Standard Contracts
CUSTODY AGREEMENTCustody Agreement • March 30th, 2010 • DoubleLine Funds Trust • Ohio
The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 30th, 2010 • DoubleLine Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 25th day of March 2010, by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine Funds TrustInvestment Management Agreement • July 28th, 2022 • DoubleLine Funds Trust • Delaware
This Investment Management Agreement (the “Agreement”) is executed as of July 29, 2022 by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified on Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 30th, 2010 • DoubleLine Funds Trust • Wisconsin
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • October 29th, 2013 • DoubleLine Funds Trust • Ohio
THIS AGREEMENT originally made and entered into as of the 25th day of March, 2010, as amended August 25, 2011 by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”) is hereby amended and restated as of January 29, 2013.
DOUBLELINE FUNDS TRUST SIXTH AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • May 14th, 2015 • DoubleLine Funds Trust
THIS SIXTH AMENDMENT, effective as of January 1, 2015, to the Amended and Restated Custody Agreement dated as of January 29, 2013, as amended August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014 and November 20, 2014 (the “Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 28th, 2022 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014, May 14, 2015, November 20, 2015, April 1, 2016, June 30, 2016, December 22, 2016, April 1, 2017, March 1, 2018, December 11, 2018, March 1, 2019, June 26, 2019, July 11, 2019, August 30, 2019, April 30, 2020, February 18, 2021, July 15, 2021 and February 17, 2022 by DoubleLine Capital LP and DoubleLine Alternatives LP (formerly, DoubleLine Commodity LP), each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below) is hereby amended and restated as of the date set forth above.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 30th, 2010 • DoubleLine Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 25th day of March 2010, by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 28th, 2022 • DoubleLine Funds Trust • Delaware
This Investment Sub-Advisory Agreement (the “Agreement”) is executed as of July 29, 2022 by and among DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”), and DOUBLELINE CAPITAL LP, a Delaware limited partnership (the “Sub-Adviser”), and, solely with respect to Section 7 hereof, DoubleLine Funds Trust (the “Trust”), a Delaware statutory trust and an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
DOUBLELINE FUNDS TRUST THIRD AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 25th, 2013 • DoubleLine Funds Trust
THIS THIRD AMENDMENT, dated as of November 16, 2012, to the Custody Agreement dated as of March 25, 2010, as amended August 25, 2010 and August 25, 2011 (the “Custody Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION (the “Custodian”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • March 30th, 2010 • DoubleLine Funds Trust • California
THIS AGREEMENT (this “Agreement”) is made as of the 25th day of March, 2010 by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and DOUBLELINE CAPITAL LP, a Delaware limited partnership (the “Adviser”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine Multi-Asset Trend Ltd.Investment Management Agreement • February 25th, 2021 • DoubleLine Funds Trust • Delaware
This Investment Management Agreement is executed as of February 18, 2021 by and between DOUBLELINE MULTI-ASSET TREND LTD. (the “Company”), a Cayman Islands exempted company and a wholly-owned subsidiary of DoubleLine Multi-Asset Trend Fund (the “Multi-Asset Trend Fund”), a series of DoubleLine Funds Trust, a Delaware statutory trust (the “Trust”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”). The purpose of the Company is to facilitate the implementation of the Multi-Asset Trend Fund’s investment strategies.
DISTRIBUTION AGREEMENTDistribution Agreement • July 29th, 2015 • DoubleLine Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 27th day of April, 2015, by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, on behalf of its series, DoubleLine Strategic Commodity Fund (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). DOUBLELINE COMMODITY ADVISORS, L.P., a Delaware limited partnership and the investment adviser to the Trust on behalf of its series, the DoubleLine Strategic Commodity Fund, (the “Adviser”) shall be a party hereto solely with respect to Sections 3. F. and 5. hereof.
Re: Expense Limitation AgreementExpense Limitation Agreement • June 3rd, 2014 • DoubleLine Funds Trust
With reference to the Investment Advisory and Management Agreement entered into by DoubleLine Capital LP and DoubleLine Funds Trust dated March 25, 2010, and the Investment Management Agreement entered into by DoubleLine Equity LP (with DoubleLine Capital LP, each an “Adviser”) and DoubleLine Equity Funds (with DoubleLine Funds Trust, each a “Trust”) dated March 12, 2013, each as amended from time to time, we hereby notify you as follows:
ELEVENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • May 14th, 2015 • DoubleLine Funds Trust
THIS ELEVENTH AMENDMENT effective as of January 1, 2015, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, December 9, 2011, October 29, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014 and November 20, 2014, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
NINETEENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 26th, 2019 • DoubleLine Funds Trust
THIS NINETEENTH AMENDMENT, effective as of May 3, 2019, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, December 9, 2011, October 29, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015, February 25, 2016, May 27, 2016, November 17, 2017 and December 3, 2018, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBFS”).
December 11, 2018 To the Trustees of DoubleLine Funds Trust Los Angeles, CA 90071 Re: Expense Limitation Agreement Gentlemen:Expense Limitation Agreement • December 14th, 2018 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014, May 14, 2015, November 20, 2015, April 1, 2016, June 30, 2016, December 22, 2016, April 1, 2017, and March 1, 2018 by DoubleLine Capital LP and DoubleLine Alternatives LP (formerly, DoubleLine Commodity LP), each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below) is hereby amended and restated as of December 11, 2018.
DOUBLELINE FUNDS TRUST THIRD AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • April 4th, 2014 • DoubleLine Funds Trust
THIS THIRD AMENDMENT, dated as of February 26, 2014, to the Amended and Restated Custody Agreement dated as of January 29, 2013, as amended August 21, 2013 and November 20, 2013 (the “Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
SEVENTEENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 30th, 2018 • DoubleLine Funds Trust
THIS SEVENTEENTH AMENDMENT dated as of November 17, 2017, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DOUBLELINE FUNDS TRUST ELEVENTH AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • December 21st, 2016 • DoubleLine Funds Trust
THIS ELEVENTH AMENDMENT, effective as of , to the Amended and Restated Custody Agreement dated as of January 29, 2013, as amended August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015, February 25, 2016 and May 27, 2016 (the “Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
To the Trustees of: DoubleLine Funds Trust Los Angeles, CA 90071 Re: Expense Limitation Agreement Gentlemen:Expense Limitation Agreement • July 21st, 2011 • DoubleLine Funds Trust
With reference to the Investment Advisory and Management Agreement entered into by DoubleLine Capital LP (the “Adviser”) and DoubleLine Funds Trust (the “Trust”) dated March 25, 2010, as amended, we hereby notify you as follows:
August 21, 2013 To the Trustees of DoubleLine Funds Trust DoubleLine Equity Funds Los Angeles, CA 90071 Re: Expense Limitation Agreement Gentlemen:Expense Limitation Agreement • October 29th, 2013 • DoubleLine Funds Trust
With reference to the Investment Advisory and Management Agreement entered into by DoubleLine Capital LP and DoubleLine Funds Trust dated March 25, 2010, and the Investment Management Agreement entered into by DoubleLine Equity LP (with DoubleLine Capital LP, each an “Adviser”) and DoubleLine Equity Funds (with DoubleLine Funds Trust, each a “Trust”) dated March 12, 2013, each as amended from time to time, we hereby notify you as follows:
FORM OF EXPENSE LIMITATION AGREEMENT DOUBLELINE CAPITAL LPExpense Limitation Agreement • March 5th, 2010 • DoubleLine Funds Trust
With reference to the Investment Advisory Agreement entered into by DoubleLine Capital LP (the “Adviser”) with DoubleLine Funds Trust (the “Trust”) on the [ ] day of [ ] 2010, we hereby notify you as follows:
TENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 3rd, 2014 • DoubleLine Funds Trust
THIS TENTH AMENDMENT dated as of May 22, 2014, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 14, 2011, November 16, 2012, January 15, 2013, February 27, 2013, August 21, 2013, November 20, 2013 and February 26, 2014, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 30th, 2019 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014, May 14, 2015, November 20, 2015, April 1, 2016, June 30, 2016, December 22, 2016, April 1, 2017, March 1, 2018, December 11, 2018, March 1, 2019, and June 26, 2019, and July 11, 2019 by DoubleLine Capital LP and DoubleLine Alternatives LP (formerly, DoubleLine Commodity LP), each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below) is hereby amended and restated as of the date set forth above.
SEVENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 4th, 2014 • DoubleLine Funds Trust
THIS SEVENTH AMENDMENT dated as of November 20, 2013, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, December 9, 2011, November 16, 2012, February 27, 2013 and August 21, 2013, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 14th, 2015 • DoubleLine Funds Trust
THIS TENTH AMENDMENT effective as of January 1, 2015, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 16, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014 and November 20, 2014, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIRTEENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 30th, 2016 • DoubleLine Funds Trust
THIS THIRTEENTH AMENDMENT effective as of February 25, 2016, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 16, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015 and November 19, 2015, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DOUBLELINE FUNDS TRUST TENTH AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • June 28th, 2016 • DoubleLine Funds Trust
THIS TENTH AMENDMENT, effective as of May 27, 2016, to the Amended and Restated Custody Agreement dated as of January 29, 2013, as amended August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015 and February 25, 2016 (the “Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
EIGHTEENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 28th, 2017 • DoubleLine Funds Trust
THIS EIGHTEENTH AMENDMENT, effective as of November 10, 2016, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 14, 2011, November 16, 2012, January 15, 2013, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, June 16, 2015, November 19, 2016, February 25, 2016 and May 27, 2016, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
November 20, 2015 To the Trustees of DoubleLine Funds Trust DoubleLine Equity Funds Los Angeles, CA 90071 Re: Expense Limitation Agreement Gentlemen:Expense Limitation Agreement • November 25th, 2015 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014 and May 14, 2015, by DoubleLine Capital LP, DoubleLine Equity LP and DoubleLine Commodity LP, each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below), and DoubleLine Equity Funds, a Massachusetts business trust, on behalf of each of its series, is hereby amended and restated as of November 20, 2015.
TWENTY SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS TWENTY SECOND AMENDMENT, effective as of December 3, 2018 to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 14, 2011, November 16, 2012, January 15, 2013, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, June 16, 2015, November 19, 2016, February 25, 2016, May 27, 2016, and November 17, 2017, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • January 25th, 2013 • DoubleLine Funds Trust
THIS THIRD AMENDMENT dated as of November 16, 2012, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010 and August 25, 2011, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
THIRTEENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 25th, 2015 • DoubleLine Funds Trust
THIS THIRTEENTH AMENDMENT effective as of November 19, 2015 THIRTEENTH, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, December 9, 2011, October 29, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015 and April 27, 2015, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Re: Expense Limitation AgreementExpense Limitation Agreement • June 26th, 2019 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014, May 14, 2015, November 20, 2015, April 1, 2016, June 30, 2016, December 22, 2016, April 1, 2017, March 1, 2018, December 11, 2018, and March 1, 2019, by DoubleLine Capital LP and DoubleLine Alternatives LP (formerly, DoubleLine Commodity LP), each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below) is hereby amended and restated as of June 26, 2019.
