ADMINISTRATION AGREEMENTAdministration Agreement • June 29th, 2011 • Crescent Capital Finance Group, Inc. • New York
AGREEMENT (this “Agreement”) made as of this [ ] day of [ ], 2011, by and between Crescent Capital Finance Group, Inc., a Delaware corporation (hereinafter referred to as the “Company”), and Crescent Capital Administration, LLC, a Delaware limited liability company (the “Administrator”).
CUSTODY AGREEMENTCustody Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
This CUSTODY AGREEMENT (“Agreement”), dated as of [ ] is by and between CRESCENT CAPITAL FINANCE GROUP, INC., a Delaware corporation with offices at 111000 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025 (the “Fund”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
SUBSCRIPTION AGREEMENT CRESCENT CAPITAL FINANCE GROUP, INC.Subscription Agreement • June 29th, 2011 • Crescent Capital Finance Group, Inc. • Delaware
Transfer Agency and Service Agreement Between Crescent Capital Finance Group, Inc. and Computershare Trust Company, N.A. and Computershare Inc.Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
AGREEMENT effective as of the day of , 2012 by and between Crescent Capital Finance Group, Inc., a Delaware corporation, having its principal office and place of business at 11100 Santa Monica Boulevard, Suite 2000, Los Angeles, California 90025 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).
INVESTMENT ADVISORY AGREEMENT BETWEEN CRESCENT CAPITAL FINANCE GROUP, INC. AND CCFG ADVISORS, LLCInvestment Advisory Agreement • June 29th, 2011 • Crescent Capital Finance Group, Inc. • New York
Investment Advisory Agreement made this [ ] day of [ ], 2011 (this “Agreement”), by and between CRESCENT CAPITAL FINANCE GROUP, INC., a Delaware corporation (the “Company”), and CCFG ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • June 29th, 2011 • Crescent Capital Finance Group, Inc. • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [ ], 2011 (the “Effective Date”), by and between Crescent Capital Group LP, a Delaware limited partnership (“Licensor”), and Crescent Capital Finance Group, Inc., a Delaware corporation (“Licensee”) (each a “party,” and collectively, the “parties”).
CRESCENT CAPITAL FINANCE GROUP, INC. [ ] Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 2nd, 2012 • Crescent Capital Finance Group, Inc. • New York
Letterhead of Crescent Capital Finance Group, Inc.]Crescent Capital Finance Group, Inc. • June 29th, 2011
In connection with your agreement to pay to the underwriters $2,000,000 (or up to $[ ] upon exercise by the underwriters in full of their overallotment option in connection with the IPO, as defined below) of the sales load (the “Sales Load Amount”) in connection with the initial public offering of common stock (the “IPO”) of Crescent Capital Finance Group, Inc. (“CCFG”), and subject to the closing of such IPO, we hereby agree as follows:
Seller] c/o TCW Asset Management Company Los Angeles, CA 90017 Re: Purchase of High Yield and Bank Debt Assets Ladies and Gentlemen:Letter Agreement • July 22nd, 2011 • Crescent Capital Finance Group, Inc. • New York
This letter agreement (this “Agreement”) will confirm that, subject to the terms and conditions contained herein, , a limited liability company organized under the laws of the State of Delaware (the “Seller”), agrees to sell to Crescent Capital Finance Group, Inc., a Delaware corporation (the “Purchaser”), and the Purchaser agrees to purchase from the Seller, all of the Seller’s right, title and interest (“Seller’s Interest”) in and to the corporate bonds (the “Bonds”) and secured loans (the “Loans”) listed on Exhibit A to this Agreement, as the same may be amended in accordance with the terms of this Agreement (collectively, the “Assets”).
CRESCENT CAPITAL FINANCE GROUP, INC. 11100 Santa Monica Boulevard Suite 2000 Los Angeles, California 90025Crescent Capital Finance Group, Inc. • March 2nd, 2012 • New York
In connection with your agreement to pay to the underwriters all of the sales load of $7.5 million (or up to $8.6 million upon exercise by the underwriters in full of their overallotment option) in connection with the initial public offering of common stock (the “IPO”) of Crescent Capital Finance Group, Inc. (“CCFG”), and subject to the closing of such IPO, CCFG hereby agrees to pay you up to $6 million (the “Reimbursement Amount”) in two equal installments of $3.0 million (each, an “Installment Amount”) as follows:
