CUSTODY AGREEMENT Dated September 24, 2018 Between UMB BANK, N.A. and DESTRA CAPITAL ADVISORS, LLC on behalf of each of the Funds listed on Appendix B hereof CUSTODY AGREEMENTCustody Agreement • January 28th, 2019 • Destra Investment Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and Destra Capital Advisors, LLC, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
CUSTODY AGREEMENTCustody Agreement • December 21st, 2010 • Destra Investment Trust • New York
AGREEMENT, dated as of this 17th day of November, 2010, between Destra Investment Trust, a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business at 901 Warrenville Road, Suite 15, Lisle, Illinois 60532 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • November 24th, 2021 • Destra Investment Trust • Illinois
This Agreement is made as of this 11th day of February, 2021 by and among Destra Investment Trust (the “Trust”), a Massachusetts business trust, on behalf of its series the Destra Granahan Small Cap Advantage Fund (the “Fund”), Destra Capital Advisors LLC, a Delaware limited liability company (the “Adviser”) and registered investment adviser with the U.S. Securities and Exchange Commission (“SEC”), and Granahan Investment Management, Inc., a Massachusetts corporation and registered investment adviser with the SEC (the “Sub-Adviser”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 28th, 2019 • Destra Investment Trust • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 24th day of September, 2018, by and between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 24th, 2021 • Destra Investment Trust
INVESTMENT MANAGEMENT AGREEMENT made this 11th day of February, 2021 by and between DESTRA INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), and DESTRA CAPITAL ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
Distribution AgreementDistribution Agreement • November 24th, 2021 • Destra Investment Trust
This Distribution Agreement (“Agreement”) dated February 11, 2021 shall be entered into by and between Destra Investment Trust (the “Trust”) and Destra Capital Investments LLC (the “Distributor”).
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAdministration, Fund Accounting and Recordkeeping Agreement • January 28th, 2019 • Destra Investment Trust • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this 24th day of September, 2018, by and between Destra Wolverine Asset Subsidiary, a Cayman Islands exempted company (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • January 28th, 2019 • Destra Investment Trust • Wisconsin
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 24th day of September, 2018, by and between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
DESTRA CAPITAL INVESTMENTS LLC DESTRA CAPITAL ADVISORS LLC AND DESTRA OPEN-END AND CLOSED-END FUNDS DESTRA UNIT INVESTMENT TRUSTS CODE OF ETHICSCode of Ethics • January 28th, 2016 • Destra Investment Trust
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
INVESTMENT MANAGEMENT AGREEMENT made this 29th day of December, 2017, by and between DESTRA WOLVERINE ASSET SUBSIDIARY, a Cayman Islands exempted company (the “Company”), and DESTRA CAPITAL ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
THIS AGREEMENT made as of this 29th day of December, 2017 by and among Destra Wolverine Asset Subsidiary, a Cayman Islands exempted company (the “Company”), Destra Capital Advisors LLC, a Delaware limited liability company (the “Adviser”), a registered investment adviser with the Securities and Exchange Commission (“SEC”), and Wolverine Asset Management, LLC, an Illinois limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 8th day of August, 2016 by Destra Investment Trust, a Massachusetts business trust (the "Acquiring Trust"), on behalf of Destra Focused...Agreement and Plan of Reorganization • November 25th, 2016 • Destra Investment Trust • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this 8th day of August, 2016 by Destra Investment Trust, a Massachusetts business trust (the "Acquiring Trust"), on behalf of Destra Focused Equity Fund (the "Acquiring Fund"), a series of the Acquiring Trust, and Destra Investment Trust II, a Massachusetts business trust ("Trust II"), on behalf of Destra Focused Equity Fund (the "Target Fund"), a series of Trust II, and Destra Capital Advisors LLC, a Delaware limited liability company (for purposes of Section 9.1 of the Agreement only), the investment adviser to each of the Acquiring Fund and the Target Fund (the "Adviser"). The Acquiring Fund and the Target Fund may each be referred to herein as a "Fund" and may collectively be referred to herein as the "Funds." WHEREAS, this Agreement is intended to be, and is adopted as, a plan of reorganization within the meaning of Section 368(a) of the Internal Revenue Code of 1986, as amended (the "Code"), and the Treasur
Amended and Restated Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 28th, 2021 • Destra Investment Trust • Illinois
This Amended and Restated Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of January 28, 2021.
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • December 21st, 2010 • Destra Investment Trust • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of ____________, 2010.
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 26th, 2024 • Destra Investment Trust • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of [ ], 2024.
APPENDIX B CUSTODY AGREEMENTCustody Agreement • July 25th, 2019 • Destra Investment Trust
The following open-end management investment companies (“Funds”) are hereby made parties to the Custody Agreement dated September 24, 2018, with UMB Bank, n.a. (“Custodian”) and Destra Investment Trust, and agree to be bound by all the terms and conditions contained in said Agreement:
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 28th, 2019 • Destra Investment Trust • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of [ ], 2019.
FORM OF PURCHASE AGREEMENTPurchase Agreement • July 25th, 2019 • Destra Investment Trust
Destra Investment Trust (the “Trust”), a Massachusetts business trust, and Destra Capital Advisors LLC (“Destra”), intending to be legally bound, hereby agree with each other as follows:
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • November 24th, 2021 • Destra Investment Trust • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of February 11, 2021.
AMENDMENT AND JOINDER AGREEMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • October 6th, 2015 • Destra Investment Trust • New York
This Amendment (“Amendment”) is made as of the ___ day of ________, 2015, by and between each investment company set out on Exhibit A attached hereto on behalf of its series specified on Exhibit A (each such investment company and series a “Fund”) and BNY MELLON INVESTMENT SERVICING (US) INC. (“BNY Mellon”).
Amended and Restated Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 27th, 2023 • Destra Investment Trust • Illinois
This Amended and Restated Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and DFC Preferred Advisors LLC, a Delaware limited liability company (“DFC”), as of January 31, 2023.
Destra investment trust Amended and Restated Exhibit A to the Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • July 25th, 2019 • Destra Investment Trust
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • December 21st, 2010 • Destra Investment Trust
This Transfer Agency Services Agreement ("Agreement") is made as of this ____th day of December, 2010 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and the investment company listed on the signature page to this Agreement (the “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Appendix A (Appendix A also contains a glossary of defined terms providing the location of all defined terms).
Amended and Restated Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • February 1st, 2012 • Destra Investment Trust • Illinois
This Amended and Restated Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and Destra Capital Advisors LLC, a Delaware limited liability company (“Destra Advisors”), as of February 1, 2012.
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 21st, 2010 • Destra Investment Trust • New York
AGREEMENT, dated as of November 1, 2010 between Destra Investment Trust, a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business at 901 Warrenville Road, Suite 15, Lisle, Illinois 60532 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“BNY”).
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • November 24th, 2021 • Destra Investment Trust • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and DFC Preferred Advisors LLC, a Delaware limited liability company (“DFC”), as of February 11, 2021.
Interim Investment Sub‑Advisory AgreementInterim Investment Sub-Advisory Agreement • January 27th, 2017 • Destra Investment Trust • Illinois
Agreement made as of this ___ day of _________, 2016 by and among Destra Investment Trust, a Massachusetts business trust (the “Trust”), on behalf of its series, Destra Dividend Total Return Fund (the “Fund”), Destra Capital Advisors LLC, a Delaware limited liability company and a registered investment adviser with the Securities and Exchange Commission (“SEC”) (the “Adviser”), and Hilton Capital Management, LLC, a New York limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
AMENDMENT TO FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • October 6th, 2015 • Destra Investment Trust • New York
This Amendment (“Amendment”) is made as of the ___ day of ________, 2015, by and between each investment company set out on Annex I attached hereto on behalf of its Series specified on Annex I (each such investment company and series a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • July 25th, 2019 • Destra Investment Trust
THIS AMENDMENT, dated as of August 1, 2019, is entered into by and between Destra Investment Trust, a Massachusetts business trust (the “Trust”) and Destra Capital Investments LLC, a Delaware limited liability company (the “Distributor” and together with the Trust, the “Parties”).
AMENDMENT AND JOINDER AGREEMENT TO CUSTODY AGREEMENTCustody Agreement • October 6th, 2015 • Destra Investment Trust • New York
This Amendment and Joinder Agreement (“Amendment”) is made as of the ___ day of ________, 2015, by and between each investment company set out on Exhibit A attached hereto on behalf of its series specified on Exhibit A (each such investment company and series a “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
ITEM 77H On August 25, 2014, Arrowpoint Asset Management LLC ("Arrowpoint") agreed to acquire additional units in Destra Capital Management LLC ("Destra"), the parent company of the Advisor. As a result, Arrowpoint and its affiliates will own in the...Investment Management Agreement • November 25th, 2014 • Destra Investment Trust
ITEM 77H On August 25, 2014, Arrowpoint Asset Management LLC ("Arrowpoint") agreed to acquire additional units in Destra Capital Management LLC ("Destra"), the parent company of the Advisor. As a result, Arrowpoint and its affiliates will own in the aggregate approximately 79% of Destra following the consummation of this transaction. The closing of the transaction is subject to certain conditions, including among others, approval of new investment management agreements and new sub- advisory agreements by the Boards and the shareholders of the Funds. Such approvals were obtained on November 6, 2014. The transaction closed on November 20, 2014 resulting in a new Investment Management Agreement and Investments Sub-Advisory Agreements. Please see the Board Considerations Regarding the Approval of the Investment Management Agreement and Investment Sub-Advisory Agreements (unaudited) and the Shareholder Meeting Results (unaudited) sections in this report for additional information.
Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • January 26th, 2024 • Destra Investment Trust • Illinois
Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between Destra Investment Trust, a Massachusetts business trust (the “Trust”), and DFC Preferred Advisors LLC, a Delaware limited liability company (“DFC”), as of [ ], 2024.
Amendment To Transfer Agency Services AgreementTransfer Agency Services Agreement • October 6th, 2015 • Destra Investment Trust
This Amendment To Transfer Agency Services Agreement, dated as of September 3, 2015 ("Amendment"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and each of Destra Investment Trust ("Trust") and Destra Investment Trust II (“Trust II”, and together with Trust, the “Trusts”).
EXHIBIT ATransfer Agency Services Agreement • September 28th, 2016 • Destra Investment Trust
THIS EXHIBIT A is Exhibit A to that certain Transfer Agency Services Agreement dated as of September 28, 2016, between BNY Mellon Investment Servicing (US) Inc. and Destra Investment Trust.
AMENDED EXHIBIT A (Dated: January 22, 2015)Transfer Agency Services Agreement • January 28th, 2015 • Destra Investment Trust
THIS EXHIBIT A is Exhibit A to that certain Transfer Agency Services Agreement dated as of January 22, 2015, between BNY Mellon Investment Servicing (US) Inc. and Destra Investment Trust.
