PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • October 14th, 2022 • Rivernorth Opportunities Fund, Inc. • Colorado
THIS AGREEMENT is made as of September 30, 2022, between RiverNorth Opportunities Fund, Inc., organized as a Maryland corporation (the “Fund”), RiverNorth Capital Management, LLC, a Delaware limited liability company (“RiverNorth”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
EX-99.(H)(4) 11 d522858dex99h4.htm ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT Exhibit (h)(4) ALPS SERIES TRUST GKE ASIAN OPPORTUNITIES FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 5th, 2020 • Colorado
THIS AGREEMENT is made as of July 30, 2013, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT SALIENT MF TRUST ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • April 29th, 2016 • Salient MF Trust • Colorado
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AGREEMENT is made as of July 27, 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
EX-99.(K)(1) 11 d714181dex99k1.htm FUND ADMINISTRATION AGREEMENT EXECUTION COPY ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 5th, 2020 • Colorado
THIS AGREEMENT is made as of May , 2014, between Griffin Institutional Access Real Estate Fund, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 29th, 2014 • Cornercap Group of Funds /Va/ • Colorado
THIS AGREEMENT is made as of August 15, 2013, between the CornerCap Group of Funds, organized as a business trust under the laws of Massachusetts (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Agreement amends and restates in its entirety the prior Administration, Bookkeeping and Pricing Services Agreement entered between the parties on August 1, 2005.
Exhibit (h)(3) Administration, Bookkeeping and Pricing Services Agreement between Registrant and ALPS Fund Services, Inc.Administration, Bookkeeping and Pricing Services Agreement • February 28th, 2013 • Whitebox Mutual Funds • Delaware
THIS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT (this “Agreement”) is made as of July 20, 2011, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 19th, 2018 • CC Real Estate Income Fund-T2 • Colorado
THIS AGREEMENT is made as of , by and among NorthStar Real Estate Capital Income Master Fund, NorthStar Real Estate Capital Income Fund, NorthStar Real Estate Capital Income Fund-T, each organized as Delaware statutory trusts (the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 25th, 2018 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of September 24, 2018, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
REPORT MODERNIZATION ADDENDUM to Amended and Restated Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
This Report Modernization Addendum (this “Addendum”) dated April 10, 2018 is to the Amended and Restated Administration, Bookkeeping and Pricing Services Agreement dated October 24, 2006, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Global Opportunities Fund, a Delaware statutory trust (the “Trust”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT THIS AGREEMENT is made as of December 18, 2006, between Liberty All-Star Equity Fund, a Massachusetts business trust (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation...Administration, Bookkeeping and Pricing Services Agreement • August 21st, 2007 • Liberty All Star Equity Fund • Colorado
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 20th, 2012 • Blackstone / GSO Strategic Credit Fund • New York
THIS AGREEMENT is made as of , 2012, between Blackstone / GSO Strategic Credit Fund (the “Fund”), a Delaware statutory trust, and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • November 25th, 2015 • Rivernorth Opportunities Fund, Inc. • Colorado
THIS AGREEMENT is made as of , 2015, between RiverNorth Opportunities Fund, Inc. (the “Fund”), a Maryland corporation, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • October 1st, 2018 • XAI Octagon Floating Rate & Alternative Income Term Trust • Delaware
THIS AGREEMENT is made as of September 26, 2017, between XAI Octagon Floating Rate & Alternative Income Term Trust, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 21st, 2009 • Wesmark Funds • Colorado
THIS AGREEMENT is made as of March 21, 2009, between WesMark Funds, an open-end, management investment company organized as a business trust under the laws of the State of Massachusetts (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
Exhibit (h)(4) Amendment No. 2 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • October 31st, 2014 • Whitebox Mutual Funds
This Amendment No. 2 (this “Amendment”), dated February 18, 2014 to the Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”), as of July 20, 2011, between Whitebox Mutual Funds, a statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Amendment supersedes and replaces Amendment No. 1 to the Agreement.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • November 19th, 2020 • Flat Rock Core Income Fund • Colorado
THIS AGREEMENT is made as of November 13, 2020, between FLAT ROCK CORE INCOME FUND, organized as a Delaware statutory trust (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of July 24, 2012, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 2 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • February 28th, 2018 • NorthStar Real Estate Capital Income Fund
This Amendment No. 2 to the Administration, Bookkeeping and Pricing Services Agreement (this “Amendment”), dated and effective November __, 2017 is entered into by and among NorthStar Real Estate Capital Income Master Fund, NorthStar Real Estate Capital Income Fund, NorthStar Real Estate Capital Income Fund-T, NorthStar Real Estate Capital Income Fund-ADV, and NorthStar Real Estate Capital Income Fund-C (the “Funds”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
BEACON FUNDS AMENDMENT NO. 2Administration, Bookkeeping and Pricing Services Agreement • January 28th, 2022 • ALPS Series Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of December 30, 2009 between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust, ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and, solely for purposes of Sections 15(a) and 19 of this Agreement, Vulcan Value Partners, LLC, a Delaware limited liability company (the “Adviser”).
to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • April 30th, 2019 • Griffin Institutional Access Credit Fund • Colorado
This Report Modernization Addendum (this "Addendum") to the Administration, Bookkeeping and Pricing Services Agreement, is dated as of May 1 , 2018 and entered into by and between Griffin Institutional Access Credit Fund, organized as a statutory trust under the laws of Delaware (the "Trust"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
GOEHRING & ROZENCWAJG INVESTMENT FUNDS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 28th, 2017 • Goehring & Rozencwajg Investment Funds • Colorado
THIS AGREEMENT is made as of December 29, 2016, between Goehring & Rozencwajg Investment Funds, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 10th, 2018 • Broadstone Real Estate Access Fund • New York
THIS AGREEMENT is made as of , between Broadstone Real Estate Access Fund, organized as a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of December 16, 2013, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
aMENDMENT NO. 3 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 30th, 2018 • NorthStar Real Estate Capital Income Fund-T
THIS AMENDMENT is made as of May , 2018 (the “Amendment”) by and among NorthStar Real Estate Capital Income Master Fund, NorthStar Real Estate Capital Income Fund, NorthStar Real Estate Capital Income Fund-T, NorthStar Real Estate Capital Income Fund-C, Real Estate Capital Income Fund-ADV, each acting separately and not jointly and severally and each organized as a Delaware statutory trust (collectively the "Funds" and each, a "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • February 26th, 2016 • Clough Funds Trust • Colorado
THIS AGREEMENT is made as of September 30, 2015, between Clough Funds Trust, organized as a statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • June 11th, 2019 • Clough Global Opportunities Fund • Colorado
THIS AGREEMENT is made as of October 24, 2006, between Clough Global Opportunities Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment to Administration, Bookkeeping and Pricing Services Agreement Financial Investors Trust - Emerald FundsAdministration, Bookkeeping and Pricing Services Agreement • December 23rd, 2019 • Financial Investors Trust
This Amendment dated as of November 29, 2019 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDED AND RESTATED ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 27th, 2013 • Arbitrage Funds • Delaware
THIS ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT (this “Agreement”) is made as of August 8th, 2013, between The Arbitrage Funds, organized as a business trust under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT 10Administration, Bookkeeping and Pricing Services Agreement • April 28th, 2023 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
Amendment to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 13, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 10th, 2017 • Financial Investors Trust
This Amendment dated as of January 29, 2016 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated December 29, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust.
Amendment No. 6 to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • April 30th, 2018 • Westcore Trust
This Amendment No. 6, dated February 15, 2018, (the “Effective Date”), to the Administration, Bookkeeping and Pricing Services Agreement (this “Amendment”), by and between Westcore Trust, a Massachusetts business trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), shall be as follows:
