Transfer Agency and Service Agreement Among Nuveen Long/Short Commodity Total Return Fund and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • Massachusetts
AGREEMENT made as of the 25th day of October, 2012, by and among the Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust, and such other Nuveen Funds as may be added to Schedule A to this Agreement from time to time by mutual agreement of the parties, (each the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (the “Transfer Agent”).
SECOND AMENDED AND RESTATED TRUST AGREEMENT OF NUVEEN GRESHAM LONG/SHORT COMMODITY ETF (formerly known as NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND) Dated as of [ ], 2015 By and Among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, WILMINGTON TRUST...Trust Agreement • November 30th, 2015 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • Delaware
This SECOND AMENDED AND RESTATED TRUST AGREEMENT (this “Trust Agreement”) of NUVEEN GRESHAM LONG/SHORT COMMODITY ETF (formerly known as NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND) (the “Trust”) is made and entered into as of the [ ] day of [ ], 2015, by and among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, a Delaware limited liability company, as manager (the “Manager”), WILMINGTON TRUST COMPANY, a Delaware trust company, as trustee (the “Resident Delaware Trustee”), and the SHAREHOLDERS from time to time hereunder.
COLLATERAL SUB-ADVISORY AGREEMENTCollateral Sub-Advisory Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • Illinois
AGREEMENT made as of this 25th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company (“Collateral Subadvisor”).
COMMODITY SUB-ADVISORY AGREEMENTCommodity Sub-Advisory Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • New York
AGREEMENT made as of this 25th day of October, 2012 (this “Agreement”), by and among Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Delaware limited liability company (“Commodity Subadvisor”).
CUSTODIAN AGREEMENTCustodian Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • Massachusetts
This Agreement, dated as of October 25, 2012, is by and between NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
Nuveen Long/Short Commodity Total Return Fund (a Delaware statutory trust) [—] Shares UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • New York
Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), its manager, Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”), its commodity subadvisor, Gresham Investment Management, LLC, a Delaware limited liability company (the “Commodity Subadvisor”), and its collateral subadvisor, Nuveen Asset Management, LLC, a Delaware corporation (the “Collateral Subadvisor”), confirm their agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), [OTHER CO-LEADS] and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, [—], [—] and Nuveen are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of th
NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription AgreementSubscription Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers
This Agreement made this August 31, 2011, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commoditites Asset Management, LLC (the “Subscriber”), a Delaware limited liability company.
Futures Account AgreementFutures Account Agreement • November 30th, 2015 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • New York
This package includes the agreements and forms necessary to establish a futures trading account. Included is a set of Disclosure Statements required by different exchanges and regulators for certain types of activities. You should review these statements to understand some of the risks of trading and be aware of how your rights in certain markets might be limited. These statements should be kept by you and copies should be distributed to the relevant parties within your organization.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 7th, 2012 • Nuveen Long/Short Commodity Total Return Fund • Commodity contracts brokers & dealers • Delaware
AGREEMENT made as of this 25th day of October, 2012, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”).
