AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Deferred Compensation Plan • January 29th, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
AGREEMENT made as of this 1st day of October 2014, by and between Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT [Nuveen Fund Name (ticker)]Investment Sub-Advisory Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
THIS AGREEMENT is made as of the ___ day of ______ 20[ ], between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Teachers Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
LOAN AGREEMENT By and Among THE BORROWER IDENTIFIED ON THE SIGNATURE PAGES HEREOF as Borrower, THE BANK OF NEW YORK MELLON as Administrative Agent and Collateral Agent, and THE UNITED STATES DEPARTMENT OF THE TREASURY as Lender Dated as of the date...Loan Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
LOAN AGREEMENT, dated as of the date set forth on Schedule A, by and among the BORROWER IDENTIFIED ON THE SIGNATURE PAGES HEREOF (the “Borrower”), THE BANK OF NEW YORK MELLON, a New York state chartered bank, as administrative agent (in such capacity, together with its successors in such capacity, the “Administrative Agent”) and as collateral agent (in such capacity, together with its successors in such capacity, the “Collateral Agent”), and THE UNITED STATES DEPARTMENT OF THE TREASURY, as lender (in such capacity, the “Lender”).
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 [ ] Common Shares of Beneficial Interest ($0.01 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
The undersigned, Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), Nuveen Asset Management, a Delaware corporation (“NAM” or “Adviser”), and Wellington Management Company LLP, a Massachusetts limited liability partnership (“Wellington” or “Subadviser”) address you as underwriters and as the representatives (the “Representatives”) of each of the several underwriters named in Schedule I hereto (the “Underwriters”). The Fund proposes to sell to the Underwriters [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Common Shares”) (said shares to be issued and sold by the Fund being hereinafter called the “Underwritten Securities”). The Fund also proposes to grant to the Underwriters an option to purchase up to [ ] additional Common Shares to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Unless otherwise stated
MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
In connection with registered public offerings of securities for which we are acting as manager or co-manager of an underwriting syndicate or unregistered offerings of securities for which we are acting as manager or co-manager of the initial purchasers, you may be offered the right as a selected dealer to purchase as principal a portion of such securities. This will confirm our mutual agreement as to the general terms and conditions applicable to your participation in any such selected dealer group.
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
From time to time Salomon Smith Barney Inc. (“Salomon Smith Barney”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (the “Salomon Smith Barney Master AAU”) shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a “Wire” and collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire”. You and we hereby agree that by the terms hereof the provisions of this Salomo
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
AGREEMENT made as of this 29th day of January, 2010, by and between Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”).
VALUATION ADMINISTRATION AGREEMENTValuation Administration Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
This VALUATION ADMINISTRATION AGREEMENT, dated as of the date set forth in Schedule A to the Loan Agreement referred to below (this “Agreement”), is entered into by and among THE BORROWER IDENTIFIED ON THE SIGNATURE PAGES HEREOF (the “Borrower”), and THE BANK OF NEW YORK MELLON, a New York state chartered bank (in its capacity as valuation agent under this agreement, the “Valuation Agent”).
COLLATERAL ADMINISTRATION AGREEMENTCollateral Administration Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
This COLLATERAL ADMINISTRATION AGREEMENT, dated as of the date set forth in Schedule A to the Loan Agreement referred to below (this “Agreement”), is entered into by and among THE BORROWER IDENTIFIED ON THE SIGNATURE PAGES HEREOF (the “Borrower”), and THE BANK OF NEW YORK MELLON, a New York state chartered bank (in its capacity as collateral administrator under this agreement, the “Collateral Administrator”).
GUARANTEE AND SECURITY AGREEMENT dated as of the date set forth in Schedule A to the Loan Agreement referred to herein among THE BORROWER IDENTIFIED ON THE SIGNATURE PAGES HERETO, as Borrower, THE UNITED STATES DEPARTMENT OF THE TREASURY, as Lender,...Guarantee and Security Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
GUARANTEE AND SECURITY AGREEMENT, dated as of the date set forth in Schedule A to the Loan Agreement referred to below (this “Agreement”), among the BORROWER IDENTIFIED ON THE SIGNATURE PAGES HERETO (the “Borrower”); each entity that becomes a “GUARANTOR” after the date hereof pursuant to Section 7.08 hereof (collectively, the “Guarantors” and, together with the Borrower, the “Loan Parties”); THE UNITED STATES DEPARTMENT OF THE TREASURY (the “Lender”); and THE BANK OF NEW YORK MELLON, a New York state chartered bank, as administrative agent for the Lender under the Loan Agreement referred to below (in such capacity, together with its successors in such capacity, the “Administrative Agent”) and as collateral agent for the Secured Parties referred to below (in such capacity, together with its successors in such capacity, the “Collateral Agent”).
FORM OF INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
AGREEMENT made as of this ___ day of ______ 20[ ], by and between [Nuveen Fund Name], a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 (JMT)) THIS AGREEMENT is made as of the 1st day of January, 2011, between Nuveen Fund Advisors, Inc., a Delaware corporation (the "Adviser"), and Nuveen Asset Management, LLC,...Investment Sub-Advisory Agreement • August 29th, 2011 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
MARKETING AND STRUCTURING FEE AGREEMENTFee Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
This agreement is between Nuveen Asset Management (the “Company”) and Morgan Stanley & Co. Incorporated (“Morgan Stanley”) with respect to the Nuveen Mortgage Opportunity Term Fund 2 (the “Fund”).
CUSTODIAL AGREEMENTCustodial Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2 • New York
THIS CUSTODIAL AGREEMENT, dated as of the date set forth in Schedule A to the Loan Agreement referred to below (this “Agreement”), is entered into by and among THE BORROWER IDENTIFIED ON THE SIGNATURE PAGES HEREOF (the “Borrower”), THE BANK OF NEW YORK MELLON, a New York state chartered bank, as administrative agent (in such capacity, together with its successors in such capacity, the “Administrative Agent”) and as collateral agent (in such capacity, together with its successors in such capacity, the “Collateral Agent”) under the Loan Agreement referred to below, and THE BANK OF NEW YORK MELLON, a New York state chartered bank, as custodian under this Agreement, for the Borrower and the Agents (in such capacity, the “Custodian”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2 • Illinois
AGREEMENT made as of this 29th day of January, 2010, by and between Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), and Wellington Management Company, LLP, a Massachusetts limited liability partnership and a federally registered investment adviser (the “Sub-Adviser”).
Depositary and Information Agent Agreement Between Nuveen Mortgage Opportunity Term Fund 2 And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLCDepositary and Information Agent Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2 • New York
THIS DEPOSITARY AND INFORMATION AGENT AGREEMENT dated as of [DATE] (the “Effective Date”), is by and between Nuveen Mortgage Opportunity Term Fund 2, a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Purchaser” or “Company”), having its principal office and place of business at [COMPANY ADDRESS], and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021, and, for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).
Nuveen Mortgage Opportunity Term Fund 2Reimbursement Agreement • February 23rd, 2010 • Nuveen Mortgage Opportunity Term Fund 2
CONTINUANCE OF MANAGEMENT AGREEMENTSInvestment Management Agreement • September 6th, 2019 • Nuveen Mortgage Opportunity Term Fund 2
Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.
NUVEEN MORTGAGE OPPORTUNITY TERM FUND 2 Subscription AgreementSubscription Agreement • January 29th, 2010 • Nuveen Mortgage Opportunity Term Fund 2
This Agreement made this January 26, 2010 by and between Nuveen Mortgage Opportunity Term Fund 2, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management (the “Subscriber”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Mortgage Opportunity Term Fund 2 811-22374 On January 1, 2011 a new Sub- Advisory Agreement went into effect for the above reference trust. Such Agreement is attached...Sub-Advisory Agreement • August 29th, 2011 • Nuveen Mortgage Opportunity Term Fund 2
On January 1, 2011 a new Sub-Advisory Agreement went into effect for the above reference trust. Such Agreement is attached as an exhibit to Form N- SAR.
