CUSTODY AGREEMENT dated as of October ___, 2012 by and between GARRISON CAPITAL INC. (“Company”) and Deutsche Bank Trust Company Americas (“Custodian”)Custody Agreement • October 4th, 2012 • Garrison Capital LLC • New York
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of October ___, 2012 and is by and between Garrison Capital Inc. (and any successor or permitted assign), a non-diversified, closed-end management investment company that has elected to do business as a business development company organized under the laws of the State of Delaware, having its principal place of business at 1350 Avenue of the Americas, New York, New York 10019, and Deutsche Bank Trust Company Americas (or any successor or permitted assign acting as custodian hereunder, the “Custodian”), a New York banking corporation having a place of business at 1761 East St. Andrew Place, Santa Ana, California 92705.
COLLATERAL MANAGEMENT AGREEMENT dated as of September 29, 2016 by and between GARRISON FUNDING 2016-2 LTD. as Issuer and GARRISON CAPITAL INC. as Collateral ManagerCollateral Management Agreement • October 3rd, 2016 • Garrison Capital Inc. • New York
This Collateral Management Agreement (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of September 29, 2016, is entered into by and between Garrison Funding 2016-2 Ltd., an exempted company incorporated with limited liability under the laws of the Cayman Islands (together with successors and assigns permitted hereunder, the “Issuer”), and Garrison Capital Inc., a Delaware corporation (together with its successors and permitted assigns, the “Collateral Manager”).
INDENTURE by and among GARRISON FUNDING 2013-2 Ltd. Issuer Garrison Funding 2013-2 LLC Co-Issuer and DEUTSCHE BANK TRUST COMPANY AMERICAS Trustee Dated as of September 25, 2013Indenture • September 30th, 2013 • Garrison Capital Inc. • New York
INDENTURE, dated as of September 25, 2013, among GARRISON FUNDING 2013-2 LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands (the "Issuer"), GARRISON FUNDING 2013-2 LLC, a limited liability company organized under the laws of the State of Delaware (the "Co-Issuer," and together with the Issuer, the "Co-Issuers"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the "Trustee").
SIXTH AMENDED AND RESTATED INVESTMENT ADVISORY aGREEMENT by and BETWEEN Garrison capital Inc. AND garrison capital advisers LLCInvestment Advisory Agreement • May 7th, 2019 • Garrison Capital Inc. • New York
This Sixth Amended and Restated Investment Advisory Agreement (this “Agreement”) by and between GARRISON CAPITAL INC., a Delaware corporation (the “Corporation”), and GARRISON CAPITAL ADVISERS LLC, a Delaware limited liability company (the “Adviser”), is made the 6th day of May 2019 and effective as of the 1st day of January 2019.
ADMINISTRATION AGREEMENTAdministration Agreement • February 26th, 2013 • Garrison Capital Inc. • New York
AGREEMENT (this “Agreement”) made as of this 9th day of October, 2012, by and between Garrison Capital Inc., a Delaware corporation (hereinafter referred to as the “Company”), and Garrison Capital Administrator LLC, a Delaware limited liability company (the “Administrator”).
WARRANT AGREEMENT BY AND BETWEEN GARRISON CAPITAL INC. ANDWarrant Agreement • April 3rd, 2014 • Garrison Capital Inc. • New York
Agreement made as of , between GARRISON CAPITAL INC., a Delaware corporation, with offices at 1290 Avenue of the Americas, Suite 914, New York, New York 10104 (“Company”), and , a corporation, with offices at (“Warrant Agent”).
SUBSCRIPTION AGENT AGREEMENT By AND BETWEEN GARRISON CAPITAL INC. andSubscription Agent Agreement • April 3rd, 2014 • Garrison Capital Inc. • New York
This Subscription Rights Agreement (the “Agreement”) is made as of between Garrison Capital Inc., a Delaware corporation (the “Company”), and (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333- , filed by the Company with the Securities and Exchange Commission on , 2014, as amended by any amendment filed with respect thereto (the “Registration Statement”) and any prospectus supplement (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
GARRISON CAPITAL INC. (a Delaware corporation) 809,990 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2015 • Garrison Capital Inc. • New York
INDENTURE by and between GARRISON FUNDING 2010-1 LLC Issuer and DEUTSCHE BANK TRUST COMPANY AMERICAS Trustee Dated as of November 5, 2010Indenture • March 23rd, 2011 • Garrison Capital LLC • New York
INDENTURE, dated as of November 5, 2010, between Garrison Funding 2010-1 LLC, a limited liability company organized under the laws of the State of Delaware (the “Issuer”) and Deutsche Bank Trust Company Americas, as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the “Trustee”).
GARRISON CAPITAL INC. (Issuer) and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (Trustee) Indenture Dates as of , Providing for the Issuance of Debt SecuritiesIndenture • April 3rd, 2014 • Garrison Capital Inc. • New York
INDENTURE, dated as of , , between Garrison Capital Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC as Trustee (as trustee in such capacity and not in its individual capacity, the “Trustee”).
AMENDMENT NO. 1 TO CLASS A-1R NOTE PURCHASE AGREEMENTClass a-1r Note Purchase Agreement • October 23rd, 2018 • Garrison Capital Inc. • New York
CLASS A-1R NOTE PURCHASE AGREEMENT (as amended, restated, supplemented or modified from time to time, this "Agreement") dated as of September 29, 2016, among:
SUBSCRIPTION AGREEMENT GARRISON CAPITAL INC.Subscription Agreement • October 1st, 2012 • Garrison Capital LLC • Delaware
AGREEMENT AND PLAN OF MERGER by and among PORTMAN RIDGE FINANCE CORPORATION, CITADEL ACQUISITION SUB INC., GARRISON CAPITAL INC. and, SOLELY FOR THE LIMITED PURPOSES SET FORTH HEREIN, SIERRA CREST INVESTMENT MANAGEMENT LLC Dated as of June 24, 2020Merger Agreement • June 25th, 2020 • Garrison Capital Inc. • Delaware
AGREEMENT AND PLAN OF MERGER, dated as of June 24, 2020 (this “Agreement”), by and among Garrison Capital Inc., a Delaware corporation (the “Company”), Portman Ridge Finance Corporation, a Delaware corporation (“Parent”), Citadel Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and, solely for the purposes of Section 2.2, the Sections listed in the preamble to Article IV, Section 5.19 and Article IX, Sierra Crest Investment Management LLC, a Delaware limited liability company (the “Investment Adviser”).
PURCHASE AND CONTRIBUTION AGREEMENT Dated as of May 21, 2012 Between GARRISON FUNDING 2012-1 LLC as Buyer and GARRISON FUNDING 2012-1 MANAGER LLC as SellerPurchase and Contribution Agreement • June 12th, 2012 • Garrison Capital LLC • New York
PURCHASE AND CONTRIBUTION AGREEMENT, dated as of May 21, 2012 by and between garrison funding 2012-1 manager llc, a Delaware limited liability company, as seller (the “Seller”), and GARRISON FUNDING 2012-1 LLC, a Delaware limited liability company, as buyer (the “Buyer”).
Sub-collateral management AGREEMENT BETWEEN Garrison Capital Inc. AND Garrison capital AdviserS LLCSub-Collateral Management Agreement • October 3rd, 2016 • Garrison Capital Inc. • New York
This Agreement made this 29th day of September, 2016 (this “Agreement”), by and between Garrison Capital Inc., a Delaware corporation (the “Collateral Manager”), and Garrison Capital Advisers LLC, a Delaware limited liability company (the “Sub-Collateral Manager”).
ContractJoint Fidelity Bond Agreement • November 20th, 2012 • Garrison Capital Inc. • New York
AMENDMENT NO. 2Credit Agreement • October 1st, 2012 • Garrison Capital LLC • New York
AMENDMENT NO. 2 (this "Amendment") dated as of August 6, 2012 to the Credit Agreement dated as of May 21, 2012 (as amended, restated, supplemented or otherwise modified from time to time, the "Credit Agreement"), among GARRISON FUNDING 2012-1 LLC, a limited liability company organized under the law of the State of Delaware, as borrower (the "Borrower"), VERSAILLES ASSETS LLC, as Class A-R Lender, Class A-T Lender and Swingline Lender (the "Lender"), NATIXIS, NEW YORK BRANCH, as administrative agent (in such capacity, the "Administrative Agent"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, as collateral agent and custodian (in such capacity, the "Collateral Agent").
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • March 23rd, 2011 • Garrison Capital LLC • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of December 17, 2010 (the “Effective Date”), by and between Garrison Investment Group LP, a Delaware limited partnership (“Licensor”), and Garrison Capital LLC, a Delaware limited liability company (“Licensee”) (each a “party,” and collectively, the “parties”).
FIRST AMENDMENT TO THE COLLATERAL MANAGEMENT AGREEMENTCollateral Management Agreement • October 23rd, 2018 • Garrison Capital Inc. • New York
FIRST AMENDMENT TO THE COLLATERAL MANAGEMENT AGREEMENT, dated as of October 18, 2018 (this “Amendment”), by and between Garrison Funding 2018-2 Ltd. (formerly Garrison Funding 2016-2 Ltd.) (the “Issuer”) and Garrison Capital Inc. (in such capacity, the “Collateral Manager”).
Sub-collateral management AGREEMENT BETWEEN Garrison FUNDING 2013-2 MANAGER LLC AND Garrison capital AdviserS LLCSub-Collateral Management Agreement • September 30th, 2013 • Garrison Capital Inc. • New York
This Agreement made this 25th day of September, 2013 (this “Agreement”), by and between Garrison Funding 2013-2 Manager LLC, a Delaware limited liability company (the “Collateral Manager”), and Garrison Capital Advisers LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT OF GARRISON CAPITAL LLC A Delaware Limited Liability Company Dated as of December 17, 2010Limited Liability Company Operating Agreement • March 23rd, 2011 • Garrison Capital LLC • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT (this “Agreement”) of GARRISON CAPITAL LLC (the “Company”) dated as of December 17, 2010 is entered into by and among the Company, the Managing Member, the Investment Adviser and each of the other Persons (as defined below) executing this Agreement (the “Existing Members”) and those other Persons who become Members (as defined below) of the Company from time to time, as hereinafter provided. This Agreement amends and restates the Limited Liability Company Agreement of the Company dated as of November 29, 2010.
AGREEMENT FOR COMMITMENT INCREASE June 5, 2013Commitment Increase Agreement • June 6th, 2013 • Garrison Capital Inc. • New York
Reference is made to the Credit Agreement dated as of May 21, 2012 (as amended, modified or supplemented from time to time, the "Credit Agreement") among Garrison Funding 2012-1 LLC (the "Borrower"), the Lenders party thereto, Natixis, New York Branch, as Administrative Agent and Arranger (the "Administrative Agent"), and Deutsche Bank Trust Company Americas, as Collateral Agent and Custodian. Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.
CREDIT AGREEMENT dated as of May 21, 2012 among Garrison Funding 2012-1 LLC, as Borrower, the Lenders Referred to Herein, Natixis, New York Branch, as Administrative Agent and Arranger, and Deutsche Bank Trust Company Americas, as Collateral Agent and...Credit Agreement • June 12th, 2012 • Garrison Capital LLC • New York
AMENDMENT NO. 1Credit Agreement • October 1st, 2012 • Garrison Capital LLC • New York
AMENDMENT NO. 1 (this "Amendment") dated as of June 18, 2012 to the Credit Agreement dated as of May 21, 2012 (the "Credit Agreement"), among GARRISON FUNDING 2012-1 LLC, a limited liability company organized under the law of the State of Delaware, as borrower (the "Borrower"), VERSAILLES ASSETS LLC, as Class A-R Lender, Class A-T Lender and Swingline Lender (the "Lender"), NATIXIS, NEW YORK BRANCH, as administrative agent (in such capacity, the "Administrative Agent"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, as collateral agent and custodian (in such capacity, the "Collateral Agent").
CLASS A-1T NOTE PURCHASE AGREEMENT dated as of September 25, 2013 by and among GARRISON FUNDING 2013-2 Ltd., as Issuer, GARRISON FUNDING 2013-2 LLC, as Co- Issuer, and CAPITAL ONE, NATIONAL ASSOCIATION, as PurchaserClass a-1t Note Purchase Agreement • September 30th, 2013 • Garrison Capital Inc. • New York
CLASS A-1T NOTE PURCHASE AGREEMENT (as amended, restated, supplemented or modified from time to time, this "Agreement") dated as of September 25, 2013, among:
MASTER PARTICIPATION AGREEMENTMaster Participation Agreement • June 12th, 2012 • Garrison Capital LLC • New York
THIS MASTER PARTICIPATION AGREEMENT, dated as of May 21, 2012 (together with any amendments or modifications from time to time hereto, this “Agreement”), is made by and between Garrison Funding 2010-1 LLC, a Delaware limited liability company (“Grantor”), and Garrison Funding 2012-1 LLC, a Delaware limited liability company (together with its successors and assigns, “Participant”).
THIS SUPPLEMENTAL INDENTURE, dated as of October 18, 2018 (the "Refinancing Date") (the "Supplemental Indenture"), among Garrison Funding 2018-2 Ltd. (formerly known as Garrison Funding 2016-2 Ltd.), an exempted company incorporated with limited...Supplemental Indenture • October 23rd, 2018 • Garrison Capital Inc. • New York
INDENTURE, dated as of September 29, 2016, among GARRISON FUNDING 20162018-2 LTD. (formerly known as Garrison Funding 2016-2 Ltd.), an exempted company incorporated with limited liability under the laws of the Cayman Islands (the "Issuer"), GARRISON FUNDING 2018-2 LLC (formerly known as Garrison Funding 2016-2 LLC), a limited liability company organized under the laws of the State of Delaware (the "Co-Issuer," and together with the Issuer, the "Co-Issuers"), and DEUTSCHE BANK TRUST COMPANY AMERICAS, as trustee (herein, together with its permitted successors and assigns in the trusts hereunder, the "Trustee").
