INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 27th, 2017 • AdvisorShares Trust • Delaware
AGREEMENT made as of the 8th day of September 2017 by and between AdvisorShares Investments, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814, and Partnervest Advisory Services, LLC (the “Sub-Adviser”), a California limited liability company with its principal place of business at 1216 State Street, 3rd Floor, Santa Barbara, California 93101.
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust • Delaware
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Investment Trust, a Delaware Statutory Trust ("Trust"), Canter Compass Investments, Inc., doing business as Cavalier Investments, a Massachusetts corporation ("Advisor") and StratiFi LLC, a Delaware Limited Liability Company ("Sub-Advisor").
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT BISHOP STREET FUNDS AGREEMENT made this 29th day of April, 2005 between Bishop Street Funds (the "Trust"), Bishop Street Capital Management (the "Adviser") and Fischer Francis Trees & Watts, Inc. (the...Interim Investment Sub-Advisory Agreement • April 29th, 2005 • Bishop Street Funds • Massachusetts
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • April 10th, 2007 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 10th day of February, 2007, by and among Old Mutual Capital, Inc. (the “Adviser”), Ashfield Capital Partners, LLC (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
Exhibit (d)(8) INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of July 14,2008 by and between BHR Fund Advisors, L.P., a Delaware limited partnership (the "Adviser"), and Smith Asset Management Group, L.P., a Delaware limited partnership...Interim Investment Sub-Advisory Agreement • January 27th, 2009 • BHR Institutional Funds • Delaware
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 29th day of April, 2011 by and among First Trust Mortgage Income Fund (formerly known as First Trust/FIDAC Mortgage Income Fund), a Massachusetts business trust (the "Fund"), First...Interim Investment Sub-Advisory Agreement • June 28th, 2011 • First Trust Mortgage Income Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • June 30th, 2006 • Old Mutual Advisor Funds Ii • Delaware
AGREEMENT made as of this 31st day of December, 2005 by and among Old Mutual Capital, Inc. (the “Adviser”), Wellington Management Company, LLP (the “Sub-Adviser”), and Old Mutual Advisor Funds II, a Delaware statutory trust (the “Trust”), on behalf of the Old Mutual Cash Reserves Fund (the “Portfolio”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Trust, a Delaware Statutory Trust ("Trust"), Cavalier Investments Inc., a Massachusetts Limited Liability Company ("Advisor") and Beaumont Financial Partners LLC., DBA Beaumont Capital Management, a Massachusetts Limited Liability Company ("Sub-Advisor").
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 12th day of October, 2010, by and among First Trust Enhanced Equity Income Fund (formerly known as First Trust/Fiduciary Asset Management Covered Call Fund), a Massachusetts business...Interim Investment Sub-Advisory Agreement • February 28th, 2011 • First Trust Enhanced Equity Income Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT with Vident Advisory, LLCInterim Investment Sub-Advisory Agreement • October 3rd, 2023 • Valkyrie ETF Trust II • Delaware
This Interim Investment Sub-Advisory Agreement (the “Agreement”) is made as of this 23rd day of June, 2023 by and among Valkyrie ETF Trust II, a Delaware statutory trust (the “Trust”), and Valkyrie Funds LLC, a Tennessee limited liability company (the “Adviser”) and Vident Advisory, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT WITH ORION CAPITAL MANAGEMENT, INC.Interim Investment Sub-Advisory Agreement • April 30th, 2009 • Monetta Trust • Illinois
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), made this __7__ day of _April, 2009__ by and between Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”), an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Orion Capital Management, Inc., an Illinois corporation (the “Sub-Adviser”), an investment adviser registered under the Advisers Act, relating to the Sub-Adviser’s services for certain portfolios of Monetta Trust (the “Company”), an open-end diversified management investment company of the series type, registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), Eagle Asset Management, Inc. (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), CastleArk Management, LLC (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • July 25th, 2011 • Laudus Trust • California
AGREEMENT made this 12th day of July, 2011, by and between, Charles Schwab Investment Management, Inc. (“CSIM”), and Mondrian Investment Partners Limited (“Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • November 28th, 2016 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 1st day of August, 2016, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and NWQ Investment Management Company, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
EXHIBIT (d).11 INTERIM INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated April 2, 2001 by and between HL Investment Advisors, LLC, a Connecticut limited liability company (the "Manager") and T. Rowe Price Associates, Inc, a corporation organized under...Interim Investment Sub-Advisory Agreement • May 1st, 2001 • Fortis Series Fund Inc • Minnesota
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 11th, 2020 • Nuveen All Cap Energy MLP Opportunities Fund • Illinois
AGREEMENT made as of this 20th day of September, 2019, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company and a federally registered investment adviser (‘‘Tortoise” or the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • April 15th, 2015 • Two Roads Shared Trust • Delaware
This INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of the 5th day of March, 2015, is by and among Crow Point Partners, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the MODERN TECHNOLOGY FUND, a series of the Trust (the “Fund”), and ES Capital Advisors, LLC (the “Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT This AGREEMENT, made this 16th day of February, 2010, by and between THE VARIABLE ANNUITY LIFE INSURANCE COMPANY ("VALIC"), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. ("American Century"), hereinafter...Interim Investment Sub-Advisory Agreement • July 30th, 2010 • VALIC Co I
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • November 28th, 2007 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 13th day of November, 2007 by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser (“Manager”), and Tradewinds Global Investors, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • September 30th, 2011 • DWS Securities Trust • New York
AGREEMENT made this 15th day of September, 2011, between Deutsche Investment Management Americas Inc. (the “Adviser”) and Deutsche Alternative Asset Management (Global) Limited (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 14th day of September, 2007 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a...Interim Investment Sub-Advisory Agreement • January 28th, 2008 • Energy Income & Growth Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • July 29th, 2011 • Unified Series Trust • Ohio
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (“AGREEMENT”) is made and entered into as of the 18th day of July, 2011, by and between Dean Capital Management, LLC, a Kansas limited liability company located at 7450 West 130th Street, Suite 150, Overland Park, Kansas 66213 (the “Sub-Advisor”), and Dean Investment Associates, LLC, an Ohio limited liability company located at 3500 Pentagon Blvd., Beavercreek, OH 45431 (the “Advisor”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ] day of March, 2014 by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Interim Investment Sub-Advisory Agreement • July 29th, 2014 • First Trust Dividend & Income Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), Columbus Circle Investors (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 28th, 2014 • American Independence Funds Trust
AGREEMENT made this 13th day of December, 2013 by and between American Independence Financial Services, LLC (the "Adviser"), and Navellier & Associates (the “Sub-Adviser");
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT This AGREEMENT made this 6th day of November, 2006, by and between THE VARIABLE ANNUITY LIFE INSURANCE COMPANY, hereinafter referred to as "VALIC," and WELLS CAPITAL MANAGEMENT INCORPORATED, hereinafter...Interim Investment Sub-Advisory Agreement • July 30th, 2007 • Valic Co I • Texas
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 13th, 2009 • Hartford HLS Series Fund Ii Inc • Connecticut
INTERIM AGREEMENT dated as of October 20, 2008 by and between HL Investment Advisors, LLC, a Connecticut limited liability company (the “Manager”) and Metropolitan West Capital Management, LLC, a California limited liability company (the “Sub-Adviser”) whose principal office is located at 610 Newport Center Drive, Newport Beach, CA 92660.
BOULDER GROWTH & INCOME FUND, INC. INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 7th, 2022 • Boulder Growth & Income Fund • Delaware
This AGREEMENT, dated as of November 22, 2021 by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.
Interim Investment Sub-Advisory AgreementInterim Investment Sub-Advisory Agreement • November 24th, 2021 • First Trust Exchange-Traded Fund III • Illinois
This Interim Investment Sub-Advisory Agreement (this “Agreement”), dated as of November 1, 2021, is by and among First Trust Exchange-Traded Fund III, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and First Trust Capital Management L.P., a Delaware limited partnership (formerly known as Vivaldi Asset Management, LLC) a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
EXHIBIT (d).10 INTERIM INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated April 2, 2001 by and between HL Investment Advisors, LLC, a Connecticut limited liability company (the "Manager") and Massachusetts Financial Services Company, a corporation...Interim Investment Sub-Advisory Agreement • May 1st, 2001 • Fortis Series Fund Inc • Massachusetts
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (VALIC COMPANY II)Interim Investment Sub-Advisory Agreement • December 18th, 2009 • VALIC Co II • Texas
This AGREEMENT, effective this 1st day of December, 2009, by and between THE VARIABLE ANNUITY LIFE INSURANCE COMPANY, hereinafter referred to as “VALIC,” and SUNAMERICA ASSET MANAGEMENT CORP., hereinafter referred to as the “SUB-ADVISER.”
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT BY AND AMONG GRIFFIN CAPITAL BDC ADVISOR, LLC, BCSF ADVISORS, LP. AND GRIFFIN CAPITAL BDC CORP.Interim Investment Sub-Advisory Agreement • August 1st, 2017 • Griffin-Benefit Street Partners BDC Corp. • Delaware
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”) is made this 1st day of August 2017, by and among Griffin Capital BDC Advisor, LLC, a Delaware limited liability company (the “Adviser”), BCSF Advisors, LP, a Delaware limited liability company (the “Sub-Adviser”), and Griffin Capital BDC Corp. (formerly known as, Griffin-Benefit Street Partners BDC Corp.), a Maryland corporation (the “BDC”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • November 29th, 2011 • DundeeWealth Funds • Delaware
AGREEMENT, dated as of October 26, 2011 by and between DundeeWealth US, LP, a Delaware limited partnership (the “Adviser”), and JO Hambro Capital Management Limited, a United Kingdom registered company (the “Sub-Adviser”).
Interim Investment Sub‑Advisory AgreementInterim Investment Sub‑advisory Agreement • January 27th, 2017 • Destra Investment Trust • Illinois
Agreement made as of this ___ day of _________, 2016 by and among Destra Investment Trust, a Massachusetts business trust (the “Trust”), on behalf of its series, Destra Dividend Total Return Fund (the “Fund”), Destra Capital Advisors LLC, a Delaware limited liability company and a registered investment adviser with the Securities and Exchange Commission (“SEC”) (the “Adviser”), and Hilton Capital Management, LLC, a New York limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
