ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • October 13th, 2022 • RiverNorth Specialty Finance Corp • Colorado
THIS AGREEMENT is made as of November 2, 2020, between RiverNorth Specialty Finance Corporation, organized as a Maryland corporation (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • May 21st, 2019 • Clough Global Dividend & Income Fund • Colorado
THIS AGREEMENT is made as of July 27, 2004, between Clough Global Allocation Fund, a Delaware Statutory Trust (the “Fund”), and ALPS Mutual Funds Services, Inc., a Colorado corporation (“ALPS”).
Amendment to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • January 28th, 2016 • Centre Funds
This Amendment, dated March 18, 2015 (this “Amendment”), to the Administration, Bookkeeping and Pricing Services Agreement, dated June 28, 2011, as amended (the “Agreement”), between Centre Funds (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”).
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • October 28th, 2010 • James Advantage Funds
THIS AMENDMENT is made as of July 1, 2010, by and between The James Advantage Funds (the “Trust”), James Investment Research, Inc. (the “Adviser”) and ALPS Fund Services, Inc. (“ALPS”).
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • July 31st, 2015 • Griffin Institutional Access Real Estate Fund
This Amendment dated as of August 7, 2015 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated May 23, 2014 (the “Agreement”), by and between Griffin Institutional Access Real Estate Fund (the “Fund”), organized as a Delaware statutory trust, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
AMENDMENT NO. 3 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 28th, 2022 • ALPS Series Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement effective as of July 1, 2020 (“Amendment Effective Date”):
AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • September 24th, 2013 • ALPS Series Trust
This Amendment dated as of August 6, 2013 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated July 30, 2013 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the GKE Asian Opportunities Fund (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 1st, 2011 • Brown Capital Management Mutual Funds • Colorado
THIS AGREEMENT is made as of August 4, 2011, between Nottingham Investment Trust II_____________., organized as a trust under the laws of the Commonwealth of Massachusetts (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (“1940 Act”), as an open-end, diversified management investment company and the series portfolios of the Fund that will be covered by this Agreement are listed in Appendix A (the “Portfolios”); WHEREAS, Brown Capital Management, Inc. is the investment adviser to the Portfolios and is responsible for managing the business affairs of the Portfolios and providing certain clerical, bookkeeping and other administrative and management services; WHEREAS, ALPS provides certain administrative, bookkeeping and pricing services to investment companies; and WHEREAS, the Fund desires to appoint ALPS to perform certain administrative, bookkeeping and pricing serv
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 28th, 2019 • Bluerock Total Income (Plus) Real Estate Fund • Colorado
THIS AGREEMENT (this “Agreement”) is made as of April 27, 2018, by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and each of the funds listed on Appendix C (each a “Fund” and collectively the “Funds”) that are advised by any affiliate of or directly Bluerock Asset Management, LLC (collectively, with its affiliates, “Bluerock”).
