FORM OF WARRANT TO PURCHASE COMMON SHARE PURCHASE OF Edesa Biotech, Inc.Securities Agreement • October 31st, 2024 • Edesa Biotech, Inc. • Pharmaceutical preparations
Contract Type FiledOctober 31st, 2024 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Pardeep Nijhawan Medicine Professional Corporation or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time from the date hereof until 5:00 p.m. (Toronto time) on __________ (the “Termination Date”), but not thereafter, to subscribe for and purchase from Edesa Biotech, Inc., a British Columbia corporation (the “Company”), up to __________ Common Shares under this Warrant (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PRE-FUNDED COMMON SHARE PURCHASE WARRANT NLS PHARMACEUTICS LTD.Securities Agreement • December 8th, 2022 • NLS Pharmaceutics Ltd. • Pharmaceutical preparations
Contract Type FiledDecember 8th, 2022 Company IndustryTHIS PRE-FUNDED COMMON SHARE PURCHASE WARRANT, issued in the form of uncertificated securities (Wertrechte) pursuant to article 973c of the Swiss Code of Obligations (the “Warrant”), certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from NLS Pharmaceutics Ltd., a corporation incorporated under the laws of Switzerland (the “Company”), up to [____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
WARRANT TO PURCHASE COMMON STOCK OR PRE-FUNDED WARRANTS NLS PHARMACEUTICS LTD.Securities Agreement • December 8th, 2022 • NLS Pharmaceutics Ltd. • Pharmaceutical preparations
Contract Type FiledDecember 8th, 2022 Company IndustryTHIS WARRANT TO PURCHASE COMMON STOCK OR PRE-FUNDED WARRANTS, issued in the form of uncertificated securities (Wertrechte) pursuant to article 973c of the Swiss Code of Obligations (the “Warrant”), certifies that, for value received, [_____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to 5:00 p.m. (New York City time) on [__], 20[__]1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from NLS Pharmaceutics Ltd., a corporation incorporated under the laws of Switzerland (the “Company”), up to [____] Common Shares (as subject to adjustment hereunder, the “Warrant Shares”) or Pre-Funded Warrants (as defined below) to purchase an aggregate of up to [____] Common Shares (as subject to adjustment hereunder). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as def
PRE-FUNDED COMMON SHARES PURCHASE WARRANT INMED PHARMACEUTICALS INC.Securities Agreement • November 22nd, 2022 • InMed Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 22nd, 2022 Company Industry JurisdictionTHIS PRE-FUNDED COMMON SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from InMed Pharmaceuticals Inc., a company incorporated under the laws of the Province of British Columbia (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Securities Agreement • October 5th, 2022 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledOctober 5th, 2022 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after October 4, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 30, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to Section 3 of the Engagement Agreement, dated as of September 15, 2022, by and between the Company and Dawson James Securities, Inc.
PRE-FUNDED COMMON SHARES PURCHASE WARRANT INMED PHARMACEUTICALS INC.Securities Agreement • June 6th, 2022 • InMed Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 6th, 2022 Company Industry JurisdictionTHIS PRE-FUNDED COMMON SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from InMed Pharmaceuticals Inc., a company incorporated under the laws of the Province of British Columbia (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one share of Common Shares under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON SHARES PURCHASE WARRANT CLPS INCORPORATIONSecurities Agreement • March 1st, 2021 • CLPS Inc • Services-prepackaged software
Contract Type FiledMarch 1st, 2021 Company IndustryTHIS COMMON SHARES PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March 3, 2021 and on or prior to 5:00 p.m. (New York City time) on September 3, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from CLPS Incorporation, a Cayman Islands exempt company (the “Company”), up to [______] Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one common share, $0.0001 par value of the Company (“Common Shares”) under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT MOGO INC.Securities Agreement • March 1st, 2021 • Mogo Inc. • Finance services
Contract Type FiledMarch 1st, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 26, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Mogo Inc., a British Columbia company (the “Company”), up to ______ Common Shares in the capital of the Company (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
UNDERWRITER COMMON SHARE PURCHASE WARRANT AETERNA ZENTARIS Inc.Securities Agreement • February 18th, 2021 • Aeterna Zentaris Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 18th, 2021 Company Industry JurisdictionTHIS UNDERWRITER COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 17, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aeterna Zentaris Inc., a corporation incorporated under the laws of Canada (the “Company”), up to_____shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Shares, as defined in Section 1 herein. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to the Underwriting Agreement, as defined in Section 1 herein.
COMMON SHARE PURCHASE WARRANT GLOBUS MARITIME LIMITEDSecurities Agreement • July 17th, 2020 • Globus Maritime LTD • Deep sea foreign transportation of freight • New York
Contract Type FiledJuly 17th, 2020 Company Industry JurisdictionThis COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to 5:00 p.m. (New York City time) on January [●], 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Globus Maritime Limited, a Marshall Islands corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON SHARE PURCHASE WARRANT GLOBUS MARITIME LIMITEDSecurities Agreement • June 29th, 2020 • Globus Maritime LTD • Deep sea foreign transportation of freight • New York
Contract Type FiledJune 29th, 2020 Company Industry JurisdictionThis COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and on or prior to 5:00 p.m. (New York City time) on December [Ÿ], 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Globus Maritime Limited, a Marshall Islands corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANTSecurities Agreement • June 8th, 2020 • Liquid Media Group Ltd. • Services-prepackaged software • New York
Contract Type FiledJune 8th, 2020 Company Industry JurisdictionTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 4, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Liquid Media Group Ltd., a corporation organized under the Business Corporations Act (British Columbia) (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company pursuant to the Engagement Agreement, dated as of September 3, 2019, as amended on June 3, 2020, between the Company and H.C. Wainwright & Co., LLC.
COMMON SHARE PURCHASE WARRANTSecurities Agreement • June 8th, 2020 • Liquid Media Group Ltd. • Services-prepackaged software
Contract Type FiledJune 8th, 2020 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 9, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Liquid Media Group Ltd., a corporation organized under the Business Corporations Act (British Columbia) (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT AETERNA ZENTARIS iNC.Securities Agreement • February 21st, 2020 • Aeterna Zentaris Inc. • Pharmaceutical preparations
Contract Type FiledFebruary 21st, 2020 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after February 21, 2020 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 19, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aeterna Zentaris Inc., a Canadian corporation (the “Company”), up to ______ common shares (as subject to adjustment hereunder, the “Warrant Shares”) in the capital of the Company. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of February 18, 2020.
COMMON SHARE PURCHASE WARRANT AETERNA ZENTARIS INC.Securities Agreement • September 20th, 2019 • Aeterna Zentaris Inc. • Pharmaceutical preparations
Contract Type FiledSeptember 20th, 2019 Company IndustryTHIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March [ ], 2020 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [ ](1) (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aeterna Zentaris Inc., a Canadian corporation (the “Company”), up to common shares (as subject to adjustment hereunder, the “Warrant Shares”) in the capital of the Company. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A COMMON SHARE PURCHASE WARRANT stellar biotechnologies, inc.Securities Agreement • May 30th, 2018 • Stellar Biotechnologies, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 30th, 2018 Company Industry JurisdictionTHIS SERIES A COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May 29, 2023 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Stellar Biotechnologies, Inc., a British Columbia corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common shares, no par value per share (the “Common Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES B COMMON SHARE PURCHASE WARRANT stellar biotechnologies, inc.Securities Agreement • May 30th, 2018 • Stellar Biotechnologies, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 30th, 2018 Company Industry JurisdictionTHIS SERIES B COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May 29, 2023 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Stellar Biotechnologies, Inc., a British Columbia corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common shares, no par value per share (the “Common Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).