FORM OF CUSTODIAN AGREEMENT This Agreement (this "Agreement"), dated as of October __, 2015, between First Trust Exchange-Traded Fund IV, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Trust") and registered with...Custodian Agreement • October 27th, 2015 • First Trust Exchange-Traded Fund Iv • New York
WITNESSETH:Investment Management Agreement • June 29th, 2016 • First Trust Exchange-Traded Fund Iv • Illinois
February 20, 2020 First Trust Exchange-Traded Fund IV 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 Re: Fee Wavier Amendment and Extension Agreement Letter for First Trust Enhanced Short Maturity ETF (the "Fund"), a series of First Trust...Fee Waiver Agreement • February 28th, 2020 • First Trust Exchange-Traded Fund Iv
Reference is hereby made to that certain Fee Waiver Agreement between the Trust, on behalf of the Fund, and First Trust Advisors L.P., the investment advisor to the Fund (the "Advisor"), dated as of August 1, 2014 (the "Agreement"). Capitalized terms used herein but not otherwise defined shall have the meanings attributed to them in the Agreement.
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND IV June 15, 2012 First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv
RECITALS:Subscription Agreement • June 14th, 2012 • First Trust Exchange-Traded Fund Iv
WITNESSETH:Investment Management Agreement • June 14th, 2012 • First Trust Exchange-Traded Fund Iv • Illinois
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 13th day of January 2017, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and...Blanket Bond Insurance Agreement • January 13th, 2017 • First Trust Exchange-Traded Fund Iv
WITNESSETH:Investment Management Agreement • October 27th, 2015 • First Trust Exchange-Traded Fund Iv • Illinois
WITNESSETH:Fund Administration and Accounting Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv • New York
INVESTMENT SUB-ADVISORY AGREEMENT This INVESTMENT SUB-ADVISORY AGREEMENT (this "Agreement"), dated August 13, 2019, is by and among First Trust Exchange- Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an...Investment Sub-Advisory Agreement • August 14th, 2019 • First Trust Exchange-Traded Fund Iv • Illinois
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • April 24th, 2023 • First Trust Exchange-Traded Fund Iv • Illinois
This Investment Sub-Advisory Agreement (this “Agreement”), dated March 2, 2023 is by and among First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Cboe Vest Financial LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
WITNESSETH:Investment Management Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv • Illinois
Investment Management AgreementInvestment Management Agreement • February 26th, 2021 • First Trust Exchange-Traded Fund Iv • Illinois
Investment Management Agreement made this 13th day of August, 2019, by and between First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of June 12, 2012, by and between First Trust Exchange-Traded Fund IV (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 120 East Liberty Drive,...Transfer Agency and Service Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv • New York
EXHIBIT AExhibit A • August 14th, 2019 • First Trust Exchange-Traded Fund Iv
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • October 27th, 2022 • First Trust Exchange-Traded Fund Iv • Illinois
This Investment Sub-Advisory Agreement (this “Agreement”), dated October 28, 2022, is by and among First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Energy Income Partners, LLC a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
WITNESSETH:Investment Management Agreement • December 29th, 2014 • First Trust Exchange-Traded Fund Iv • Illinois
Investment Management AgreementInvestment Management Agreement • April 24th, 2023 • First Trust Exchange-Traded Fund Iv
Investment Management Agreement made this 24nd day of April, 2023, by and between First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT made as of this 27th day of October, 2015 by and among the First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an Illinois...Investment Sub-Advisory Agreement • October 27th, 2015 • First Trust Exchange-Traded Fund Iv • Illinois
INVESTMENT SUB-SUB-ADVISORY AGREEMENT INVESTMENT SUB-SUB-ADVISORY AGREEMENT made as of this 14th day of May, 2018 by and among the First Trust Exchange- Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an...Investment Sub-Sub-Advisory Agreement • February 27th, 2019 • First Trust Exchange-Traded Fund Iv • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT made as of this 27th day of October, 2015 by and among the First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an Illinois...Investment Sub-Advisory Agreement • June 29th, 2016 • First Trust Exchange-Traded Fund Iv • Illinois
EXHIBIT ATrust Series Exhibit • December 21st, 2018 • First Trust Exchange-Traded Fund Iv
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT ("Agreement") made as of this 25th day of July, 2014 by and among First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an...Investment Sub-Advisory Agreement • February 23rd, 2015 • First Trust Exchange-Traded Fund Iv • Illinois
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of _____________, 20__, by and between First Trust Exchange-Traded Fund IV (the "Trust"), a Massachusetts business trust, having its principal office and place of business at 120 East Liberty...Transfer Agency and Service Agreement • June 14th, 2012 • First Trust Exchange-Traded Fund Iv • New York
WITNESSETH:Custody Agreement • March 21st, 2013 • First Trust Exchange-Traded Fund Iv • New York
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND IV First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Agreement • June 14th, 2012 • First Trust Exchange-Traded Fund Iv • New York
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT made as of this second day of November, 2015 by and among the First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an Illinois...Investment Sub-Advisory Agreement • June 29th, 2016 • First Trust Exchange-Traded Fund Iv • Illinois
WITNESSETH:Investment Management Agreement • August 14th, 2019 • First Trust Exchange-Traded Fund Iv • Illinois
RECITALS:Fee Offset Agreement • August 1st, 2014 • First Trust Exchange-Traded Fund Iv • Illinois
Amended Expense Reimbursement, Fee Waiver and Recovery AgreementExpense Reimbursement, Fee Waiver and Recovery Agreement • June 21st, 2019 • First Trust Exchange-Traded Fund Ii • Illinois
This Expense Reimbursement, Fee Waiver and Recovery Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund II, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of December 6, 2010, as amended on April 18, 2019.
INVESTMENT SUB-SUB-ADVISORY AGREEMENT INVESTMENT SUB-SUB-ADVISORY AGREEMENT made as of this 27th day of October, 2015 by and among the First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an...Investment Sub-Sub-Advisory Agreement • June 29th, 2016 • First Trust Exchange-Traded Fund Iv • Illinois
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND FIRST TRUST EXCHANGE- TRADED FUND II FIRST TRUST EXCHANGE-TRADED FUND IV FIRST TRUST EXCHANGE-TRADED FUND VIII FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND This Participant Agreement (this...Participant Agreement • February 28th, 2017 • First Trust Exchange-Traded Fund Iv • New York
INVESTMENT SUB-ADVISORY AGREEMENT INVESTMENT SUB-ADVISORY AGREEMENT made as of this 25th day of July, 2014 by and among the First Trust Exchange-Traded Fund IV, a Massachusetts business trust (the "Trust"), First Trust Advisors L.P., an Illinois...Investment Sub-Advisory Agreement • February 23rd, 2015 • First Trust Exchange-Traded Fund Iv • Illinois
Sub-License AgreementSub-License Agreement • March 13th, 2024 • First Trust Exchange-Traded Fund Iv
This Sub-license Agreement (the “Sub-license Agreement”), dated as of March 4, 2024, is made by and among First Trust Exchange-Traded Fund IV, on behalf of the FT Vest Dow Jones Internet & Target Income ETF as may be amended (the “Sub-licensee” and “Licensee ETF”) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
February 23, 2017 First Trust Exchange-Traded Fund IV 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 Re: Fee Wavier Extension Letter for First Trust Enhanced Short Maturity ETF (the "Fund"), a series of First Trust Exchange-Traded Fund IV...Fee Waiver Agreement • February 28th, 2017 • First Trust Exchange-Traded Fund Iv
Reference is hereby made to that certain Fee Waiver Agreement between the Trust, on behalf of the Fund, and First Trust Advisors L.P., the investment advisor to the Fund (the "Advisor"), dated as of August 1, 2014 and the Second Fee Waiver Agreement between the Trust, on behalf of the Fund, and the Advisor, dated as of October 29, 2014 (collectively, the "Agreement"). Capitalized terms used herein but not otherwise defined shall have the meanings attributed to them in the Agreement.
