INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 27th, 2017 • AdvisorShares Trust • Delaware
AGREEMENT made as of the 8th day of September 2017 by and between AdvisorShares Investments, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814, and Partnervest Advisory Services, LLC (the “Sub-Adviser”), a California limited liability company with its principal place of business at 1216 State Street, 3rd Floor, Santa Barbara, California 93101.
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT BISHOP STREET FUNDS AGREEMENT made this 29th day of April, 2005 between Bishop Street Funds (the "Trust"), Bishop Street Capital Management (the "Adviser") and Fischer Francis Trees & Watts, Inc. (the...Interim Investment Sub-Advisory Agreement • April 29th, 2005 • Bishop Street Funds • Massachusetts
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust • Delaware
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Investment Trust, a Delaware Statutory Trust ("Trust"), Canter Compass Investments, Inc., doing business as Cavalier Investments, a Massachusetts corporation ("Advisor") and StratiFi LLC, a Delaware Limited Liability Company ("Sub-Advisor").
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • June 30th, 2006 • Old Mutual Advisor Funds Ii • Delaware
AGREEMENT made as of this 31st day of December, 2005, by and among Old Mutual Capital, Inc. (the “Adviser”), Liberty Ridge Capital, Inc. (the “Sub-Adviser”), and Old Mutual Advisor Funds II, a Delaware statutory trust (the “Trust”).
Exhibit (d)(8) INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of July 14,2008 by and between BHR Fund Advisors, L.P., a Delaware limited partnership (the "Adviser"), and Smith Asset Management Group, L.P., a Delaware limited partnership...Interim Investment Sub-Advisory Agreement • January 27th, 2009 • BHR Institutional Funds • Delaware
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT with Vident Advisory, LLCInterim Investment Sub-Advisory Agreement • October 3rd, 2023 • Valkyrie ETF Trust II • Delaware
This Interim Investment Sub-Advisory Agreement (the “Agreement”) is made as of this 23rd day of June, 2023 by and among Valkyrie ETF Trust II, a Delaware statutory trust (the “Trust”), and Valkyrie Funds LLC, a Tennessee limited liability company (the “Adviser”) and Vident Advisory, LLC, a Delaware limited liability company (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 29th day of April, 2011 by and among First Trust Mortgage Income Fund (formerly known as First Trust/FIDAC Mortgage Income Fund), a Massachusetts business trust (the "Fund"), First...Interim Investment Sub-Advisory Agreement • June 28th, 2011 • First Trust Mortgage Income Fund • Illinois
LETTER OF AGREEMENTInterim Investment Sub-Advisory Agreement • July 31st, 2007 • First American Investment Funds Inc
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Trust, a Delaware Statutory Trust ("Trust"), Cavalier Investments Inc., a Massachusetts Limited Liability Company ("Advisor") and Beaumont Financial Partners LLC., DBA Beaumont Capital Management, a Massachusetts Limited Liability Company ("Sub-Advisor").
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL INVESTMENTS TRUSTInterim Investment Sub-Advisory Agreement • July 17th, 2009 • Sei Institutional Investments Trust • Massachusetts
AGREEMENT made as of the 25th day of February, 2009 between SEI Investments Management Corporation (the “Adviser”) and Montag & Caldwell Inc. (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • June 30th, 2006 • Old Mutual Advisor Funds Ii • Delaware
AGREEMENT made as of this 31st day of December, 2005 by and among Old Mutual Capital, Inc. (the “Adviser”), Wellington Management Company, LLP (the “Sub-Adviser”), and Old Mutual Advisor Funds II, a Delaware statutory trust (the “Trust”), on behalf of the Old Mutual Cash Reserves Fund (the “Portfolio”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 12th day of October, 2010, by and among First Trust Enhanced Equity Income Fund (formerly known as First Trust/Fiduciary Asset Management Covered Call Fund), a Massachusetts business...Interim Investment Sub-Advisory Agreement • February 28th, 2011 • First Trust Enhanced Equity Income Fund • Illinois
FORM OF INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct • Connecticut
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT WITH ORION CAPITAL MANAGEMENT, INC.Interim Investment Sub-Advisory Agreement • April 30th, 2009 • Monetta Trust • Illinois
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), made this __7__ day of _April, 2009__ by and between Monetta Financial Services, Inc., a Delaware corporation (the “Adviser”), an investment adviser registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Orion Capital Management, Inc., an Illinois corporation (the “Sub-Adviser”), an investment adviser registered under the Advisers Act, relating to the Sub-Adviser’s services for certain portfolios of Monetta Trust (the “Company”), an open-end diversified management investment company of the series type, registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), Eagle Asset Management, Inc. (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), CastleArk Management, LLC (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • July 25th, 2011 • Laudus Trust • California
AGREEMENT made this 12th day of July, 2011, by and between, Charles Schwab Investment Management, Inc. (“CSIM”), and Mondrian Investment Partners Limited (“Sub-Adviser”).
EXHIBT 77Q1(e) INTERIM INVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL INTERNATIONAL TRUST AGREEMENT made as of this 8th day of October, 2013 between SEI Investments Management Corporation (the Adviser) and PanAgora Asset Management Inc. (the...Interim Investment Sub-Advisory Agreement • May 30th, 2014 • Sei Institutional International Trust • Massachusetts
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • August 30th, 2010 • Ing Partners Inc • Maryland
WHEREAS, the Adviser has entered into an Investment Advisory Agreement dated as of the 1st day of May, 2003 (“Advisory Agreement”) with ING Partners, Inc. (“Company”), which is engaged in business as an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”); and
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • November 28th, 2016 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 1st day of August, 2016, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and NWQ Investment Management Company, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • April 15th, 2015 • Two Roads Shared Trust • Delaware
This INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of the 5th day of March, 2015, is by and among Crow Point Partners, LLC (the “Sub-Adviser”), Two Roads Shared Trust (the “Trust”), on behalf of the MODERN TECHNOLOGY FUND, a series of the Trust (the “Fund”), and ES Capital Advisors, LLC (the “Adviser”).
1 EXHIBIT (d).12 INTERIM INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated this 2nd day of April, 2001 by and between HL Investment Advisors, LLC, a Connecticut limited liability company (the "Manager") and T. Rowe Price International, Inc, a...Interim Investment Sub-Advisory Agreement • May 1st, 2001 • Fortis Series Fund Inc • Minnesota
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • September 30th, 2011 • DWS Securities Trust • New York
AGREEMENT made this 15th day of September, 2011, between Deutsche Investment Management Americas Inc. (the “Adviser”) and Deutsche Alternative Asset Management (Global) Limited (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 14th day of September, 2007 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a...Interim Investment Sub-Advisory Agreement • January 28th, 2008 • Energy Income & Growth Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • July 29th, 2011 • Unified Series Trust • Ohio
THIS INTERIM INVESTMENT SUB-ADVISORY AGREEMENT (“AGREEMENT”) is made and entered into as of the 18th day of July, 2011, by and between Dean Capital Management, LLC, a Kansas limited liability company located at 7450 West 130th Street, Suite 150, Overland Park, Kansas 66213 (the “Sub-Advisor”), and Dean Investment Associates, LLC, an Ohio limited liability company located at 3500 Pentagon Blvd., Beavercreek, OH 45431 (the “Advisor”).
ContractInterim Investment Sub-Advisory Agreement • April 30th, 2009 • M Fund Inc • Maryland
THIS AGREEMENT made and entered into this 27th day of March, 2009, by and between M Financial Investment Advisers, Inc., a corporation organized and existing under the laws of the State of Colorado (the “Adviser”), and Iridian Asset Management LLC, a limited liability company organized and existing under the laws of the State of Connecticut (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ] day of March, 2014 by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Interim Investment Sub-Advisory Agreement • July 29th, 2014 • First Trust Dividend & Income Fund • Illinois
Mr. Kyle Betty Bain Capital Credit, LP John Hancock Tower Boston, MA 02116 Re: Griffin Capital BDC Corp. Dear Kyle:Interim Investment Sub-Advisory Agreement • August 1st, 2017 • Griffin-Benefit Street Partners BDC Corp.
The purpose of this letter is to set forth certain, business understandings between BCSF Advisors, LP ("Bain"), Griffin Capital BDC Advisor, LLC (“GCBA”), and Griffin Capital Company, LLC ("Griffin") with respect to that certain Interim Investment Sub-Advisory Agreement (the "Interim Sub-Advisory Agreement") pursuant to which Bain will serve as the interim investment sub-adviser to Griffin Capital BDC Corp., formerly known as Griffin Capital-Benefit Street Partners BDC Corp. (the "BDC"). The content of this letter of agreement shall be discussed with the board of directors of the BDC (the "Board") in connection with the Board's consideration of the Interim Sub-Advisory Agreement.
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 3rd, 2006 • Old Mutual Insurance Series Fund • Delaware
AGREEMENT made as of this 1st day of January, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), Columbus Circle Investors (the “Sub-Adviser”), and Old Mutual Insurance Series Fund, a Delaware statutory trust (the “Trust”).
Exhibit 99.(d)(9) INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this _____ day of _______, by and among Pilgrim Baxter & Associates, Ltd. (the "Adviser"), Investment Management Acquisition Company, LLC (the "Sub- Adviser") and PBHG...Interim Investment Sub-Advisory Agreement • July 26th, 2002 • PBHG Funds • Delaware
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL INVESTMENTS TRUSTInterim Investment Sub-Advisory Agreement • November 20th, 2007 • Sei Institutional Investments Trust • Massachusetts
AGREEMENT made as of the 17th day of October, 2007 between SEI Investments Management Corporation (the “Adviser”) and Montag & Caldwell Inc. (the “Sub-Adviser”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 28th, 2014 • American Independence Funds Trust
AGREEMENT made this 13th day of December, 2013 by and between American Independence Financial Services, LLC (the "Adviser"), and Navellier & Associates (the “Sub-Adviser");
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT This AGREEMENT made this 6th day of November, 2006, by and between THE VARIABLE ANNUITY LIFE INSURANCE COMPANY, hereinafter referred to as "VALIC," and WELLS CAPITAL MANAGEMENT INCORPORATED, hereinafter...Interim Investment Sub-Advisory Agreement • July 30th, 2007 • Valic Co I • Texas
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT INTERIM INVESTMENT SUB-ADVISORY AGREEMENT made this 30th day of March, 2018, by and among ELKHORN ETF TRUST, a Massachusetts business trust (the "Trust"), INNOVATOR CAPITAL MANAGEMENT, LLC, a Delaware limited...Interim Investment Sub-Advisory Agreement • May 30th, 2018 • Innovator ETFs Trust II • Illinois
John Hancock Tax-Advantaged Global Shareholder Yield Fund Interim Investment Sub-Advisory AgreementInterim Investment Sub-Advisory Agreement • July 1st, 2013 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • Massachusetts
AGREEMENT made this 27th day of March, 2013, between John Hancock Advisers, LLC , a Delaware limited liability company (the “Adviser”), and Epoch Investment Partners, Inc., a Delaware corporation (the “Sub-Adviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
