Jefferies S&P 500 VIX Short-Term Futures ETF 100,000 Shares Initial Purchaser AgreementInitial Purchaser Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
FORM OF JEFFERIES S&P 500 VIX SHORT-TERM FUTURES ETF PARTICIPANT AGREEMENTParticipant Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
The undersigned, a duly authorized officer of Jefferies Commodity Investment Services, LLC, a Delaware limited liability company, the managing owner (the “Managing Owner”) of Jefferies S&P 500 VIX Short-Term Futures ETF (the “Trust”), and pursuant to Section 13(c) of the Jefferies S&P 500 VIX Short-Term Futures ETF Participant Agreement (the “Participant Agreement”), dated as of 20 , as amended from time-to-time, by and among the Managing Owner, the Trust and (the “Authorized Participant”), hereby certify that:
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
AGREEMENT made as of the day of , 2010, by and between each Trust (each, individually, a “Trust” and collectively, the “Trusts”) listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
AGREEMENT made as of , 2010, by and between each Fund listed on Exhibit A (each a “Fund” and collectively, the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
AGREEMENT, dated as of , 2010, by and between each entity listed in Exhibit A attached hereto, severally and not jointly, and The Bank of New York Mellon (“Custodian”).
ETF Master AgreementEtf Master Agreement • June 18th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • New York
JEFFERIES S&P 500 VIX SHORT-TERM FUTURES INDEX ETF MARKETING AGENT AGREEMENTMarketing Agent Agreement • July 16th, 2010 • Jefferies S&P 500 VIX Short-Term Futures ETF • Investors, nec • Colorado
MARKETING AGENT AGREEMENT (the “Agreement”) made as of , 2010 (the “Effective Date”), by and among Jefferies S&P 500 VIX Short-Term Futures ETF (the “Trust”), a Delaware statutory trust, Jefferies Commodity Investment Services, LLC (the “Sponsor”), a Delaware limited liability company, and ALPS Distributors, Inc. (the “Marketing Agent” or “ADI”), a Colorado corporation. Capitalized terms used but not defined in this Agreement shall have the meaning ascribed thereto in the Trust’s Prospectus included its Registration Statement on Form S-1 (Registration No. 333-166283), as it may be amended from time to time.
