DISTRIBUTION AGREEMENTDistribution Agreement • April 23rd, 2013 • FSI Low Beta Absolute Return Fund • Delaware
THIS AGREEMENT is made and entered into as of this 9 day of April 2013, by and between FSI Low Beta Absolute Return Fund (the “Fund”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FSI LOW BETA ABSOLUTE RETURN FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 23rd, 2013 • FSI Low Beta Absolute Return Fund • Delaware
AGREEMENT made as of February 26, 2013 by and between FSI Low Beta Absolute Return Fund, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 40101 (the “Fund”), and Financial Solutions, Inc., an Oklahoma corporation, with its principal office and place of business at 320 South Boston Ave., Suite 1130, Tulsa, Oklahoma, 74103 (the “Adviser”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • December 18th, 2015 • FSI Low Beta Absolute Return Fund • Delaware
WHEREAS, pursuant to a distribution agreement by and between the Distributor and FSI Low Beta Absolute Return Fund (the “Trust”) dated as of April 9, 2013 (the “Distribution Agreement”), the Distributor acts as the principal underwriter and distributor of the Trust; and
SERVICES AGREEMENTServices Agreement • November 12th, 2014 • FSI Low Beta Absolute Return Fund • Ohio
THIS AGREEMENT made as of the 1st day of November, 2013 and amended as of February 4. 2014, by and between FSI LOW BETA ABSOLUTE RETURN FUND (the "Fund"), a statutory trust organized under the laws of the State of Delaware, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 3rd, 2018 • FSI Low Beta Absolute Return Fund • Delaware
AGREEMENT made as October 1, 2018 by and among FSI Low Beta Absolute Return Fund, a statutory trust organized under the laws of the State of Delaware with its principal place of business at 225 Pictoria Drive, Suite 450 Cincinnati, OH (the “Fund”), Financial Solutions, Inc., an Oklahoma corporation, with its principal office and place of business at 320 South Boston Ave., Suite 1130, Tulsa, Oklahoma, 74103 (the “Adviser”) and Meritage Capital, LLC , a Delaware limited liability company, with its principal office and place of business at 500 West 2nd Street, Suite 1850, Austin, Texas, 78701 (the “Subadviser”).
FSI LOW BETA ABSOLUTE RETURN FUND AMENDED AND RESTATED BY-LAWSBy-Laws • April 23rd, 2013 • FSI Low Beta Absolute Return Fund
These Amended and Restated By-Laws (the “By-Laws”) of FSI Low Beta Absolute Return Fund (the “Trust”), a Delaware statutory trust, are subject to the Trust’s Agreement and Declaration of Trust, dated August 1, 2011, as from time to time amended, supplemented or restated (the “Trust Instrument”). Capitalized terms used herein which are defined in the Trust Instrument are used as therein defined.
DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2016 • FSI Low Beta Absolute Return Fund • Ohio
This Agreement made effective as of the 31st day of December, 2016 by and between FSI LOW BETA ABSOLUTE RETURN FUND (the “Fund”), a Delaware statutory trust, Financial Solutions, Inc., an Oklahoma Corporation (the “Adviser”) and ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (“Distributor”).
SUB-ADVISER LETTERHEAD]Contractual Waivers and Reimbursements • November 12th, 2014 • FSI Low Beta Absolute Return Fund
This letter amends and restates, in its entirety, the letter agreement between Meritage Capital LLC (the “Subadviser”) and Financial Solutions, Inc. (the “Adviser”) setting forth the terms under which the Subadviser has agreed to waive subadvisory fees payable to it by the Adviser under the Subadvisory Agreement Among FSI Low Beta Absolute Return Fund, Financial Solutions, Inc. and Meritage Capital LLC (the “Subadvisory Agreement”).
ContractCustody Agreement • April 1st, 2014 • FSI Low Beta Absolute Return Fund
This Addendum to Custody Agreement for Special Assets is made by and between FSI Low Beta Absolute Return Fund ("Principal") and Union Bank, N.A. ("Custodian") with reference to that certain Custodian Agreement dated December 19, 2012 (the "Agreement").
Amendment to Services Agreement For FSI Low Beta Absolute Return FundServices Agreement • October 23rd, 2018 • FSI Low Beta Absolute Return Fund
This Amendment revises the Services Agreement dated November 1st, 2013 and amended as of February 4, 2014 (the “Agreement”) between FSI Low Beta Absolute Return Fund (the “Fund”), a statutory trust organized under the laws of the State of Delaware, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio (collectively the “Parties”).
CLOSED END FUND SERVICES AGREEMENTClosed End Fund Services Agreement • April 23rd, 2013 • FSI Low Beta Absolute Return Fund • New York
The following is an administration, fund accounting and record keeping services agreement between Atlantic Fund Administration, LLC and FSI Low Beta Absolute Return Fund.
SUB-ADVISER LETTERHEAD]Subadvisory Agreement • April 1st, 2014 • FSI Low Beta Absolute Return Fund
This letter amends and restates, in its entirety, the letter agreement between Meritage Capital LLC (the “Subadviser”) and Financial Solutions, Inc. (the “Adviser”) setting forth the terms under which the Subadviser has agreed to waive subadvisory fees payable to it by the Adviser under the Subadvisory Agreement Among FSI Low Beta Absolute Return Fund, Financial Solutions, Inc. and Meritage Capital LLC (the “Subadvisory Agreement”).
Mark J. Seger, Treasurer FSI Low Beta Absolute Return FundExpense Limitation Agreement • April 1st, 2014 • FSI Low Beta Absolute Return Fund
April 15, 2014 Mark J. Seger, Treasurer FSI Low Beta Absolute Return FundExpense Limitation Agreement • November 12th, 2014 • FSI Low Beta Absolute Return Fund
GLOBAL CUSTODY AGREEMENT For Foreign and Domestic SecuritiesCustodian Agreement • April 23rd, 2013 • FSI Low Beta Absolute Return Fund • California
This Custodian Agreement (“Agreement”) is made as of December 19, 2012 by and between FSI Low Beta Absolute Return Fund ("Principal") and Union Bank, N.A. ("Custodian").
Limited Partnership Agreement Dated as ofLimited Partnership Agreement • January 25th, 2021 • FSI Low Beta Absolute Return Fund • Delaware
This Limited Partnership Agreement (this “Agreement”) of FSI Low Beta Absolute Return Fund, LP, a Delaware limited partnership (the “Partnership”), is made as of the ____ day of January, 2021, by and among [GENERAL PARTNER], a Delaware limited liability company, as General Partner, the persons and/or entities from time to time listed in Part II of Schedule A of this Agreement, as Limited Partners. Certain capitalized terms used herein have the meanings ascribed to them in Article II hereof.
FSI LOW BETA ABSOLUTE RETURN FUND (a Delaware statutory trust) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • April 23rd, 2013 • FSI Low Beta Absolute Return Fund
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST (“Declaration of Trust”) is made and entered into as of April 2, 2013, by the Trustees named hereunder for the purpose of continuing a Delaware statutory trust in accordance with the provisions hereinafter set forth
SUB-ADVISER LETTERHEAD]Contractual Waivers and Reimbursements • April 1st, 2014 • FSI Low Beta Absolute Return Fund
This letter amends and restates, in its entirety, the letter agreement between Pluscios Management LLC (the “Subadviser”) and Financial Solutions, Inc. (the “Adviser”) setting forth the terms under which the Subadviser has agreed to waive subadvisory fees payable to it by the Adviser under the Subadvisory Agreement Among FSI Low Beta Absolute Return Fund, Financial Solutions, Inc. and Pluscios Management LLC (the “Subadvisory Agreement”).
FSI LOW BETA ABSOLUTE RETURN FUND, TEI (a Delaware statutory trust) AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • August 11th, 2011 • FSI Low Beta Absolute Return Fund, TEI
THIS AGREEMENT AND DECLARATION OF TRUST (“Declaration of Trust”), dated August 1, 2011, is made on by and on behalf by the FSI Low Beta Absolute Return Fund, TEI, a Delaware statutory trust (the “Trust”), by the undersigned Trustee.
PURCHASE AGREEMENTPurchase Agreement • April 23rd, 2013 • FSI Low Beta Absolute Return Fund
