DISTRIBUTION AGREEMENTDistribution Agreement • September 15th, 2011 • Drexel Hamilton Mutual Funds • Colorado
THIS AGREEMENT is made as of June 28, 2011, between Drexel Hamilton Mutual Funds, a Delaware statutory trust, (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2019 • Centre Funds • Colorado
THIS AGREEMENT is made as of April 16, 2018, between Centre Funds, a Delaware statutory trust, (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 17th, 2014 • Centre Funds • Colorado
THIS AGREEMENT is made as of January 20, 2014, between Centre Funds, formerly known as Drexel Hamilton Mutual Funds, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Agreement amends and restates in its entirety the prior Transfer Agency and Services Agreement entered between the parties on June 28, 2011, as amended.
CENTRE GLOBAL INFRASTRUCTURE FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2024 • Centre Funds • Delaware
This Investment Advisory Agreement (“Agreement”) is made as of the 21st day of March 2023, by and between CENTRE FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series the Centre Global Infrastructure Fund (the “Fund”), and CENTRE ASSET MANAGEMENT, LLC (the “Adviser”), an investment adviser registered with the U.S. Securities and Exchange Commission (the “SEC”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2024 • Centre Funds
This Expense Limitation Agreement (“Agreement”), dated November 17, 2023, is made and entered into by and between Centre Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Centre Global Infrastructure Fund (the “Fund”), and Centre Asset Management, LLC (the “Adviser”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 15th, 2011 • Drexel Hamilton Mutual Funds • Colorado
THIS AGREEMENT is made as of June 28, 2011, between Drexel Hamilton Mutual Funds, organized as a statutory trust under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
DISTRIBUTION AGREEMENTDistribution Agreement • October 21st, 2011 • Drexel Hamilton Mutual Funds • Colorado
Distribution Agreement (the “Agreement”) made this day of , 2011, by and between Drexel Hamilton Mutual Funds, a Delaware statutory trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
Sub-Advisory Agreement between Centre Asset Management, LLC and Hudson Canyon Investment Counselors, LLCSub-Advisory Agreement • November 5th, 2013 • Drexel Hamilton Mutual Funds • Delaware
This sub-advisory agreement (“Sub-Advisory Agreement”), dated as of November 4, 2013, is by and between Centre Asset Management, LLC (the “Adviser”), a New York limited liability company that is registered with the Securities and Exchange Commission (the “SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Hudson Canyon Investment Counselors, LLC (the “Sub-Adviser”), a Delaware limited liability company that is registered with the SEC as an investment adviser under the Advisers Act.
CENTRE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 5th, 2013 • Drexel Hamilton Mutual Funds • Delaware
This Investment Advisory Agreement (“Agreement”) is made as of the 4th day of November, 2013, by and between CENTRE FUNDS, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Schedule A hereto (the “Funds”), and CENTRE ASSET MANAGEMENT, LLC (the “Adviser”), an investment adviser registered with the U.S. Securities and Exchange Commission (the “SEC”).
EXPENSE LIMITATION AGREEMENT DREXEL HAMILTON MUTUAL FUNDSExpense Limitation Agreement • November 16th, 2011 • Drexel Hamilton Mutual Funds
This Agreement is made and entered into effective as of November 14, 2011, by and between Drexel Hamilton Mutual Funds, a Delaware statutory trust (the “Trust”) and Drexel Hamilton Investment Partners, LLC, a Pennsylvania limited liability company (the “Adviser”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping And • September 15th, 2011 • Drexel Hamilton Mutual Funds • Colorado
THIS AGREEMENT is made as of June 28, 2011, between Drexel Hamilton Mutual Funds, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT CENTRE FUNDS Centre Global Infrastructure FundExpense Limitation Agreement • January 28th, 2020 • Centre Funds
This Amended and Restated Expense Limitation Agreement (“Agreement”), dated April 5, 2019, is made and entered into by and between Centre Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Centre Global Infrastructure Fund (the “Fund”), and Centre Asset Management, LLC (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • October 21st, 2011 • Drexel Hamilton Mutual Funds • Delaware
Amendment No. 4 to Distribution AgreementDistribution Agreement • January 28th, 2016 • Centre Funds
This Amendment, dated March 18, 2015 (this “Amendment”), to the Distribution Agreement, dated November 1, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Distributors, Inc. (“ALPS”).
Amendment No. 7 to Distribution AgreementDistribution Agreement • January 27th, 2017 • Centre Funds
This Amendment No. 7, dated December 12, 2016 (this “Amendment”), to the Distribution Agreement, dated November 1, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Distributors, Inc. (“ALPS”).
Amendment No. 6 to Amended and Restated Transfer Agency and Services AgreementAgency and Services Agreement • January 28th, 2019 • Centre Funds
This Amendment No.6, dated August 24, 2018, is made to the Amended and Restated Transfer Agency and Services Agreement, dated January 20, 2014, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 2 to Distribution AgreementDistribution Agreement • November 5th, 2013 • Drexel Hamilton Mutual Funds
This Amendment No. 2 (this “Amendment”), dated October 1, 2012 to the Distribution Agreement (the “Agreement”), dated November 1, 2011, as amended, between Drexel Hamilton Mutual Funds (the “Trust”) and ALPS Distributors, Inc. (“ALPS”).
DREXEL HAMILTON MUTUAL FUNDS INVESTMENT ADVISORY AGREEMENTDrexel Hamilton Mutual Funds • September 15th, 2011 • Drexel Hamilton Mutual Funds • Delaware
AGREEMENT, made the 12th day of July, 2011, between Drexel Hamilton Mutual Funds (the “Trust”) on behalf of each of the Drexel Hamilton Centre American Equity Fund, Drexel Hamilton Centre Global Equity Fund, Drexel Hamilton 8IP Asia Pacific Equity Fund, and Drexel Hamilton FOUR European Equity Fund (each a “Fund” and collectively the “Funds”), and Drexel Hamilton Investment Partners, LLC (the “Adviser”).
Amendment No. 3 to Distribution AgreementDistribution Agreement • January 17th, 2014 • Centre Funds
This Amendment (this “Amendment”), dated January 20, 2014, to the Distribution Agreement (the “Agreement”), dated November 1, 2011, as amended, between Centre Funds, formerly known was Drexel Hamilton Mutual Funds (the “Trust”), and ALPS Distributors, Inc. (“ALPS”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT DREXEL HAMILTON MUTUAL FUNDSExpense Limitation Agreement • December 31st, 2012 • Drexel Hamilton Mutual Funds
This Amended and Restated Expense Limitation Agreement (“Superseding Agreement”), dated as of September 17, 2012, is made and entered into by and between Drexel Hamilton Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Drexel Hamilton Centre American Equity Fund (the “American Equity Fund” or the “Fund”), and Drexel Hamilton Investment Partners, LLC (the “Adviser”).
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • May 30th, 2013 • Drexel Hamilton Mutual Funds
THIS AGREEMENT AND PLAN OF REORGANIZAT'ION AND TERMINATION ("Agreement") is made as of October 9, 2012, among DREXEL HAMILTON MUTUAL FUNDS, a Delaware business trust, with its principal place of business at 45 Rockefeller Plaza, Suite 2000, New York, NY 10111 ("Trust"), on behalf of Drexel Hamilton Centre American Equity Fund, a segregated portfolio of assets ("series") thereof ("Acquiring Fund"), AMERISTOCK MUTUAL FUND, INC., a Maryland corporation, with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, CA 94502 ("Acquired Fund"), and, solely for purposes of paragraphs 3.5, 6 and 7, DREXEL HAMILTON INVESTMENT PARTNERS, LLC, Acquiring Fund's investment adviser ("Acquiring Fund Manager"), with its principal place of business at 45 Rockefeller Plaza, Suite 2000, New York, NY 10111, and, solely for purposes of paragraphs 3.4, 6 and 7, AMERISTOCK CORPORATION, with its principal place of business at 1320 Harbor Bay Parkway, Suite 145, Alameda, CA 94502 ("Acquir
Amended and Restated Chief Compliance Officer Services AgreementCompliance Officer Services Agreement • January 28th, 2019 • Centre Funds
This Amendment No. 5 (this “Amendment”), dated December 12, 2016, to the Amended and Restated Chief Compliance Officer Services Agreement, dated October 1, 2012, as amended (the “Agreement”), between Centre Asset Management LLC (“Client”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 1 to Amended and Restated Chief Compliance Officer Services AgreementServices Agreement • January 28th, 2019 • Centre Funds
This Amendment No. 1 (this “Amendment”), dated January 20, 2014, to the Amended and Restated Chief Compliance Officer Services Agreement (the “Agreement”), dated October 1, 2012, between Centre Funds, formerly known as Drexel Hamilton Mutual Funds (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • January 28th, 2020 • Centre Funds • Colorado
This Report Modernization Addendum (this “Addendum”) dated November 8, 2019 is to the Administration, Bookkeeping and Pricing Services Agreement dated June 28, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”) and Centre Funds (the “Trust”).
Amendment No. 8 to Administration, Bookkeeping and Pricing Services AgreementAnd Pricing Services Agreement • January 27th, 2017 • Centre Funds
This Amendment No. 8, dated December 12, 2016 (this “Amendment”), to the Administration, Bookkeeping and Pricing Services Agreement, dated June 28, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 8 to Amended and Restated Transfer Agency and Services AgreementAgency and Services Agreement • January 28th, 2021 • Centre Funds
This Amendment No. 8, effective November 20, 2020 (the “Effective Date”), is made to the Amended and Restated Transfer Agency and Services Agreement, dated January 20, 2014, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 5 to Distribution AgreementDistribution Agreement • January 28th, 2016 • Centre Funds
This Amendment, dated January 28, 2016 (this “Amendment”), to the Distribution Agreement, dated November 1, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Distributors, Inc. (“ALPS”).
OPERATING EXPENSE LIMITATION AGREEMENT DREXEL HAMILTON MUTUAL FUNDS Drexel Hamilton Multi-Asset Real Return FundOperating Expense Limitation Agreement • November 5th, 2013 • Drexel Hamilton Mutual Funds • Delaware
This Operating Expense Limitation Agreement (“Agreement”), dated as of September 14, 2013, is made and entered into by and between Drexel Hamilton Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of its series, Drexel Hamilton Multi-Asset Real Return Fund (the “Fund”), and Centre Asset Management, LLC (the “Adviser”).
Amendment No. 2 to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • November 5th, 2013 • Drexel Hamilton Mutual Funds
This Amendment No. 2 (this “Amendment”), dated October 1, 2012 to the Transfer Agency and Services Agreement (the “Agreement”), dated June 28, 2011, as amended, between Drexel Hamilton Mutual Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 7 to Administration, Bookkeeping and Pricing Services AgreementPricing Services Agreement • July 20th, 2016 • Centre Funds
This Amendment No. 7, dated July 20, 2016 (this "Amendment"), to the Administration, Bookkeeping and Pricing Services Agreement, dated June 28, 2011, as amended (the "Agreement"), between Centre Funds (the "Trust") and ALPS Fund Services, Inc. ("ALPS").
Amendment No. 3 to Amended and Restated Transfer Agency and Services AgreementAgency and Services Agreement • January 27th, 2017 • Centre Funds
This Amendment No. 3, dated October 26, 2016 (the “Amendment”), is made to the Amended and Restated Transfer Agency and Services Agreement, dated January 20, 2014, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 3 to Amended and Restated Transfer Agency and Services AgreementAgency and Services Agreement • July 20th, 2016 • Centre Funds
This Amendment No. 3, dated July 20, 2016 (the "Amendment"), is made to the Amended and Restated Transfer Agency and Services Agreement, dated January 20, 2014, as amended (the "Agreement"), between Centre Funds (the "Trust") and ALPS Fund Services, Inc. ("ALPS").
Amendment No. 4 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • January 17th, 2014 • Centre Funds
This Amendment No. 4 (this “Amendment”), dated January 20, 2014 to the Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”), dated June 28, 2011, as amended, between Centre Funds, formerly known as Drexel Hamilton Mutual Funds (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment No. 13 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • January 28th, 2021 • Centre Funds
This Amendment No. 13, dated August 21, 2020, is to the Administration, Bookkeeping and Pricing Services Agreement dated June 28, 2011, as amended (the “Agreement”), between Centre Funds (the "Trust") and ALPS Fund Services, Inc. ("ALPS").
OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • August 31st, 2012 • Drexel Hamilton Mutual Funds • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT, dated as of August 29, 2012, is made and entered into by and between Drexel Hamilton Mutual Funds, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust set forth on Schedule A attached hereto, which may be amended from time to time (the "Funds"), and Drexel Hamilton Investment Partners, LLC (the "Adviser").
