JOINDER AGREEMENTJoinder Agreement • March 23rd, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
This JOINDER AGREEMENT (the “Joinder”) is dated as of March 21, 2017 by and among Richmond Brothers, Inc., RBI Private Investment I, LLC, RBI PI Manager, LLC, Richmond Brothers 401(k) Profit Sharing Plan, Matthew J. Curfman, David S. Richmond, Norman J. Ravich Irrevocable Trust, Alexander Coleman Ravich 1991 Irrevocable Trust, Alyssa Danielle Ravich 1991 Irrevocable Trust, Norman and Sally Ravich Family Trust and Mark H. Ravich (collectively, the “Existing Members”) and RBI Private Investment II, LLC (the “New Member”).
JOINT FILING AGREEMENTJoint Filing Agreement • March 28th, 2019 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value per share, of Rockwell Medical, Inc., a Michigan corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • June 25th, 2018 • Richmond Brothers, Inc. • Aircraft parts & auxiliary equipment, nec
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $0.001 per share, of Air Industries Group, a Nevada corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
GROUP AGREEMENTGroup Agreement • February 21st, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus • New York
This Agreement (this “Agreement”) is made and entered into as of February 20, 2017, by and among (i) Richmond Brothers, Inc., RBI Private Investment I, LLC, RBI PI Manager, LLC, Richmond Brothers 401(k) Profit Sharing Plan, Matthew J. Curfman and David S. Richmond (collectively, “Richmond”), and (ii) Norman J. Ravich Irrevocable Trust, Alexander Coleman Ravich 1991 Irrevocable Trust, Alyssa Danielle Ravich 1991 Irrevocable Trust, Norman and Sally Ravich Family Trust and Mark H. Ravich (collectively, “Ravich” and together with Richmond, each a “Party”, and collectively, the “Parties” or the “Group”).
JOINT FILING AGREEMENTJoint Filing Agreement • October 9th, 2018 • Richmond Brothers, Inc. • Aircraft parts & auxiliary equipment, nec
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, par value $0.001 per share, of Air Industries Group, a Nevada corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • March 9th, 2018 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value per share, of Rockwell Medical, Inc., a Michigan corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • November 27th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value per share, of Rockwell Medical, Inc., a Michigan corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • August 28th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus • New York
This Agreement (this “Agreement”) is made and entered into as of August 25, 2017, by and among (i) Richmond Brothers, Inc., RBI Private Investment I, LLC, RBI Private Investment II, LLC, RBI PI Manager, LLC, Richmond Brothers 401(k) Profit Sharing Plan, Matthew J. Curfman and David S. Richmond (collectively, “Richmond”), and (ii) Norman J. Ravich Irrevocable Trust, Alexander Coleman Ravich 1991 Irrevocable Trust, Alyssa Danielle Ravich 1991 Irrevocable Trust, Norman and Sally Ravich Family Trust and Mark H. Ravich (collectively, “Ravich” and together with Richmond, each a “Party”, and collectively, the “Parties” or the “Committee”).
JOINT FILING AGREEMENTJoint Filing Agreement • June 5th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value per share, of Rockwell Medical, Inc., a Michigan corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 26th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of May 24, 2017, by and among Richmond Brothers, Inc., a Michigan corporation (“RB Inc.”), Mark H. Ravich (together with RB Inc., “Indemnitors”) and Jay F. Joliat (“Indemnitee” and together with Indemnitors, each a “Party” and collectively, the “Parties”).
TERMINATION OF JOINT FILING AGREEMENTTermination of Joint Filing Agreement • November 27th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
Each of the undersigned is a party to that certain Joint Filing Agreement, dated August 25, 2017 (the “Joint Filing Agreement”). Each of the undersigned hereby agrees that the Joint Filing Agreement is terminated effective immediately.
TERMINATION OF GROUP AGREEMENTTermination of Group Agreement • June 5th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
Each of the undersigned is a party to that certain Group Agreement, dated February 20, 2017, as amended on March 21, 2017 (the “Group Agreement”). Each of the undersigned hereby agrees that the Group Agreement is terminated effective immediately.
Joint Filing AgreementJoint Filing Agreement • November 16th, 2020 • Richmond Brothers, Inc. • Pharmaceutical preparations
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated November 16, 2020 (including amendments thereto) with respect to the Common Stock, $0.0001 par value, of Ocuphire Pharma, Inc.. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
JOINT FILING AGREEMENTJoint Filing Agreement • October 17th, 2018 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the common stock, no par value per share, of Rockwell Medical, Inc., a Michigan corporation. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
SETTLEMENT AND STANDSTILL AGREEMENTSettlement and Standstill Agreement • November 27th, 2017 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus
This Settlement and Standstill Agreement (the “Agreement”), dated November 22, 2017, is entered into by and between Rockwell Medical, Inc. (“Rockwell” or the “Company”), on the one hand, and the persons identified on Appendix A as the “Richmond Group” and the “Ravich Group,” on the other.
JOINT FILING AND SOLICITATION AGREEMENTJoint Filing and Solicitation Agreement • March 1st, 2018 • Richmond Brothers, Inc. • Electromedical & electrotherapeutic apparatus • New York
This Agreement (this “Agreement”) is made and entered into as of February 27, 2018, by and among (i) Richmond Brothers, Inc., RBI Private Investment I, LLC, RBI Private Investment II, LLC, RBI PI Manager, LLC, Richmond Brothers 401(k) Profit Sharing Plan, Matthew J. Curfman and David S. Richmond (collectively, “Richmond”), (ii) Lisa Colleran and (iii) Benjamin Wolin (each a “Party” to this Agreement, and collectively, the “Parties” or the “Group”).
JOINT FILING AGREEMENTJoint Filing Agreement • May 17th, 2022 • Richmond Brothers, Inc. • Pharmaceutical preparations
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including additional amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of Ocuphire Pharma, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
