WITNESSETH:Investment Management Agreement • May 27th, 2014 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledMay 27th, 2014 Company Jurisdiction
CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of August 2, 2012, between First Trust Exchange-Traded Fund VI, a business trust organized under the laws of the Commonwealth of Massachusetts and registered with the Securities and Exchange Commission...Custodian Agreement • January 28th, 2013 • First Trust Exchange-Traded Fund Vi • New York
Contract Type FiledJanuary 28th, 2013 Company Jurisdiction
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 21st day of June, 2017, by and between FIRST TRUST EXCHANGE-TRADED FUND VI, a Massachusetts business trust (the "Trust"), and FIRST TRUST ADVISORS L.P., an Illinois limited...Investment Management Agreement • July 30th, 2018 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledJuly 30th, 2018 Company Jurisdiction
LICENSE AGREEMENT This License Agreement, dated as of this 22nd day of June, 2015, (the "Commencement Date"), is made by and between Indxx, LLC ("Licensor"), having an office at 470 Park Avenue South, Suite 8S, New York, New York 10016, and First...Sublicense Agreement • January 23rd, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJanuary 23rd, 2018 Company
RECITALS:Subscription Agreement • January 28th, 2013 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJanuary 28th, 2013 Company
SUB-LICENSE AGREEMENT --------------------- This agreement ("Agreement"), is made by and between First Trust Advisors L.P. ("Licensee"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187 and who is a...Sub-License Agreement • August 30th, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledAugust 30th, 2018 Company
SCHEDULE II INDEX LICENSING SCHEDULELicense Agreement • January 23rd, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJanuary 23rd, 2018 Company
RECITALS:Subscription Agreement • August 13th, 2013 • First Trust Exchange-Traded Fund Vi
Contract Type FiledAugust 13th, 2013 Company
Investment Management AgreementInvestment Management Agreement • January 28th, 2021 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledJanuary 28th, 2021 Company JurisdictionInvestment Management Agreement made this 23rd day of January, 2018, by and between First Trust Exchange-Traded Fund VI, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
WITNESSETH:Investment Management Agreement • March 16th, 2016 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledMarch 16th, 2016 Company Jurisdiction
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND VI First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Agreement • August 9th, 2012 • First Trust Exchange-Traded Fund Vi • New York
Contract Type FiledAugust 9th, 2012 Company Jurisdiction
WITNESSETH:Investment Management Agreement • November 29th, 2016 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledNovember 29th, 2016 Company Jurisdiction
WITNESSETH:Investment Management Agreement • May 25th, 2016 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledMay 25th, 2016 Company Jurisdiction
WITNESSETH:Investment Management Agreement • November 25th, 2013 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledNovember 25th, 2013 Company Jurisdiction
SUB-LICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 120 E. Liberty Drive, Suite 400, Wheaton, Illinois 60187 and who is a Licensee of Nasdaq, Inc....Agreement • September 6th, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledSeptember 6th, 2018 Company
WITNESSETH:Investment Management Agreement • December 18th, 2013 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledDecember 18th, 2013 Company Jurisdiction
AMENDED AND RESTATED FEE OFFSET AGREEMENT THIS AMENDED AND RESTATED FEE OFFSET AGREEMENT (this "Agreement") is entered into between First Trust Exchange- Traded Fund VI, a Massachusetts business trust (the "Trust"), on behalf of Multi-Asset...Fee Offset Agreement • January 28th, 2019 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledJanuary 28th, 2019 Company Jurisdiction
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND VI August 10, 2012 First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter...Distribution Agreement • January 28th, 2013 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJanuary 28th, 2013 Company
WITNESSETH:Investment Management Agreement • July 16th, 2014 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledJuly 16th, 2014 Company Jurisdiction
Fund Administration and Accounting AgreementFund Administration and Accounting Agreement • October 2nd, 2023 • First Trust Exchange-Traded Fund Vi • New York
Contract Type FiledOctober 2nd, 2023 Company JurisdictionAgreement made as of May 8, 2023, by and between each of the Trusts as set forth on the attached Exhibit A (each, a “Trust” or the “Trusts”), and The Bank of New York Mellon, a New York banking corporation (“BNYM”).
Transfer Agency and Service AgreementTransfer Agency and Service Agreement • October 2nd, 2023 • First Trust Exchange-Traded Fund Vi
Contract Type FiledOctober 2nd, 2023 CompanyAgreement made as of May 8, 2023, by and between each of the Trust(s) as set forth on the attached Exhibit A (each, a “Trust” or the “Trusts”), a Massachusetts business trust, having its principal office and place of business at 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 (the “Trust”) and The Bank of New York Mellon, a New York banking corporation having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
Custody AgreementCustody Agreement • October 2nd, 2023 • First Trust Exchange-Traded Fund Vi
Contract Type FiledOctober 2nd, 2023 CompanyAgreement, dated as of May 8, 2023 between each of the Trusts as set forth on the attached Appendix I, each a business trust organized and existing under the laws of the Commonwealth of Massachusetts having its principal office and place of business at 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 (each referred to herein as the “Trust") and The Bank of New York Mellon, a New York banking corporation having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (“Custodian”).
AMENDED AND RESTATED LICENSE AGREEMENTSublicense Agreement • December 14th, 2020 • First Trust Exchange-Traded Fund Vi • New York
Contract Type FiledDecember 14th, 2020 Company JurisdictionTHIS AMENDED AND RESTATED LICENSE AGREEMENT (this “Agreement”), is entered into as of the 14th day of April, 2020 (hereinafter the “Amendment Effective Date”) by and between Nasdaq, Inc., the successor in interest to The NASDAQ OMX Group, Inc., (“Index Provider” or “Nasdaq”), a Delaware corporation, having a principal office of business at One Liberty Plaza, 165 Broadway, New York, New York 10006, and First Trust Portfolios L.P. (“First Trust”), an Illinois limited partnership having a principal office of business at 120 E. Liberty Drive, Suite 400, Wheaton, IL 60187 (collectively, the “Parties”).
Sub-License AgreementSub-License Agreement • June 26th, 2024 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJune 26th, 2024 CompanyThis Sub-license Agreement (the “Sub-license Agreement”), dated as of June 24, 2024, is made by and among First Trust Exchange-Traded Fund VI, on behalf of the First Trust S&P 500 Economic Moat ETF as may be amended (the “Sub-licensee” and “Licensee ETF”) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
SUBLICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 120 East Liberty Drive, Wheaton, Illinois, and who is a Licensee of Nasdaq, Inc. ("NASDAQ"), a...Sublicense Agreement • May 11th, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledMay 11th, 2018 Company
PARTICIPANT AGREEMENT This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P. (the "Distributor"), and _________________________ (the "Participant") and subject to acceptance by Brown Brothers Harriman & Co.,...Participant Agreement • August 30th, 2018 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledAugust 30th, 2018 Company Jurisdiction
SUBLICENSE AGREEMENTSublicense Agreement • June 21st, 2021 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJune 21st, 2021 CompanyThis Sublicense Agreement (the “Sublicense Agreement”), dated as of June 15, 2021, is made by and among First Trust Exchange-Traded Fund VI, on behalf of its series, First Trust Indxx Medical Devices ETF (the “Sublicensee”) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
Sub-License AgreementSub-License Agreement • October 2nd, 2023 • First Trust Exchange-Traded Fund Vi
Contract Type FiledOctober 2nd, 2023 CompanyThis Sub-license Agreement (the “Sub-license Agreement”), dated as of September 29, 2023, is made by and among First Trust Exchange-Traded Fund VI, on behalf of First Trust S&P 500 Diversified Dividend Aristocrats ETF (the “Sub-licensee” and “Licensee ETF”) and First Trust Advisors L.P. (“First Trust” or “Sublicensor”).
Sub-License AgreementSub-License Agreement • June 7th, 2024 • First Trust Exchange-Traded Fund Vi
Contract Type FiledJune 7th, 2024 CompanyThis Sub-license Agreement (the “Sub-license Agreement”), dated as of June 7, 2024, is made by and among First Trust Exchange-Traded Fund VI, on behalf of its series, First Trust SMID Capital Strength ETF (the “Sublicensee”) and First Trust Portfolios L.P. (“First Trust” or “Sublicensor”).
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND III FIRST TRUST EXCHANGE-TRADED FUND IV FIRST TRUST EXCHANGE-TRADED FUND V FIRST TRUST EXCHANGE-TRADED FUND VI FIRST TRUST EXCHANGE-TRADED FUND VII FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND II...Participant Agreement • April 21st, 2017 • First Trust Exchange-Traded Fund Vi • Illinois
Contract Type FiledApril 21st, 2017 Company Jurisdiction
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED LICENSE AGREEMENTLicense Agreement • December 14th, 2020 • First Trust Exchange-Traded Fund Vi
Contract Type FiledDecember 14th, 2020 CompanyThis Amendment (this “Amendment”) to the Amended and Restated License Agreement, dated April 14, 2020 is made and effective as of this day of October, 2020 (the “Amendment Effective Date”), by and between First Trust Portfolios L.P, (“First Trust”) and, Nasdaq, Inc., (“Nasdaq” or “Index Provider”) each individually a “Party” and collectively “Parties.” Capitalized terms used in this Amendment and not otherwise defined shall have the meanings as provided in the Agreement.
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of August 30, 2018, is made by and among the First Trust S&P International Dividend Aristocrats ETF (the "Sublicensee") and First Trust Advisors L.P. ("First Trust"...Sublicense Agreement • August 30th, 2018 • First Trust Exchange-Traded Fund Vi
Contract Type FiledAugust 30th, 2018 Company
Investment Management AgreementInvestment Management Agreement • April 25th, 2024 • First Trust Exchange-Traded Fund Vi
Contract Type FiledApril 25th, 2024 CompanyInvestment Management Agreement made this 11th day of March, 2024, by and between First Trust Exchange-Traded Fund VI, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).