dated as of February 4, 2021, between
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 4th, 2017 • China Ceramics Co., LTD • Structural clay products • New Jersey
Contract Type FiledApril 4th, 2017 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 3, 2017, is by and among China Ceramics Co., Ltd., a British Virgin Islands company having its principal place of business at Junbing Industrial Zone, Anhai, Jinjiang City, Fujian Province, PRC (the “Company”), and the investor listed on the Schedule of Buyer attached hereto (the “Buyer”).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Placement Agent Agreement • August 13th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledAugust 13th, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 14, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 10, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to Section 3 of the Engagement Agreement, dated as of June 10, 2021, by and between the Company and Dawson James Securities, Inc.
WARRANT EXCHANGE AGREEMENTWarrant Exchange Agreement • April 18th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledApril 18th, 2024 Company Industry JurisdictionThis Warrant Exchange Agreement (this “Agreement”) is made and entered into as of April 15, 2024, by and between Antelope Enterprise Holdings Limited, a British Virgin Islands exempted limited company(the “Company”), and [ ] (the “Holder” and, together with the Company, the “parties”). Capitalized terms used and not otherwise defined herein shall have the meanings set forth in the Existing Warrants (as defined below).
FORM SUBSCRIPTION AGREEMENTSubscription Agreement • March 19th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products • Delaware
Contract Type FiledMarch 19th, 2021 Company Industry Jurisdiction
LOCK-UP AGREEMENTLock-Up Agreement • July 27th, 2010 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledJuly 27th, 2010 Company Industry JurisdictionTHIS LOCK-UP AGREEMENT (this “Agreement”) dated as of ______, 2010, is entered into among China Ceramics Co., Ltd., a British Virgin Islands company (“Company”) and ________________ (the “Securityholder”).
ANTELOPE ENTERPRISE HOLDINGS LTD WARRANT TO PURCHASE CLASS A ORDINARY SHARESWarrant Agreement • May 24th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledMay 24th, 2024 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received and subject to the terms and conditions set forth below, Yina Weng, or assigns (the “Holder”), is entitled to subscribe for and purchase at the Exercise Price (defined below) from Antelope Enterprise Holdings Ltd., a company organized under the laws of the British Virgin Islands with its principal office at Room 1802, Block D, Zhonghai International Center, Hi-Tech Zone, Chengdu, Sichuan Province, PRC (the “Company”) 1,150,000 Class A ordinary shares of the Company, no par value each (the “Ordinary Shares”), subject to adjustment as provided herein. This Warrant is being issued pursuant to the terms of the Securities Purchase Agreement, dated February 23, 2024, by and among the Company and the original Holder of this Warrant and the other parties named therein (the “Purchase Agreement”). Capitalized terms not otherwise defined herein shall have the respective meanings ascribed to such terms in the Purchase Agreement.
LOCK-UP AGREEMENTLock-Up Agreement • October 27th, 2009 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledOctober 27th, 2009 Company Industry JurisdictionTHIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of [ ], 2009, by and between the shareholder set forth on the signature page to this Agreement (the “Holder”) and China Holdings Acquisition Corp., a Delaware corporation, or its successor company (“China Holdings”). Capitalized terms used and not otherwise defined herein that are defined in the Stock Purchase Agreement (as defined below) will have the meanings given such terms in the Stock Purchase Agreement.
Note Purchase AgreementNote Purchase Agreement • January 29th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledJanuary 29th, 2024 Company Industry JurisdictionThis Note Purchase Agreement (this “Agreement”), dated as of January 25, 2024, is entered into by and between Antelope Enterprise Holdings Limited, a British Virgin Islands company (“Company”), and Guoxiang Hu, his successors and/or assigns (“Investor”).
ANTELOPE ENTERPRISE HOLDINGS LIMITED CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENTConvertible Promissory Note Purchase Agreement • October 9th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledOctober 9th, 2024 Company Industry JurisdictionThis Convertible Promissory Note and Warrant Purchase Agreement (this “Agreement”) is made as of September 25, 2024, by and between ANTELOPE ENTERPRISE HOLDINGS LIMITED, a company organized under the laws of British Virgin Islands (the “Company”), and Indigo Capital LP, a limited partnership organized under the laws of the Cayman Islands (the “Purchaser”).
LOCK-UP AGREEMENTLock-Up Agreement • October 27th, 2009 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledOctober 27th, 2009 Company Industry JurisdictionTHIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of [ ], 2009, by and between the shareholder set forth on the signature page to this Agreement (the “Holder”) and China Holdings Acquisition Corp., a Delaware corporation, or its successor company (“China Holdings”). Capitalized terms used and not otherwise defined herein that are defined in the Stock Purchase Agreement (as defined below) will have the meanings given such terms in the Stock Purchase Agreement.
Loan AgreementLoan Agreement • December 9th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec
Contract Type FiledDecember 9th, 2024 Company IndustryAccording to the provisions of the Civil Code of the People’s Republic of China, regarding the loan from Party B to Party A, both parties, after full consultation, hereby agree as follows:
TERMINATION AND MUTUAL RELEASE AGREEMENTTermination and Mutual Release Agreement • June 28th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledJune 28th, 2024 Company Industry JurisdictionThis TERMINAITON AND MUTUAL RELEASE AGREEMENT (the “Agreement”) is made and entered by and between Dongsheng International Group Ltd. (the “Investor”) and Antelope Enterprise Holdings Limited (“AEHL”) (each a “Party”, and collectively, the “Parties”) on June 25, 2024 (the “Effective Date”).
VOTING AGREEMENTVoting Agreement • October 27th, 2009 • China Ceramics Co., LTD • Structural clay products
Contract Type FiledOctober 27th, 2009 Company Industry
Form of Investor WarrantInvestor Warrant • June 16th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledJune 16th, 2021 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 14, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 15, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Labor ContractLabor Contract • April 30th, 2012 • China Ceramics Co., LTD • Structural clay products
Contract Type FiledApril 30th, 2012 Company IndustryTo meet its operational needs, Party A employs Party B for the first time. Pursuant to the relevant state laws, statutes and regulations, Party A and Party B, on the basis of fairness, free will and consensus through negotiation, agree to execute this labor contract as follows and adhere to the provisions herein.
ESCROW AGREEMENTEscrow Agreement • October 27th, 2009 • China Ceramics Co., LTD • Structural clay products • New York
Contract Type FiledOctober 27th, 2009 Company Industry JurisdictionESCROW AGREEMENT (the “Agreement”), dated as of [ ], 2009 by and among Loeb & Loeb LLP, as escrow agent (“Escrow Agent”), Mr. Wong Kung Tok (the “Seller”), China Holdings Acquisition Corp. (including any successors, the “Parent”) and China Ceramics Co., Ltd., a wholly-owned subsidiary of the Parent (the “Purchaser”).
STOCK Pledge AgreementStock Pledge Agreement • January 29th, 2024 • Antelope Enterprise Holdings LTD • Communications services, nec • New York
Contract Type FiledJanuary 29th, 2024 Company Industry JurisdictionTHIS STOCK PLEDGE AGREEMENT (this “Agreement”) dated as of January 25, 2024, among Weilai Zhang (“Pledgor”), and Guoxiang (“Gordon”) Hu (the “Investor”).