TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 14th, 2022 • Neuberger Berman ETF Trust
Contract Type FiledDecember 14th, 2022 CompanyTHIS AGREEMENT (the “Agreement”) is made as of the February 22, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and NEUBERGER BERMAN ETF TRUST, a Delaware statutory trust having its principal office and place of business at 1290 Avenue of the Americas, New York, NY 10104 (the “Trust”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 30th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledMarch 30th, 2022 Company JurisdictionThis Authorized Participant Agreement (this “Agreement”) is entered into by and between [ ] (the “Participant”) and Neuberger Berman BD LLC (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”), as may be amended from time to time. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUSTManagement Agreement • December 14th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledDecember 14th, 2022 Company JurisdictionThis Agreement is made as of October 21, 2022, between Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”).
MANAGEMENT AGREEMENT NEUBERGER BERMAN CAYMAN COMMODITY FUND I LTD.Management Agreement • December 14th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledDecember 14th, 2022 Company JurisdictionThis Agreement is made as of October 21, 2022, between Neuberger Berman Cayman Commodity Fund I Ltd., an exempted company organized under the laws of the Cayman Islands (“Company”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”).
ADMINISTRATION AGREEMENT NEUBERGER BERMAN CAYMAN COMMODITY FUND I LTD.Administration Agreement • December 14th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledDecember 14th, 2022 Company JurisdictionThis Agreement is made as of October 21, 2022, between Neuberger Berman Cayman Commodity Fund I Ltd., an exempted company organized under the laws of the Cayman Islands (“Company”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Administrator”).
MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUSTManagement Agreement • December 14th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledDecember 14th, 2022 Company JurisdictionThis Agreement is made as of January 3, 2022, between Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”).
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST Neuberger Berman JAPAN Equity ETFManagement Fee Waiver Agreement • December 13th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 13th, 2024 CompanyNeuberger Berman Investment Advisers LLC (the “Manager”) hereby agrees, that from December 18, 2024, until August 31, 2026 (“Limitation Period”) to waive 0.20% per annum, of the average daily net assets of the investment advisory fee (“Fee Waiver”) charged pursuant to the Management Agreement between the Manager and the Trust, on behalf of the Fund. For the avoidance of doubt, this Fee Waiver is in addition to Expense Limitation Agreement dated as of December 13, 2024 between the Manager and the Trust, on behalf of the Fund.
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN CORE EQUITY ETFExpense Limitation Agreement • December 13th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 13th, 2024 CompanyYou hereby agree, from December 18, 2024 until the date noted below (“Limitation Period”), to waive fees and/or reimburse annual operating expenses (excluding interest, brokerage commissions, taxes including any expenses relating to tax reclaims, acquired fund fees and expenses, dividend and interest expenses relating to short sales, and extraordinary expenses, if any) (“Operating Expenses”) of the Fund so that the Operating Expenses of the Fund do not exceed 0.29% of average net assets until 8/31/2026 (after taking into account the Fee Waiver discussed below) and 0.39% of average net assets from 9/1/2026 to 8/31/2028 (the “Expense Limitation”) and may not be terminated during its term without the consent of the Board. Commitment fees relating to borrowings are treated as interest for purposes of this section. As noted above, the Expense Limitation for the Limitation Period from 12/18/2024 to 8/31/2026 takes into account a contractual management fee waiver of 0.10% of the Fund’s averag
DISTRIBUTION AGREEMENTDistribution Agreement • December 14th, 2022 • Neuberger Berman ETF Trust
Contract Type FiledDecember 14th, 2022 CompanyThis Distribution Agreement (the “Agreement”) made this 3rd day of January, 2022, by and between Neuberger Berman ETF Trust (the “Trust”), a Delaware statutory trust, and Neuberger Berman BD LLC (“Distributor”), a Delaware limited liability company,. Capitalized terms used herein and not defined have the meaning given to them in the prospectus and statement and additional information of the Trust.
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • July 9th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJuly 9th, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST Neuberger Berman Disrupters ETF Neuberger Berman Next Generation Connected Consumer ETFManagement Fee Waiver Agreement • December 13th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 13th, 2024 CompanyNeuberger Berman Disrupters ETF and Neuberger Berman Next Generation Connected Consumer ETF (each, a “Fund”) are series of Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”).
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN CHINA EQUITY ETF NEUBERGER BERMAN ENERGY TRANSITION & INFRASTRUCTURE ETF NEUBERGER BERMAN GLOBAL REAL ESTATE ETF NEUBERGER BERMAN OPTION STRATEGY ETF NEUBERGER BERMAN SMALL-MID...Expense Limitation Agreement • December 13th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 13th, 2024 CompanyNeuberger Berman China Equity ETF, Neuberger Berman Energy Transition & Infrastructure ETF, Neuberger Berman Global Real Estate ETF, Neuberger Berman Option Strategy ETF, and Neuberger Berman Small-Mid Cap ETF (each, a “Fund”) are series of Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”).
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • August 2nd, 2023 • Neuberger Berman ETF Trust
Contract Type FiledAugust 2nd, 2023 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
NEUBERGER BERMAN ETF TRUST ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • June 11th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJune 11th, 2024 Company
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN GROWTH ETFManagement Fee Waiver Agreement • December 4th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 4th, 2024 CompanyNeuberger Berman Investment Advisers LLC (the “Manager”) hereby agrees, that from December 11, 2024 until August 31, 2026 (“Limitation Period”) to waive 0.13% per annum, of the average daily net assets of the investment advisory fee (“Fee Waiver”) charged pursuant to the Management Agreement between the Manager and the Trust, on behalf of the Fund. For the avoidance of doubt, this Fee Waiver is in addition to Expense Limitation Agreement dated as of December 4, 2024 between the Manager and the Trust, on behalf of the Fund.
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN COMMODITY STRATEGY ETFExpense Limitation Agreement • December 15th, 2023 • Neuberger Berman ETF Trust
Contract Type FiledDecember 15th, 2023 CompanyNeuberger Berman Commodity Strategy ETF (“Fund”) is a series of Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”).
NEUBERGER BERMAN ETF TRUST ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • March 4th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledMarch 4th, 2024 Company
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN FLEXIBLE CREDIT INCOME ETFExpense Limitation Agreement • June 11th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJune 11th, 2024 CompanyYou hereby agree, from June 19, 2024 until the date noted below (“Limitation Period”), to waive fees and/or reimburse annual operating expenses (excluding interest, brokerage commissions, taxes including any expenses relating to tax reclaims, acquired fund fees and expenses, dividend and interest expenses relating to short sales, and extraordinary expenses, if any) (“Operating Expenses”) of the Fund so that the Operating Expenses of the Fund do not exceed 0.39% of average net assets until 10/31/2025 (after taking into account the Fee Waiver discussed below) and 0.49% of average net assets from 11/1/2025 to 10/31/2027 (the “Expense Limitation”) and may not be terminated during its term without the consent of the Board. Commitment fees relating to borrowings are treated as interest for purposes of this section. As noted above, the Expense Limitation for the Limitation Period from 6/19/2024 to10/31/2025 takes into account a contractual management fee waiver of 0.10% of the Fund's average
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • June 11th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJune 11th, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • March 22nd, 2024 • Neuberger Berman ETF Trust
Contract Type FiledMarch 22nd, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN COMMODITY STRATEGY ETFExpense Limitation Agreement • December 13th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 13th, 2024 CompanyNeuberger Berman Commodity Strategy ETF (“Fund”) is a series of Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”).
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN CORE EQUITY ETFManagement Fee Waiver Agreement • July 9th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJuly 9th, 2024 CompanyNeuberger Berman Investment Advisers LLC (the “Manager”) hereby agrees, that from July 13, 2024 until August 31, 2025 (“Limitation Period”) to waive 0.10% per annum, of the average daily net assets of the investment advisory fee (“Fee Waiver”) charged pursuant to the Management Agreement between the Manager and the Trust, on behalf of the Fund. For the avoidance of doubt, this Fee Waiver is in addition to Expense Limitation Agreement dated as of July 9, 2024 between the Manager and the Trust, on behalf of the Fund.
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN CHINA EQUITY ETF NEUBERGER BERMAN GLOBAL REAL ESTATE ETFExpense Limitation Agreement • December 15th, 2023 • Neuberger Berman ETF Trust
Contract Type FiledDecember 15th, 2023 CompanyNeuberger Berman China Equity ETF and Neuberger Berman Global Real Estate ETF (each, a “Fund”) are series of Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”).
NEUBERGER BERMAN ETF TRUST ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • August 20th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledAugust 20th, 2024 Company
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • October 13th, 2023 • Neuberger Berman ETF Trust
Contract Type FiledOctober 13th, 2023 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • August 20th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledAugust 20th, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • May 8th, 2023 • Neuberger Berman ETF Trust
Contract Type FiledMay 8th, 2023 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN CORE EQUITY ETFExpense Limitation Agreement • July 9th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJuly 9th, 2024 CompanyYou hereby agree, from July 13, 2024 until the date noted below (“Limitation Period”), to waive fees and/or reimburse annual operating expenses (excluding interest, brokerage commissions, taxes including any expenses relating to tax reclaims, acquired fund fees and expenses, dividend and interest expenses relating to short sales, and extraordinary expenses, if any) (“Operating Expenses”) of the Fund so that the Operating Expenses of the Fund do not exceed 0.29% of average net assets until 8/31/2025 (after taking into account the Fee Waiver discussed below) and 0.39% of average net assets from 9/1/2025 to 8/31/2027 (the “Expense Limitation”) and may not be terminated during its term without the consent of the Board. Commitment fees relating to borrowings are treated as interest for purposes of this section. As noted above, the Expense Limitation for the Limitation Period from 7/13/2024 to 8/31/2025 takes into account a contractual management fee waiver of 0.10% of the Fund’s average dai
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST NEUBERGER BERMAN FLEXIBLE CREDIT INCOME ETFManagement Fee Waiver Agreement • June 11th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledJune 11th, 2024 CompanyNeuberger Berman Investment Advisers LLC (the “Manager”) hereby agrees, that from June 19, 2024 until October 31, 2025 (“Limitation Period”) to waive 0.10% per annum, of the average daily net assets of the investment advisory fee (“Fee Waiver”) charged pursuant to the Management Agreement between the Manager and the Trust, on behalf of the Fund. For the avoidance of doubt, this Fee Waiver is in addition to Expense Limitation Agreement dated as of June 11, 2024 between the Manager and the Trust, on behalf of the Fund.
NEUBERGER BERMAN ETF TRUST ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • August 2nd, 2023 • Neuberger Berman ETF Trust
Contract Type FiledAugust 2nd, 2023 Company
MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUSTManagement Fee Waiver Agreement • March 30th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledMarch 30th, 2022 Company Jurisdiction
NEUBERGER BERMAN ETF TRUST ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • March 22nd, 2024 • Neuberger Berman ETF Trust
Contract Type FiledMarch 22nd, 2024 Company
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • December 4th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 4th, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules:
ADMINISTRATION AGREEMENT NEUBERGER BERMAN ETF TRUSTAdministration Agreement • December 14th, 2022 • Neuberger Berman ETF Trust • New York
Contract Type FiledDecember 14th, 2022 Company JurisdictionThis Agreement is made as of October 21, 2022, between Neuberger Berman ETF Trust, a Delaware statutory trust (“Trust”), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Administrator”) with respect to the series listed on Schedule A.
NEUBERGER BERMAN ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ETF TRUSTManagement Agreement • December 4th, 2024 • Neuberger Berman ETF Trust
Contract Type FiledDecember 4th, 2024 CompanyCompensation pursuant to Paragraph 3 of the Management Agreement shall be calculated in accordance with the following schedules: