INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 29th, 2015 • Equity Long/Short Opportunities Fund • Delaware
WHEREAS, Northern Trust Company of Connecticut (“NTCC”), a subsidiary of Northern Trust Corporation, was appointed as investment manager to the Trust pursuant to an investment management agreement, dated as of June 23, 2011, by and between the Trust and NTCC (the “Investment Management Agreement”);
Credit Agreement among NT Alpha Strategies Fund, NT Equity Long/Short Strategies Fund, as Borrowers and Bank of Montreal (Chicago Branch), as Lender dated as of February 29, 2012Credit Agreement • July 17th, 2014 • NT Equity Long/Short Strategies Fund • New York
This Credit Agreement is entered into as of February 29, 2012 by and among NT Alpha Strategies Fund, a Delaware statutory trust (“Strategies Fund”), NT Equity Long/Short Strategies Fund, a Delaware statutory trust (“Long/Short Fund”; and Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”), and Bank of Montreal (Chicago Branch) (the “Lender”). All capitalized terms used herein without definition shall have the same meanings herein as such terms are defined in Section 4.1 hereof.
NT EQUITY LONG/SHORT STRATEGIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated as of May 20, 2011Agreement and Declaration of Trust • December 30th, 2011 • NT Equity Long/Short Strategies Fund • Delaware
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • July 17th, 2014 • NT Equity Long/Short Strategies Fund • Illinois
This Third Amendment to Credit Agreement (herein, the “Amendment”) is entered into as of February 27, 2014, by and among NT ALPHA STRATEGIES FUND, a Delaware statutory trust (“Strategies Fund”), NT EQUITY LONG/SHORT STRATEGIES FUND, a Delaware statutory trust (“Long/Short Fund”; Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”) and Bank of Montreal, Chicago Branch (the “Lender”).
SECOND AMENDMENT TO CREDIT AGREEMENTCredit Agreement • July 17th, 2014 • NT Equity Long/Short Strategies Fund • Illinois
This Second Amendment to Credit Agreement (herein, the “Amendment”) is entered into as of December 11, 2013, by and among NT ALPHA STRATEGIES FUND, a Delaware statutory trust (“Strategies Fund”), NT EQUITY LONG/SHORT STRATEGIES FUND, a Delaware statutory trust (“Long/Short Fund”; Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”) and Bank of Montreal, Chicago Branch (the “Lender”).
Eighth Amendment To Credit AgreementCredit Agreement • July 18th, 2017 • Equity Long/Short Opportunities Fund • Illinois
This Eighth Amendment to Credit Agreement (herein, the "Amendment") is entered into as of June 29, 2017, by and among ALPHA CORE STRATEGIES FUND, a Delaware statutory trust ( "Strategies Fund" ), EQUITY LONG/SHORT OPPORTUNITIES FUND, a Delaware statutory trust ( "Long/Short Fund" ; Strategies Fund and Long/Short Fund shall be referred to herein as the "Borrowers" and individually as a "Borrower") and Bank of Montreal, Chicago Branch (the "Lender").
Seventh Amendment To Credit AgreementCredit Agreement • April 17th, 2017 • Equity Long/Short Opportunities Fund • Illinois
This Seventh Amendment to Credit Agreement (herein, the "Amendment") is entered into as of March 24, 2017, by and among ALPHA CORE STRATEGIES FUND, a Delaware statutory trust ( "Strategies Fund" ), EQUITY LONG/SHORT OPPORTUNITIES FUND, a Delaware statutory trust ( "Long/Short Fund" ; Strategies Fund and Long/Short Fund shall be referred to herein as the "Borrowers" and individually as a "Borrower") and Bank of Montreal, Chicago Branch (the "Lender").
SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund
THIS AGREEMENT is made as of June 23, 2011 by and between The Northern Trust Company, an Illinois banking corporation ("TNT"), Northern Trust Investments, Inc., an Illinois State bank, (the "Company") and the NT Equity Long/Short Strategies Fund (the "Fund").
First Amendment to Credit AgreementCredit Agreement • July 17th, 2014 • NT Equity Long/Short Strategies Fund • Illinois
This First Amendment to Credit Agreement (herein, the "Amendment") is entered into as of February 28, 2013, by and among NT Alpha Strategies Fund, a Delaware statutory trust ("Strategies Fund"), NT Equity Long/Short Strategies Fund, a Delaware statutory trust ("Long/Short Fund"; Strategies Fund and Long/Short Fund shall be referred to herein as the "Borrowers" and individually as a "Borrower") and Bank of Montreal, Chicago Branch (the "Lender").
The Northern Trust Company of Connecticut Stamford, Connecticut 06901NT Equity Long/Short Strategies Fund • June 19th, 2012 • Delaware
This letter agreement (the "Agreement") confirms the expense caps applicable to certain expenses payable by NT Equity Long/Short Strategies Fund (the "Fund"). The Fund and The Northern Trust Company of Connecticut (the “Investment Manager”) have entered into an Investment Management Agreement, dated as of June 23, 2011
CUSTODY AGREEMENTCustody Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund
AGREEMENT dated as of June 23, 2011, between NT Equity Long/Short Strategies Fund, a Delaware statutory trust (the "Fund"), and The Northern Trust Company (the "Custodian"), an Illinois state bank.
ASSUMPTION AGREEMENTAssumption Agreement • May 26th, 2016 • Equity Long/Short Opportunities Fund • Delaware
This assumption Agreement (the “Agreement”) is entered into as of June 1, 2015 by and among Equity Long/Short Opportunities Fund (formerly, NT Equity Long/Short Fund) (the “Fund”), a Delaware statutory trust, Northern Trust Investments, Inc. (the “Legacy Manager”), a state bank organized under the laws of the State of Illinois, and 50 South Capital Advisors, LLC (the “New Manager”), a limited liability company organized under the laws of the State of Delaware.
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund • Delaware
AGREEMENT dated as of June 23, 2011 between NT Equity Long/Short Strategies Fund, a Delaware statutory trust (the "Fund"), and The Northern Trust Company, an Illinois state bank ("Northern").
Credit Agreement among NT Alpha Strategies Fund, NT Equity Long/Short Strategies Fund, as Borrowers and Bank of Montreal (Chicago Branch), as Lender dated as of February 29, 2012Credit Agreement • June 19th, 2012 • NT Equity Long/Short Strategies Fund • New York
This Credit Agreement is entered into as of February 29, 2012 by and among NT Alpha Strategies Fund, a Delaware statutory trust (“Strategies Fund”), NT Equity Long/Short Strategies Fund, a Delaware statutory trust (“Long/Short Fund”; and Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”), and Bank of Montreal (Chicago Branch) (the “Lender”). All capitalized terms used herein without definition shall have the same meanings herein as such terms are defined in Section 4.1 hereof.
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund • Delaware
This agreement (the "Agreement"), which may be revised from time to time, is entered into between Northern Trust Securities, Inc., a subsidiary of Northern Trust Corporation (the "Placement Agent"), and NT Equity Long/Short Strategies Fund, a Delaware statutory trust (the "Fund"). In consideration of their mutual promises, the parties agree that the Placement Agent will engage in a "best efforts" offering with respect to the Fund's units of membership interests (the "Units").
Fourth Amendment to Credit AgreementCredit Agreement • July 17th, 2015 • Equity Long/Short Opportunities Fund • Illinois
This Fourth Amendment to Credit Agreement (herein, the “Amendment”) is entered into as of February 26, 2015, by and among Alpha Core Strategies Fund (f/k/a NT Alpha Strategies Fund), a Delaware statutory trust (“Strategies Fund”), Equity Long/Short Opportunities Fund (f/k/a NT Equity Long/Short Strategies Fund), a Delaware statutory trust (“Long/Short Fund”; Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”) and Bank of Montreal, Chicago Branch (the “Lender”).
SUBSCRIPTION AGREEMENTSubscription Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund
This SUBSCRIPTION AGREEMENT is entered into as of the 23rd day of May, 2011, between NT Equity Long/Short Strategies Fund, a statutory trust organized and existing under the laws of Delaware (the "Trust"), and Northern Trust Company of Connecticut (the "Purchaser").
ADMINISTRATION AGREEMENTAdministration Agreement • December 30th, 2011 • NT Equity Long/Short Strategies Fund • Delaware
AGREEMENT (the "Agreement"), dated as of June 23, 2011 (the "Effective Date"), by and among NT Equity Long/Short Strategies Fund (the "Fund"), a Delaware statutory trust, and Northern Trust Investments, Inc., an Illinois State bank (the "Administrator").
Fifth Amendment to Credit AgreementCredit Agreement • April 18th, 2016 • Equity Long/Short Opportunities Fund • Illinois
This Fifth Amendment to Credit Agreement (herein, the “Amendment”) is entered into as of February 25, 2016, by and among Alpha Core Strategies Fund, a Delaware statutory trust (“Strategies Fund”), Equity Long/Short Opportunities Fund, a Delaware statutory trust (“Long/Short Fund”; Strategies Fund and Long/Short Fund shall be referred to herein as the “Borrowers” and individually as a “Borrower”) and Bank of Montreal, Chicago Branch (the “Lender”).
