AUTHORIZED PARTICIPANT AGREEMENT PIMCO ETF Trust PIMCO Equity SeriesAuthorized Participant Agreement • October 28th, 2024 • PIMCO Equity Series • New York
This Authorized Participant Agreement (the “Agreement”) is entered into between PIMCO Investments LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”). The Distributor, the Participant, and the Transfer Agent acknowledge and agree that PIMCO ETF Trust and PIMCO Equity Series (each a “Trust” and collectively, the “Trusts”) and each exchange-traded series thereof (each, a “Fund,” and collectively, the “Funds”) shall each be a third-party beneficiary of this Agreement and shall each receive the benefits contemplated by this Agreement to the extent specified herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund (together with the Statement of Additional Information (“SAI”) incorporated therein, the “Prospectus”).
FEE WAIVER AGREEMENT PIMCO Equity Series Newport Beach, California 92660 July 25, 2011Fee Waiver Agreement • January 27th, 2014 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), as follows:
SECOND AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 February 15, 2017Distribution Agreement • August 25th, 2017 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and you (the “Distributor”), amending and restating the Amended and Restated Distribution Contract dated April 1, 2012, as supplemented to date, between the Distributor and the Trust as follows:
AMENDMENT To Transfer Agency and Service Agreement Between PIMCO Funds And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • October 25th, 2018 • PIMCO Equity Series
This Amendment is made as of this 17th day of July, 2018, between Pacific Investment Management Company, LLC on behalf of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Managed Accounts Trust (each a “Trust” and/or together the “Trusts”) and DST Asset Manager Solutions, Inc. In accordance with Section 16.1 (Amendment) of the Amended and Restated Transfer Agency and Service Agreement dated May 14, 2015, as amended, (the “Agreement”) the parties desire to amend the Agreement as set forth herein.
June 29, 2021 State Street Bank and Trust CompanyCustody and Investment Accounting Agreement • October 28th, 2021 • PIMCO Equity Series
June 22, 2022 State Street Bank and Trust CompanyCustody and Investment Accounting Agreement • August 26th, 2022 • PIMCO Equity Series
PARTICIPATION AGREEMENTParticipation Agreement • October 25th, 2019 • PIMCO Equity Series • Delaware
THIS AGREEMENT is entered into as of [ ], 20[ ], among [Name of Acquiring Trust], a [ ] trust, on behalf of itself and its separate series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and PIMCO ETF Trust and PIMCO Equity Series, each a statutory trust organized under the laws of the State of Delaware (each, a “Trust” and collectively, the “Trusts”), each on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, a “Fund” and collectively, the “Funds”).
SECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PIMCO EQUITY SERIES Newport Beach, California 92660Sub-Advisory Agreement • October 28th, 2021 • PIMCO Equity Series • California
WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO Equity Series (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as investment adviser, to provide investment advisory services to the series of the Trust, including the series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and, collectively, the “Funds”), pursuant to an investment advisory agreement (the “Investment Advisory Agreement”);
AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 28th, 2021 • PIMCO Equity Series
THIS AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT DATED AS OF MAY 14, 2015, AS AMENDED AND SUPPLEMENTED, (the “Amendment”) is entered into on December 2, 2020 and made effective as of May 15, 2020 (the “Effective Date”) by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability Company, having its principal office and place of business at 650 Newport Center Drive, Newport Beach, CA 92660 (the “Administrator”), on behalf of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO Equity Series, PIMCO Equity Series VIT and PIMCO Managed Accounts Trust (each, a “Trust”, and together, the “Trusts”), and DST ASSET MANAGER SOLUTIONS, INC. (previously named Boston Financial Data Services, Inc.) (“Transfer Agent”), a Massachusetts corporation having a principal place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169. Each of Administrator and Transfer Agent is a “Party” and collectively they are the “Parties.”
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 21st, 2017 • PIMCO Equity Series • Massachusetts
THIS AGREEMENT is made as of the 21 day of May, 2009, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts having its principal office and place of business at One Lincoln Center, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company having its principal office and place of business at 840 Newport Center Drive, Newport Beach, California 92660 (“PIMCO” or the “Administrator”) on behalf of PIMCO ETF Trust, a Delaware statutory trust (the “Trust”).
AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 April 1, 2012Distribution Agreement • October 29th, 2012 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and you (the “Distributor”), amending and restating the Distribution Contract dated November 9, 2010, as supplemented to date, between the Distributor and the Trust as follows:
FEE WAIVER AGREEMENT PIMCO Equity Series Newport Beach, California 92660 February 14, 2018Fee Waiver Agreement • October 25th, 2018 • PIMCO Equity Series
This will confirm the agreement between PIMCO Equity Series (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), as follows:
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 21st, 2017 • PIMCO Equity Series • California
INVESTMENT MANAGEMENT AGREEMENT, made this 17th day of May, 2017, between PIMCO Equity Series (the “Trust”), a Delaware statutory trust, and Pacific Investment Management Company LLC (“PIMCO”).
AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • August 25th, 2017 • PIMCO Equity Series
This Amendment, effective as of February 8, 2017 (the “Amendment”), is entered into by and between, STATE STREET BANK AND TRUST COMPANY, (“State Street”) and EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated therein by this reference (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY (“PIMCO”).
SUPPLEMENT TO INVESTMENT ADVISORY CONTRACT PIMCO Equity Series 840 Newport Center Drive Newport Beach, California 92660 November 7, 2013 Pacific Investment Management Company LLC 840 Newport Center Drive Newport Beach, California 92660 RE: PIMCO...Investment Advisory Contract • June 15th, 2015 • PIMCO Equity Series
This Supplement and the Contract shall become effective with respect to the Fund on November 7, 2013 and shall continue in effect for a period not to exceed two years from the effective date of this Supplement and shall continue thereafter on an annual basis with respect to the Fund only so long as such continuance is specifically approved at least annually by (a) the Trust's Board of Trustees or by the vote of a majority of the outstanding voting securities (as defined in the Investment Company Act of 1940, as amended (the "1940 Act")) of the Fund , and (b) the vote, cast in person at a meeting called for such purpose, of a majority of the Trust's Trustees who are not parties to the Contract or "interested persons" (as defined in the 1940 Act) of any such party. This Supplement and the Contract shall terminate automatically in the event of its assignment (as defined in the 1940 Act). This Supplement and the Contract may be terminated with respect to the Fund at any time, without the p
FEE WAIVER AGREEMENT PIMCO Equity Series Newport Beach, California 92660 November 5, 2014Fee Waiver Agreement • November 17th, 2014 • PIMCO Equity Series
This will confirm the agreement between PIMCO Equity Series (the “Trust”) and Pacific Investment Management Company LLC (“PIMCO”), as follows:
Schedule A To EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 4th, 2015 • PIMCO Equity Series
SUBADVISORY AGREEMENT PIMCO EQUITY SERIES 650 Newport Center Drive Newport Beach, California 92660 AGREEMENT made as of the 16th day of June 2017. WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the Adviser)...Subadvisory Agreement • August 28th, 2017 • PIMCO Equity Series • California
SUPPLEMENT TO THE SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Equity Series Newport Beach, California 92660 November 7, 2013Supervision and Administration Agreement • January 27th, 2014 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PIMCO EQUITY SERIES 650 Newport Center Drive Newport Beach, California 92660 WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the Adviser) has been retained by PIMCO...Sub-Advisory Agreement • February 24th, 2017 • PIMCO Equity Series
PORTFOLIO IMPLEMENTATION AGREEMENT PIMCO EQUITY SERIES Newport Beach, California 92660Portfolio Implementation Agreement • June 4th, 2015 • PIMCO Equity Series • California
WHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO Equity Series (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as investment adviser, to provide investment advisory services to the series of the Trust, including the series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and, collectively, the “Funds”), pursuant to an investment advisory agreement (the “Investment Advisory Agreement”);
SUPPLEMENT TO THE SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Equity Series Newport Beach, California 92660 February 8, 2023Supervision and Administration Agreement • October 26th, 2023 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
March 11, 2019 State Street Bank and Trust CompanyCustody and Investment Accounting Agreement • October 25th, 2019 • PIMCO Equity Series
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN PACIFIC INVESTMENT MANAGEMENT COMPANY LLC AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • April 1st, 2010 • PIMCO Equity Series • Massachusetts
THIS AGREEMENT made as of the 31 day of March 2010, by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company, having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (the “Administrator”), on behalf of PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO Equity Series, and PIMCO Equity Series VIT (each a “Trust,” together the “Trusts”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
SUPPLEMENT TO INVESTMENT ADVISORY CONTRACT PIMCO Equity Series 840 Newport Center Drive Newport Beach, California 92660 November 8, 2010 Pacific Investment Management Company LLC 840 Newport Center Drive Newport Beach, California 92660 RE: PIMCO...Investment Advisory Contract • August 26th, 2011 • PIMCO Equity Series
SUPPLEMENT TO INVESTMENT ADVISORY CONTRACT PIMCO Equity Series 840 Newport Center Drive Newport Beach, California 92660 November 8, 2010 Pacific Investment Management Company LLC 840 Newport Center Drive Newport Beach, California 92660
AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENTSupervision and Administration Agreement • January 26th, 2011 • PIMCO Equity Series • California
AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT, made this 9th day of November, 2010, between PIMCO Equity Series (the “Trust”), a Delaware statutory trust, and Pacific Investment Management Company LLC (the “Administrator” or “PIMCO”), a Delaware limited liability company.
FEE WAIVER AGREEMENT PIMCO Equity Series Newport Beach, California 92660 February 25, 2015Fee Waiver Agreement • June 4th, 2015 • PIMCO Equity Series
This will confirm the agreement between PIMCO Equity Series (the “Trust”) and Pacific Investment Management Company LLC (“PIMCO”), as follows:
SUPPLEMENT TO DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 November 7, 2011Distribution Contract • November 21st, 2011 • PIMCO Equity Series
SUPPLEMENT TO DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 November 8, 2010Distribution Contract • January 26th, 2011 • PIMCO Equity Series
FEE WAIVER AGREEMENT PIMCO Equity Series Newport Beach, California 92660 February 25, 2015 Pacific Investment Management Company LLC Newport Beach, California 92660Fee Waiver Agreement • June 4th, 2015 • PIMCO Equity Series
This will confirm the agreement between PIMCO Equity Series (the “Trust”) and Pacific Investment Management Company LLC (“PIMCO”), as follows:
SUPPLEMENT TO THE AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Equity Series Newport Beach, California 92660 November 7, 2011Supervision and Administration Agreement • November 21st, 2011 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
SUPPLEMENT TO AMENDED AND RESTATED DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 February 25, 2015Distribution Agreement • June 4th, 2015 • PIMCO Equity Series
INVESTMENT ADVISORY CONTRACT PIMCO EQUITY SERIES 840 Newport Center Drive Newport Beach, California 92660 March 30, 2010 Pacific Investment Management Company LLC 840 Newport Center Drive Newport Beach, California 92660 Dear Sirs: This contract dated...Investment Advisory Contract • August 27th, 2010 • PIMCO Equity Series
SUPPLEMENT TO THE SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Equity Series Newport Beach, California 92660 November 1, 2020Supervision and Administration Agreement • October 27th, 2020 • PIMCO Equity Series
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
DISTRIBUTION CONTRACT PIMCO Equity Series Newport Beach, California 92660 May 17, 2017Distribution Agreement • June 21st, 2017 • PIMCO Equity Series
