VII Peaks Co-Optivist Income BDC II, Inc. Sample Contracts

CUSTODY AGREEMENT dated as of January __, 2012 by and between (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”)
Custody Agreement • February 15th, 2012 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • New York

This CUSTODY AGREEMENT (this “Agreement”) is dated as of January __, 2012, and is by and between [____________] (and any successor or permitted assign, the “Company”), a corporation organized under the laws of the [____________], having its principal place of business at [____________], and U.S. BANK NATIONAL ASSOCIATION (and any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at One Federal Street, 3rd Floor, Boston, MA 02110.

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FORM OF ADMINISTRATlON AGREEMENT
Administration Agreement • March 11th, 2014 • VII Peaks Co-Optivist Income BDC II, Inc. • Maryland

This Administration Agreement (this "Agreement") is made as of February 24, 2014, by and between VII PEAKS CO-OPTIVIST INCOME BDC II, INC., a Maryland corporation (hereinafter referred to as the "Company"), and VII PEAKS Capital, LLC, a Delaware limited liability company, (hereinafter referred to as the "Administrator").

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FORM OF DEALER MANAGER AGREEMENT Up to $_______,000,000 in Shares of Common Stock, $0.001 par value per share March ____, 2016
Dealer Manager Agreement • March 11th, 2016 • VII Peaks Co-Optivist Income BDC II, Inc. • Delaware

The Company has entered into an investment advisory agreement, dated as of August 20, 2013 (the “Investment Advisory Agreement”), with VII Peaks Capital, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”) under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”).

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FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN
Investment Advisory Agreement • August 23rd, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • New York

This Investment Advisory Agreement (the “Agreement”) is made as of August 20, 2013 (the “Effective Date”), by and between VII PEAKS-KBR CO-OPTIVIST INCOME BDC II, INC., a Maryland corporation (the “Company”), and VII PEAKS CAPITAL, LLC, a Delaware limited liability company (the “Adviser”).

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FORM OF TRADEMARK LICENSE AGREEMENT
Trademark License Agreement • February 15th, 2012 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • California

This TRADEMARK LICENSE AGREEMENT (the “Agreement”) is made and effective as of January __, 2012 (the “Effective Date”) by and between KBR Capital Partners, LLC, a Delaware limited liability company (“Licensor”), VII Peaks-KBR BDC Advisor II, LLC (the “Advisor”) and VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland Corporation (the “Company”).

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FORM OF ESCROW AGREEMENT
Escrow Agreement • February 15th, 2012 • VII Peaks-KBR Co-Optivist Income BDC II, Inc. • Missouri

THIS ESCROW AGREEMENT (this “Agreement”) is made and entered into as of this day of February, 2012 by and among VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the “Company”), KBR Capital Markets, LLC, a Delaware limited liability company (the “Dealer Manager”), and UMB Bank, N.A., as escrow agent, a national banking association organized and existing under the laws of the United States of America (the “Escrow Agent”).

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EXPENSE REIMBURSEMENT AGREEMENT
Expense Reimbursement Agreement • May 14th, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc.

This Expense Reimbursement Agreement (the “Agreement”) is made as of November 9th, 2012, and amended February 27, 2013, with an effective date for the amendment of January 1, 2013, and amended again on May 9, 2013, by and between VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the “Company”) and VII Peaks-KBR BDC Advisor II, LLC, a Delaware limited liability company (the “Advisor”).

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EXPENSE REIMBURSEMENT AGREEMENT
Expense Reimbursement Agreement • March 1st, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc.

This Expense Reimbursement Agreement (the “Agreement”) is made as of November 9th, 2012, and amended February 27, 2013, with an effective date for the amendment of January 1, 2013, by and between VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the “Company”) and VII Peaks-KBR BDC Advisor II, LLC, a Delaware limited liability company (the “Advisor”).

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EXPENSE REIMBURSEMENT AGREEMENT
Expense Reimbursement Agreement • April 2nd, 2013 • VII Peaks-KBR Co-Optivist Income BDC II, Inc.

This Expense Reimbursement Agreement (the “Agreement”) is made as of November 9th, 2012, and amended March 29, 2013, by and between VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the “Company”) and VII Peaks-KBR BDC Advisor II, LLC, a Delaware limited liability company (the “Advisor”).

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Client Agreement
Client Agreement • December 1st, 2016 • VII Peaks Co-Optivist Income BDC II, Inc. • New York
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Letterhead of Cohen Pollock Merlin & Small, P.C.] April __, 2015
Agreement and Plan of Reorganization • April 20th, 2015 • VII Peaks Co-Optivist Income BDC II, Inc.
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EXPENSE REIMBURSEMENT AGREEMENT
Expense Reimbursement Agreement • November 13th, 2012 • VII Peaks-KBR Co-Optivist Income BDC II, Inc.

This Expense Reimbursement Agreement (the “Agreement”) is made as of November 9th, 2012, by and between VII Peaks-KBR Co-Optivist Income BDC II, Inc., a Maryland corporation (the “Company”) and VII Peaks-KBR BDC Advisor II, LLC, a Delaware limited liability company (the “Advisor”).

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Contract
Subscription Agreement • March 11th, 2014 • VII Peaks Co-Optivist Income BDC II, Inc.

SUBSCRIPTION AGREEMENT Shares Of Common Stock Of VII Peaks Co]Op..vistTM Income BDC II, Inc. The undersigned hereby tenders this subscrip..on and applies for the purchase of the dollar amount of common shares of beneficial interest (the gSharesh) of VII Peaks Co]Op..vistTM Income BDC II, Inc. (some..mes referred to herein as the gCompanyh), set forth below. Ini..al Investment ($5,000 minimum) Addi..onal Investment ($500 minimum) NAV or Net of commission Investment Subscrip..on Amount $ Individual Joint Tenants with Right of Survivorship Pension Plan Trust (Complete Appendix A on page A]5) Non]Profit Organiza..on Corpora..on or Partnership (Complete Appendix B on page A]6) UGMA: State of _______ UTMA: State of _______ Other (Specify and include ..tle pages) ____________________________________________ Custodial Account: IRA SEP/IRA ROTH/IRA OTHER Qualified Acct: ________________________________________________________ Custodian Name: ____________________________________________

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