FORM OF CUSTODY AGREEMENTCustody Agreement • October 25th, 2021 • Volt ETF Trust • New York
THIS AGREEMENT is made and entered into as of this 3rd day of August, 2021, by and between VOLT ETF TRUST, a Delaware statutory trust having its principal place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”), and CLEAR STREET LLC, a Delaware limited liability company and a broker- dealer regulated under the Securities and Exchange Act of 1934, as amended (the “1934 Act”) (the “Custodian”).
CUSTODY AGREEMENT Dated September 9, 2011 Between UMB BANK, N.A. and HANNA INVESTMENT TRUST On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its Role As Payor Per Section 11Custody Agreement • November 23rd, 2011 • Hanna Investment Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), the Hanna Investment Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 11th, 2014 • Vertical Capital Investors Trust • Delaware
This Investment Advisory Agreement ("Agreement") is made and entered into effective as of January 30, 2014 by and between Vertical Capital Asset Management, LLC., a Delaware limited liability company (the "Advisor"), and the Vertical Capital Investors Trust (the "Trust"), a Delaware statutory trust, on behalf of the Vertical Capital Lido Managed Volatility Fund (the "Fund"), a series of the Trust.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 25th, 2021 • Volt ETF Trust • North Carolina
This ETF Distribution Agreement (the “Agreement’) is effective the 3rd day of August 2021 between VOLT ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a “Fund” and collectively the “Funds”), and CAPITAL INVESTMENT GROUP, INC, a North Carolina corporation (the “Distributor”).
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • September 12th, 2016 • Leeward Investment Trust • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT ("Agreement") is made and entered into as of August 18, 2016 by and between the LEEWARD INVESTMENT TRUST, a Delaware statutory trust ("Trust"), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company ("Transfer Agent").
DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This Agreement, dated May 24, 2011 between Hanna Investment Trust, a statutory trust organized under the laws of the State of Delaware (the "Trust") and Capital Investment Group, Inc., a North Carolina corporation (the "Distributor").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 29th, 2016 • Leeward Investment Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") is made and entered into as of this 23rd day of October, 2015, by and between LEEWARD INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and OBP CAPITAL, LLC, a Delaware Limited Liability Company (the "Adviser"), located at 116 S Franklin Street, Rocky Mount, NC 27802 on behalf of the Oakhurst Defined Risk Fund series (such series, together with all other series subsequently established by the Trust and made subject to this Agreement in accordance with the terms contained below, being herein referred to as a "Fund," and collectively as the "Funds.").
FORM OF FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTService Agreement • October 25th, 2021 • Volt ETF Trust • North Carolina
THIS AGREEMENT is made and entered into as of this 3rd day of August 2021, by and between VOLT ETF TRUST, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”) and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Administrator”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: January 30, 2014Fund Accounting and Administration Agreement • May 14th, 2014 • Vertical Capital Investors Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between Vertical Capital Investors Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
CUSTODY AGREEMENT Dated September 9, 2011 Amended December 10, 2014 Between UMB BANK, N.A. and VERTICAL CAPITAL INVESTORS TRUST (Formerly Known as Hanna Investment Trust) On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its...Custody Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), the Vertical Capital Investors Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds"), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 14th, 2014 • Vertical Capital Investors Trust
This Expense Limitation Agreement (“Expense Limitation Agreement”) is made and entered into effective as January 30, 2014 by and between the Vertical Capital Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of its series portfolio, the Vertical Capital Innovations MLP Fund (the “Fund”), and Vertical Capital Asset Management, LLC, a Delaware limited liability company (the “Advisor”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 11th, 2014 • Vertical Capital Investors Trust
This Expense Limitation Agreement ("Expense Limitation Agreement") is made and entered into effective as January 30, 2014 by and between the Vertical Capital Investors Trust, a Delaware statutory trust (the "Trust"), on behalf of its series portfolio, the Vertical Capital Lido Managed Volatility Fund (the "Fund"), and Vertical Capital Asset Management, LLC, a Delaware limited liability company (the "Advisor").
FORM OF FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: January 30, 2014Fund Accounting and Administration Agreement • February 10th, 2014 • Hanna Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between Vertical Capital Investors Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
Fund Accounting And Administration Agreement Dated: June 6, 2011Fund Accounting and Administration Agreement • November 23rd, 2011 • Hanna Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Hanna Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • October 1st, 2021 • Volt ETF Trust • North Carolina
THIS AGREEMENT is made and entered into this 29th day of September 2021 (the “Effective Date”) by and between THE NOTTINGHAM COMPANY, a North Carolina corporation, (“TNC”), and VOLT ETF TRUST, a Delaware statutory trust, (“Trust”), on behalf of each of its series included in Appendix A.
AMENDED AGREEMENT AND DECLARATION OF TRUST of Volt ETF Trust a Delaware Statutory TrustVolt ETF Trust • October 25th, 2021 • Delaware
AMENDED AGREEMENT AND DECLARATION OF TRUST made this 3rd day of August 2021, by the Trustees hereunder, and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided. This Amended Agreement and Declaration of Trust shall be effective upon the date set forth above.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 10th, 2014 • Hanna Investment Trust • Delaware
This Investment Sub-advisory Agreement (“Agreement”) is made and entered into as of January 30, 2014 by and between Vertical Capital Asset Management, LLC, a Delaware limited liability company (“Advisor”) and Lido Advisors, LLC a California limited liability company (“Sub-Advisor”).
FORM OF FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTService Agreement • October 1st, 2021 • Volt ETF Trust • North Carolina
THIS AGREEMENT is made and entered into as of this 3rd day of August 2021, by and between VOLT ETF TRUST, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”) and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Administrator”).
FORM OF SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • February 10th, 2014 • Hanna Investment Trust
INVESTMENT ADVISORY AGREEMENT between LEEWARD INVESTMENT TRUST and CHANDLER ASSET MANAGEMENT, INC.Investment Advisory Agreement • September 12th, 2016 • Leeward Investment Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") is made and entered into as of this 18th day of August, 2016, by and between LEEWARD INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and CHANDLER ASSET MANAGEMENT, INC., a California corporation (the "Adviser"), located at 6225 Lusk Boulevard, San Diego, CA 92121 on behalf of the Ultra Short Government Fund and Ultra Short Prime Fund (such series, together with all other series subsequently established by the Trust and made subject to this Agreement in accordance with the terms contained below, being herein referred to as a "Fund," and collectively as the "Funds.").
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 27th, 2017 • Leeward Investment Trust • California
This Agreement is made and entered into this 19th day of September, 2017, by and between The Leeward Investment Trust_("Client"), a Delaware Statutory Trust having its principal offices at 116 S Franklin Street, Rocky Mount, NC 27802, and Western Asset Management Company ("Investment Manager"), a California corporation presently having its principal offices at 385 East Colorado Boulevard, Pasadena, California 91101.
SUBSCRIPTION AGREEMENT BETWEENSubscription Agreement • May 14th, 2014 • Vertical Capital Investors Trust
David W. Ford (the “Purchaser”) subscribes to purchase a beneficial interest (“Interest”) of the Vertical Capital Innovations MLP Energy Fund (“Fund”), a series of Starboard Investment Trust, in the amount of $5,000.00 for 500 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $5,000.00.
SCHEDULE 1Leeward Investment Trust • March 29th, 2016
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 29th, 2016 • Leeward Investment Trust • Delaware
This Investment Sub-advisory Agreement ("Agreement"') is made and entered into as of October 23, 2015 by and among Leeward Investment Trust, a Delaware Statutory Trust ("Trust"), OBP Capital, LLC, a Delaware Limited Liability Company ("Advisor'') and Lido Advisors, LLC, a California Limited Liability Company ("Sub- Advisor").
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • October 1st, 2021 • Volt ETF Trust • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (the “Agreement”) is made and entered into as of August 3, 2021, by and between VOLT ETF TRUST, a Delaware statutory trust (the "Trust"), on behalf of the funds listed on Schedule 1 (the “Funds”) and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company (“Transfer Agent”).
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • March 30th, 2015 • Vertical Capital Investors Trust
David W. and Tandy R. Ford (the "Purchaser") subscribe to purchase a beneficial interest ("Interest") of the Vertical Capital Innovations MLP Energy Fund ("Fund"), a series of Vertical Capital Investors Trust, in the amount of $5,000.00 for 500 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $5,000.00.
APPENDIX B CUSTODY AGREEMENT Updated: March 15, 2016Custody Agreement • March 29th, 2016 • Leeward Investment Trust
The following open-end registered management companies ("Funds") are hereby made parties to the Custody Agreement amended December 10, 2014, with UMB Bank, n.a. ("Custodian") and Leeward Investment Trust (formerly known as the Vertical Capital Investors Trust), and agree to be bound by all the terms and conditions contained in said Agreement:
Paladin Long Short Fund Operating PlanOperating Plan • November 23rd, 2011 • Hanna Investment Trust
This Operating Plan, effective commencing June 6, 2011 is entered into by and between Hanna Capital, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Paladin Long Short Fund (“Fund”), a series of the Hanna Investment Trust (“Trust”), a Delaware statutory trust.
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • March 30th, 2015 • Vertical Capital Investors Trust
David W. and Tandy R. Ford (the "Purchaser") subscribe to purchase a beneficial interest ("Interest") of the Vertical Capital Defined Risk Fund ("Fund"), a series of Vertical Capital Investors Trust, in the amount of $5,000.00 for 500 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $5,000.00.
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORS PALADIN LONG SHORT FUND A Series Of Hanna Investment Trust LETTER OF INVESTMENT INTENTSubscription Agreement • November 23rd, 2011 • Hanna Investment Trust
Sanford Michael Salzinger (the “Purchaser”) hereby subscribes to purchase a beneficial interest (“Interest”) of the Paladin Long Short Fund, a series of Hanna Investment Trust, in the amount of $100,000.00 for 10,000.00 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.00.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2015 • Vertical Capital Investors Trust
This Expense Limitation Agreement ("Expense Limitation Agreement") is made and entered into effective as January 30, 2014 by and between the Vertical Capital Investors Trust, a Delaware statutory trust (the "Trust"), on behalf of its series portfolio, the Vertical Capital Innovations MLP Fund (the "Fund"), and Vertical Capital Asset Management, LLC, a Delaware limited liability company (the "Advisor").
EXPENSE LIMITATION AGREEMENT between LEEWARD INVESTMENT TRUST and CHANDLER ASSET MANAGEMENT, INC. and THE NOTTINGHAM COMPANY and NOTTINGHAM SHAREHOLDER SERVICESExpense Limitation Agreement • September 12th, 2016 • Leeward Investment Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 1st, 2021 • Volt ETF Trust • North Carolina
THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”) is made and entered into as of the 3rd day of August 2021, by and between VOLT ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, Volt Crypto Industry Revolution and Tech ETF (the “Fund”), and VOLT EQUITY, LLC, a Delaware limited liability company (the “Advisor”), located at 2193 Fillmore Street, San Francisco, California 94115.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 14th, 2014 • Vertical Capital Investors Trust • Delaware
This Investment Sub-advisory Agreement (“Agreement”) is made and entered into as of January 30, 2014 by and between Vertical Capital Asset Management, LLC, a Delaware limited liability company (“Advisor”) and Capital Innovations, LLC a Delaware limited liability company (“Sub-Advisor”).
Paladin Long Short Fund Operating PlanOperating Plan • June 9th, 2011 • Hanna Investment Trust
This Operating Plan, effective commencing June 6, 2011 is entered into by and between Hanna Capital, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Paladin Long Short Fund (“Fund”), a series of the Hanna Investment Trust (“Trust”), a Delaware statutory trust.
