MANAGEMENT AGREEMENTManagement Agreement • December 9th, 2016 • Strategy Shares • New York
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 10th, 2018 • Strategy Shares • New York
WHEREAS, the Adviser acts as an investment adviser to series of Strategy Shares, a Delaware statutory trust (the "Trust"), pursuant to a Management Agreement dated as of January 1, 2016 (the "Management Agreement");
AGREEMENT AND DECLARATION OF TRUST of HUNTINGTON STRATEGY SHARES a Delaware Statutory TrustDeclaration of Trust • November 22nd, 2010 • Huntington Strategy Shares • Delaware
WHEREAS, this AGREEMENT AND DECLARATION OF TRUST is made and entered as of this 1st day of September 2010, by the initial sole Trustee named for the purpose of forming a Delaware statutory trust.
ETF DISTRIBUTION AGREEMENTDistribution Agreement • June 8th, 2016 • Strategy Shares • Delaware
This Distribution Agreement (the “Agreement”) is made this 1st day of May 2016, by and between Strategy Shares, a Delaware Statutory Trust (the “Trust”) having its principal place of business at 36 North New York Avenue, Huntington, NY 11743, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
EXPENSE LIMITATION AGREEMENT HUNTINGTON STRATEGY SHARESExpense Limitation Agreement • August 27th, 2015 • Huntington Strategy Shares
EXPENSE LIMITATION AGREEMENT, effective as of August 28, 2015 by and between Huntington Asset Advisors, Inc. (the “Adviser”) and the Huntington Strategy Shares (the “Trust”), on behalf of the Huntington EcoLogical Strategy ETF (the “Fund”), a series of the Trust.
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • June 8th, 2016 • Strategy Shares • New York
This Compliance Services Agreement (the “Agreement”) is dated as of March 19, 2016 (the “Effective Date”), between Strategy Shares, an Delaware business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
SERVICES AGREEMENT STRATEGY SHARES and CITI FUND SERVICES OHIO, INC.Services Agreement • September 21st, 2016 • Strategy Shares • New York
THIS SERVICES AGREEMENT is made on January 1, 2016, by and between Strategy Shares, a statutory trust organized under the laws of Delaware, (the “Client”) and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (the “Service Provider” and, with the Client, the “Parties”).
AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • June 30th, 2023 • Strategy Shares • New York
This AGREEMENT is made and entered into as of this 16th day of September, 2022 by and between Strategy Shares, a Delaware statutory trust, having its principal office and place of business at 36 North New York Avenue, Huntington, NY 11743 (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • January 10th, 2020 • Strategy Shares • New York
This AGREEMENT is made and entered into as of this 20th day of September, 2019 by and between Strategy Shares, a Delaware statutory trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, NY 11743 (“MFund”).
EXPENSE LIMITATION AGREEMENT STRATEGY SHARESExpense Limitation Agreement • December 28th, 2021 • Strategy Shares
EXPENSE LIMITATION AGREEMENT, effective as of the 10th day of December 2021, by and between Rational Advisors, Inc. (the “Adviser”) and Strategy Shares (the “Trust”) on behalf of each series of the Trust listed on Exhibit A (each a “Fund” and collectively, the “Funds”).
INDEX LICENSE AGREEMENTIndex License Agreement • July 14th, 2021 • Strategy Shares
Amendment to services agreementServices Agreement • August 26th, 2022 • Strategy Shares
This AMENDMENT (“Amendment”) is made as of June 17, 2022, by and among Strategy Shares (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider”), to that certain Services Agreement dated January 1, 2016, between the Client and Service Provider (the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement, except as noted below.
AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • August 25th, 2023 • Strategy Shares • New York
This Amended and Restated Compliance Services Agreement (the “Agreement”) is dated as of June 24, 2022 (the “Effective Date”), between Strategy Shares, a Delaware statutory trust (the “Trust”) and MFund Services LLC, a Delaware limited liability company with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
AMENDMENT TO THE HUNTINGTON STRATEGY SHARES INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 27th, 2014 • Huntington Strategy Shares
THIS AMENDMENT TO THE HUNTINGTON STRATEGY SHARES INVESTMENT ADVISORY AGREEMENT (“Amendment”) dated as of August 19, 2014 is by and between The Huntington Strategy Shares (the “Trust”) and Huntington Asset Advisors, Inc. (the “Adviser”).
EXPENSE LIMITATION AGREEMENT STRATEGY SHARESExpense Limitation Agreement • December 9th, 2016 • Strategy Shares
EXPENSE LIMITATION AGREEMENT, by and between Active Alts, Inc. (the “Sub-Adviser”) and Strategy Shares (the “Trust”), formerly known as Huntington Strategy Shares, dated September 20, 2016, on behalf of each series of the Trust listed on Exhibit A (each a “Fund” and together the “Funds”).
AMENDMENT TO THE HUNTINGTON STRATEGY SHARES EXCHANGE-TRADED FUND SERVICES AGREEMENT FOR ADMINISTRATIVE SUPPORT SERVICESHuntington Strategy Shares Exchange-Traded Fund Services Agreement for Administrative Support Services • August 27th, 2013 • Huntington Strategy Shares
THIS AMENDMENT TO THE HUNTINGTON STRATEGY SHARES EXCHANGE-TRADED FUND SERVICES AGREEMENT FOR ADMINISTRATIVE SUPPORT SERVICES (“Amendment”) dated as of May 15, 2011, by and between The Huntington Strategy Shares (the “Trust”) and Huntington Asset Services, Inc. (“HASI”).
Huntington Strategy Shares AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • June 1st, 2012 • Huntington Strategy Shares • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 2012 (the “Effective Date”) by and between (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of the Company (as defined herein), and is subject to acceptance by Citibank, N.A. (the “Custodian”) in its capacity as custodian of the Company. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
MANAGEMENT AGREEMENTManagement Agreement • February 19th, 2021 • Strategy Shares • New York
Strategy Shares (the “Trust”) has been organized to engage in the business of an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
EXPENSE LIMITATION AGREEMENT STRATEGY SHARESExpense Limitation Agreement • August 10th, 2016 • Strategy Shares
EXPENSE LIMITATION AGREEMENT, by and between Rational Advisors, Inc. (the “Adviser”), formerly known as Huntington Asset Advisors, Inc., and Strategy Shares (the “Trust”), formerly known as Huntington Strategy Shares, dated May 26, 2016, on behalf of each series of the Trust listed on Exhibit A (each a “Fund” and together the “Funds”).
MANAGEMENT AGREEMENTManagement Agreement • January 7th, 2022 • Strategy Shares
Amendment to services agreementServices Agreement • December 13th, 2024 • Strategy Shares
This AMENDMENT (“Amendment”) is made as of December 12, 2024, by and among Strategy Shares (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider”), to that certain Services Agreement dated January 1, 2016, between the Client and Service Provider (the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement, except as noted below.
LETTER AGREEMENT Huntington Asset Advisors, Inc.Fee Waiver and Expense Reimbursement Agreement • June 1st, 2012 • Huntington Strategy Shares
Huntington Asset Advisors, Inc. (the “Advisor”) agrees to contractually waive all or a portion of its investment advisory fee (based on average daily net assets) which it is otherwise entitled to receive from the Trust series listed below (the “Funds”) and/or to reimburse certain operating expenses of the Funds in order to limit each Fund’s total annual operating expenses after fee waivers/expense reimbursement (excluding interest, taxes, brokerage commissions, acquired fund fees and expenses, and extraordinary expenses) to not more than 0.95% of the Fund’s average daily net assets (“Expense Cap”), for the period starting on each Fund’s commencement of operations through September 30, 2013.
AMENDMENT TO SERVICES AGREEMENTServices Agreement • December 9th, 2016 • Strategy Shares
THIS AMENDMENT made effective as of December 1, 2016 (“Amendment”) to that certain Services Agreement dated January 1, 2016 (as amended and in effect as of the date hereof, the “Agreement”), among Strategy Shares (the “Client”), on the one hand, and Citi Fund Service Ohio, Inc. (“CFSO”) and Citibank, N.A. (“Citibank” and, together with CFSO, the “Service Provider”), on the other hand. All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement.
SEVENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 13th, 2021 • Strategy Shares • Delaware
This sixth amendment (the “Amendment”) to the ETF Distribution Agreement dated as of May 31, 2017 (the “Agreement”), by and between Strategy Shares (the “Trust”), and Foreside Fund Services, LLC (the “Distributor”), is effective as of December 10, 2021 (the “Effective Date”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 21st, 2016 • Strategy Shares • Delaware
This First Amendment (the “Amendment”) to the ETF Distribution Agreement dated as of May 1, 2016 (the “Agreement”), by and between Strategy Shares (the “Trust”), and Foreside Fund Services, LLC (the “Distributor”), is hereby effective as of September 16, 2016 (the “Effective Date”).
STRATEGY SHARES AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 26th, 2016 • Strategy Shares • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [Participant] (the “Participant”) and is subject to acceptance by Citibank N.A. (the “Index Receipt Agent”) as custodian and index receipt agent for Strategy Shares (the “Trust”).
AMENDMENT TO the Custodial and Agency Services AGREEMENTCustodial and Agency Services Agreement • September 27th, 2021 • Strategy Shares
This Amendment is made to the Custodial and Agency Services Agreement dated April 23, 2012 (“Agreement”) between Citibank, N.A. (“Custodian”) and Strategy Shares (“Client”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement, except as noted below. This Amendment shall be effective as of September 1, 2021.
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • August 26th, 2024 • Strategy Shares
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • June 22nd, 2022 • Strategy Shares
THIS AGREEMENT, dated as of __________, 2021, between Strategy Shares (the “Fund Trust”), on behalf of each series (severally and not jointly) of the Fund Trust listed on Schedule A (each an “Acquiring Fund” together the “Acquiring Funds”), and the ____ Trust (the “ETF Trust”), on behalf of each series (severally and not jointly) of the ETF Trust listed on Schedule A (each an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), listed on Schedule A.
Amendment to services agreementServices Agreement • December 28th, 2021 • Strategy Shares
This AMENDMENT (“Amendment”) is made as of December 10, 2021, by and among Strategy Shares (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider”), to that certain Services Agreement dated January 1, 2016, between the Client and Service Provider (the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement, except as noted below.
AMENDMENT TO THE CUSTODIAL AND AGENCY SERVICES AGREEMENTCustodial and Agency Services Agreement • August 26th, 2024 • Strategy Shares
(“Agreement”) between Citibank, N.A. (“Custodian”) and Strategy Shares (“Client”). All capitalized terms used but not defined herein shall have the meaning given to them in the Agreement, except as noted below. This Amendment shall be effective as of March 26, 2024.
EXPENSE LIMITATION AGREEMENT STRATEGY SHARESExpense Limitation Agreement • August 28th, 2019 • Strategy Shares
EXPENSE LIMITATION AGREEMENT, by and between Rational Advisors, Inc. (the "Adviser") and Strategy Shares (the "Trust") on behalf of each series of the Trust listed on Exhibit A (each a "Fund" and together the "Funds").
ETF Distribution AgreementEtf Distribution Agreement • December 28th, 2021 • Strategy Shares
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and Strategy Shares (the “Fund Company”).
AMENDMENT TO CUSTODIAL AND AGENCY SERVICES AGREEMENTCustodial and Agency Services Agreement • August 27th, 2013 • Huntington Strategy Shares
AMENDMENT made as of the 14th day of May, 2013, by and among Huntington Strategy Shares (the “Trust”) and Citibank, N.A. acting through its offices located in New York (“Citi”), to that certain Custodial and Agency Services Agreement, dated as of April 23, 2012, between the Trust and Citi (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
MANAGEMENT AGREEMENT Rational Advisors, Inc. Exhibit AManagement Agreement • December 13th, 2021 • Strategy Shares
