MANAGEMENT AGREEMENTManagement Agreement • April 15th, 2011 • Bounty Investments, LLC • Finance services • New York
THIS MANAGEMENT AGREEMENT (this “Agreement”), dated as of April 13, 2011, is by and between Deerfield Capital Corp., a Maryland corporation (the “Company”), and Bounty Investments, LLC, a Delaware limited liability company (“Bounty”) (each referred to herein as a “Party” to this Agreement, collectively referred to as the “Parties” to this Agreement, and in the applicable context the Company as “Supplier” and Bounty as “Receiver”).
JOINT FILING AGREEMENTJoint Filing Agreement • December 19th, 2013 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 3 to Schedule 13D relating to the beneficial ownership of Common Stock, $0.001 par value per share, of CIFC Corp. is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
STOCK PURCHASE AGREEMENTStock Purchase Agreement • December 3rd, 2013 • Bounty Investments, LLC • Finance services • New York
This STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of December 2, 2013 by and between DFR Holdings, LLC, a Delaware limited liability company (the “Purchaser”), and CIFC Parent Holdings LLC, a Delaware limited liability company (the “Seller”). Capitalized terms used but not otherwise defined herein have the respective meanings ascribed to them in the Second Amended and Restated Stockholders Agreement, dated as of September 24, 2012 (the “Stockholders Agreement”), by and among the Purchaser, the Seller and CIFC Corp., a Delaware corporation (the “Company”).
JOINT FILING AGREEMENTJoint Filing Agreement • July 16th, 2014 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 7 to Schedule 13D relating to the beneficial ownership of Common Stock, $0.001 par value per share, of CIFC Corp. is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • August 22nd, 2016 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 10 to Schedule 13D relating to the beneficial ownership of common shares, $0.001 par value per share, of CIFC LLC is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 19th, 2013 • Bounty Investments, LLC • Finance services • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of December 18, 2013 by and among DFR Holdings, LLC, a Delaware limited liability company (the “Purchaser”) and GE Capital Equity Investments, Inc., a Delaware corporation (the “Seller”).
ASSIGNMENT AND CONTRIBUTION AGREEMENTAssignment and Contribution Agreement • April 15th, 2011 • Bounty Investments, LLC • Finance services • New York
THIS ASSIGNMENT AND CONTRIBUTION AGREEMENT, dated as of April 13, 2011 (this “Agreement”), is made and entered into by and among Bounty Investments, LLC, a Delaware limited liability company (“Bounty”), DFR Holdings, LLC, a Delaware limited liability company (“Bounty Sub”), Deerfield Capital Corp., a Maryland corporation (the “Company”) and Commercial Industrial Finance Corp, a Delaware corporation (“CIFC”). Bounty, Bounty Sub, the Company and CIFC shall each be referred to individually as a “Party” and collectively as the “Parties.”
JOINT FILING AGREEMENTJoint Filing Agreement • January 2nd, 2014 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 5 to Schedule 13D relating to the beneficial ownership of Common Stock, $0.001 par value per share, of CIFC Corp. is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • April 10th, 2015 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 8 to Schedule 13D relating to the beneficial ownership of Common Stock, $0.001 par value per share, of CIFC Corp. is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
VOTING AGREEMENTVoting Agreement • January 18th, 2011 • Bounty Investments, LLC • Finance services • New York
This Voting Agreement (this “Agreement”) is made and entered into as of December 21, 2010, by and between Bounty Investments, LLC, a Delaware limited liability company (“Stockholder”), and Commercial Industrial Finance Corp., a Delaware corporation (the “Company”).
JOINT FILING AGREEMENTJoint Filing Agreement • June 18th, 2010 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of Deerfield Capital Corp., a Maryland corporation, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • November 23rd, 2016 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 11 to Schedule 13D relating to the beneficial ownership of common shares, $0.001 par value per share, of CIFC LLC is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • September 25th, 2015 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that this Amendment No. 9 to Schedule 13D relating to the beneficial ownership of Common Stock, $0.001 par value per share, of CIFC Corp. is being filed with the Securities and Exchange Commission on behalf of each of them. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Bounty Investments, LLC c/o Columbus Nova 900 Third Avenue, 19th Floor New York, NY 10022Waiver of Conversion Rate Adjustment • January 18th, 2011 • Bounty Investments, LLC • Finance services • New York
Reference is made to that certain the Agreement and Plan of Merger, dated as of December 21, 2010 (the “Merger Agreement”), by and among Deerfield Capital Corp., a Maryland corporation (“Parent”), Bulls I Acquisition Corporation, a Delaware corporation and a direct wholly-owned subsidiary of Parent, Bulls II Acquisition LLC, a Delaware limited liability company and a direct wholly owned subsidiary of Parent, Commercial Industrial Finance Corp., a Delaware corporation (the “Company”), and CIFC Parent Holdings LLC (“CIFC Parent”), a Delaware limited liability company and the sole stockholder of the Company.
JOINT FILING AGREEMENTJoint Filing Agreement • April 15th, 2011 • Bounty Investments, LLC • Finance services
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of CIFC Deerfield Corp., a Delaware corporation, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
