JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • November 30th, 2018 • Tu James • Electric lighting & wiring equipment
This joint filing agreement is made pursuant to Rule 13d-l(k)(1) under the Securities Exchange Act of 1934, as amended (the “Act”), by and among the parties listed below, each referenced to herein as a “Joint Filer”. The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • January 30th, 2020 • Tu James • Electric lighting & wiring equipment
This joint filing agreement is made pursuant to Rule 13d-l(k)(1) under the Securities Exchange Act of 1934, as amended (the “Act”), by and among the parties listed below, each referenced to herein as a “Joint Filer”. The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13G or Schedule 13D, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1.
AGREEMENTAgreement • February 26th, 2019 • Tu James • Electric lighting & wiring equipment • Delaware
This Agreement dated February 21, 2019 (this “Agreement”) is entered into by Energy Focus, Inc., a Delaware corporation (the “Company”), on the one hand, and Gina Huang (“Ms. Huang”), Brilliant Start Enterprise, Inc., an entity formed under the laws of the British Virgin Islands (“Brilliant Start”), Jag International, Ltd., an entity formed under the laws of the British Virgin Islands (“Jag”), Jiangang Luo (“Mr. Luo”), Cleantech Global Ltd., an entity formed under the laws of the British Virgin Islands (“Cleantech”), James Tu (“Mr. Tu”), 5 Elements Global Fund L.P., a Delaware limited partnership (“Global Fund”), Communal International, Ltd., an entity formed under the laws of the British Virgin Islands (“Communal”), Yeh-Mei Hui Cheng (“Ms. Cheng”), and 5 Elements Energy Efficiency Limited, an entity formed under the laws of the British Virgin Islands (“Energy Efficiency” and, together with Ms. Huang, Brilliant Start, Jag, Mr. Luo, Cleantech, Mr. Tu, Global Fund, Communal and Ms. Cheng
